UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Westamerica Bancorp
WABC
$1.37B
| $1.85M | ﹤0.01% |
29,768
+4,805
| +19% | +$298K |
|
|
MINI
1602
DELISTED
Mobile Mini Inc
MINI
| $1.85M | ﹤0.01% |
50,132
+14,229
| +40% | +$464K |
|
1603
Worthington Enterprises
WOR
$2.86B
| $1.85M | ﹤0.01% |
83,055
+9,682
| +13% | +$224K |
|
1604
Schwab US Mid-Cap ETF
SCHM
$15.1B
| $1.84M | ﹤0.01% |
97,668
+6,735
| +7% | +$127K |
|
1605
iShares S&P 500 Growth ETF
IVW
$77.6B
| $1.84M | ﹤0.01% |
40,888
-1,520
| -4% | -$68.8K |
|
|
PDCO
1606
DELISTED
Patterson Companies, Inc.
PDCO
| $1.83M | ﹤0.01% |
102,484
-2,681
| -3% | -$50.1K |
|
|
GOOS
1607
Canada Goose Holdings
GOOS
$856M
| $1.82M | ﹤0.01% |
41,397
+7,697
| +23% | +$322K |
|
|
EVBG
1608
DELISTED
Everbridge, Inc. Common Stock
EVBG
| $1.82M | ﹤0.01% |
29,501
+4,617
| +19% | +$392K |
|
|
GHDX
1609
DELISTED
Genomic Health, Inc.
GHDX
| $1.82M | ﹤0.01% |
26,843
+6,351
| +31% | +$436K |
|
1610
HNI Corp
HNI
$3.59B
| $1.82M | ﹤0.01% |
51,137
+5,452
| +12% | +$181K |
|
|
MANT
1611
DELISTED
Mantech International Corp
MANT
| $1.82M | ﹤0.01% |
25,419
+4,625
| +22% | +$316K |
|
|
ENLC
1612
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
| $1.81M | ﹤0.01% |
213,477
+26,982
| +14% | +$238K |
|
1613
Pacira BioSciences
PCRX
$997M
| $1.81M | ﹤0.01% |
47,633
+4,088
| +9% | +$163K |
|
1614
Personalis
PSNL
$1.51B
| $1.81M | ﹤0.01% |
123,499
-3,124
| -2% | -$59.1K |
|
1615
NMI Holdings
NMIH
$3.36B
| $1.81M | ﹤0.01% |
68,926
+12,743
| +23% | +$348K |
|
|
ALEX
1616
DELISTED
Alexander & Baldwin
ALEX
| $1.81M | ﹤0.01% |
73,819
+8,489
| +13% | +$199K |
|
1617
British American Tobacco
BTI
$128B
| $1.81M | ﹤0.01% |
48,978
-12,082
| -20% | -$442K |
|
|
NVTA
1618
DELISTED
Invitae Corporation
NVTA
| $1.8M | ﹤0.01% |
93,465
+29,842
| +47% | +$704K |
|
|
SC
1619
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $1.8M | ﹤0.01% |
70,557
-34,989
| -33% | -$912K |
|
|
CVET
1620
DELISTED
Covetrus, Inc. Common Stock
CVET
| $1.8M | ﹤0.01% |
151,339
+9,324
| +7% | +$173K |
|
|
ZGNX
1621
DELISTED
Zogenix, Inc.
ZGNX
| $1.8M | ﹤0.01% |
44,887
+8,707
| +24% | +$401K |
|
1622
Franklin Electric
FELE
$4.84B
| $1.79M | ﹤0.01% |
37,515
+6,504
| +21% | +$301K |
|
1623
BlackLine
BL
$1.72B
| $1.79M | ﹤0.01% |
37,503
+8,170
| +28% | +$407K |
|
1624
Vanguard Industrials ETF
VIS
$8.39B
| $1.79M | ﹤0.01% |
12,264
+82
| +0.7% | +$11.8K |
|
1625
BBVA Argentina
BBAR
$3.49B
| $1.79M | ﹤0.01% |
413,510
+30,010
| +8% | +$233K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.