UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
HUB Group
HUBG
$2.83B
| $1.14M | ﹤0.01% |
53,210
+2,914
| +6% | +$55.6K |
|
|
CBM
1602
DELISTED
Cambrex Corporation
CBM
| $1.14M | ﹤0.01% |
20,774
+2,231
| +12% | +$123K |
|
1603
Brinker International
EAT
$9.66B
| $1.14M | ﹤0.01% |
35,741
+2,954
| +9% | +$101K |
|
|
FTR
1604
DELISTED
Frontier Communications Corp.
FTR
| $1.14M | ﹤0.01% |
96,429
+15,345
| +19% | +$216K |
|
1605
Monro
MNRO
$399M
| $1.12M | ﹤0.01% |
20,071
+10,984
| +121% | +$516K |
|
1606
First Hawaiian
FHB
$3.41B
| $1.12M | ﹤0.01% |
37,096
+5,174
| +16% | +$149K |
|
1607
Eagle Bancorp
EGBN
$849M
| $1.12M | ﹤0.01% |
16,758
+1,046
| +7% | +$65.6K |
|
1608
Northwest Bancshares
NWBI
$2.32B
| $1.12M | ﹤0.01% |
64,993
+4,135
| +7% | +$65.7K |
|
1609
Builders FirstSource
BLDR
$7.8B
| $1.12M | ﹤0.01% |
62,302
+9,362
| +18% | +$151K |
|
1610
Horace Mann Educators
HMN
$2.09B
| $1.12M | ﹤0.01% |
28,410
+624
| +2% | +$23K |
|
1611
Dorman Products
DORM
$3.82B
| $1.12M | ﹤0.01% |
15,607
+167
| +1% | +$12K |
|
1612
LendingTree
TREE
$448M
| $1.12M | ﹤0.01% |
4,572
+2,472
| +118% | +$534K |
|
1613
Vanguard Morningstar Mid-Cap ETF
VO
$108B
| $1.12M | ﹤0.01% |
30,388
+2,636
| +9% | +$95.1K |
|
|
FCB
1614
DELISTED
FCB Financial Holdings, Inc.
FCB
| $1.11M | ﹤0.01% |
23,079
+858
| +4% | +$39.1K |
|
|
PEGI
1615
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $1.11M | ﹤0.01% |
45,924
+4,133
| +10% | +$103K |
|
1616
HNI Corp
HNI
$3.43B
| $1.1M | ﹤0.01% |
26,621
+4,089
| +18% | +$154K |
|
|
PSTB
1617
DELISTED
Park Sterling Corp.
PSTB
| $1.1M | ﹤0.01% |
88,766
+5,329
| +6% | +$61.8K |
|
1618
Brady Corp
BRC
$4.52B
| $1.1M | ﹤0.01% |
28,989
+7,528
| +35% | +$257K |
|
1619
Coeur Mining
CDE
$16B
| $1.09M | ﹤0.01% |
119,102
+7,329
| +7% | +$62.3K |
|
|
DO
1620
DELISTED
Diamond Offshore Drilling
DO
| $1.09M | ﹤0.01% |
75,393
+2,732
| +4% | +$32.9K |
|
|
SEMG
1621
DELISTED
SEMGROUP CORPORATION
SEMG
| $1.09M | ﹤0.01% |
38,013
+4,323
| +13% | +$112K |
|
1622
Quaker Houghton
KWR
$2.89B
| $1.09M | ﹤0.01% |
7,369
+73
| +1% | +$10.4K |
|
1623
Enviri
NVRI
$651M
| $1.09M | ﹤0.01% |
52,040
+6,954
| +15% | +$119K |
|
|
ARI
1624
Apollo Commercial Real Estate
ARI
$892M
| $1.08M | ﹤0.01% |
59,808
+6,454
| +12% | +$117K |
|
1625
MillerKnoll
MLKN
$1.64B
| $1.08M | ﹤0.01% |
30,089
+484
| +2% | +$16.3K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.