UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1601
Community Bank
CBU
$3.41B
| $954K | ﹤0.01% |
24,968
-6,500
| -21% | -$243K |
|
|
DOOR
1602
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $953K | ﹤0.01% |
14,555
+2,578
| +22% | +$146K |
|
|
CYS
1603
DELISTED
CYS Investments Inc.
CYS
| $952K | ﹤0.01% |
116,844
-17
| -0% | -$125 |
|
|
PMT
1604
PennyMac Mortgage Investment
PMT
$842M
| $951K | ﹤0.01% |
69,683
-4,667
| -6% | -$61.9K |
|
|
GWB
1605
DELISTED
Great Western Bancorp, Inc.
GWB
| $950K | ﹤0.01% |
34,852
-12,731
| -27% | -$326K |
|
|
STMP
1606
DELISTED
Stamps.com, Inc.
STMP
| $944K | ﹤0.01% |
8,885
+1,800
| +25% | +$184K |
|
|
CLDT
1607
Chatham Lodging
CLDT
$586M
| $939K | ﹤0.01% |
43,798
-30,187
| -41% | -$600K |
|
1608
KB Home
KBH
$3.59B
| $939K | ﹤0.01% |
65,802
-13,670
| -17% | -$160K |
|
|
FPRX
1609
DELISTED
Five Prime Therapeutics, Inc.
FPRX
| $929K | ﹤0.01% |
22,870
-5,432
| -19% | -$187K |
|
|
LTRPA
1610
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
| $921K | ﹤0.01% |
41,566
-10,617
| -20% | -$233K |
|
1611
Pampa Energía
PAM
$4.41B
| $920K | ﹤0.01% |
+42,900
| New | +$897K |
|
1612
Brady Corp
BRC
$4.57B
| $918K | ﹤0.01% |
34,175
-3,100
| -8% | -$74.6K |
|
1613
Mine Safety
MSA
$7.49B
| $917K | ﹤0.01% |
18,980
+3,881
| +26% | +$168K |
|
1614
Watts Water Technologies
WTS
$13.1B
| $914K | ﹤0.01% |
16,580
-2,481
| -13% | -$125K |
|
1615
Papa John's
PZZA
$806M
| $910K | ﹤0.01% |
16,798
-5,800
| -26% | -$305K |
|
1616
BOK Financial
BOKF
$8.74B
| $908K | ﹤0.01% |
16,624
-2,785
| -14% | -$145K |
|
|
RWT
1617
Redwood Trust
RWT
$594M
| $908K | ﹤0.01% |
69,453
+4,653
| +7% | +$54.4K |
|
|
EVER
1618
DELISTED
Everbank Financial Corp
EVER
| $905K | ﹤0.01% |
59,976
-391,557
| -87% | -$5.44M |
|
1619
Yelp
YELP
$1.41B
| $903K | ﹤0.01% |
45,460
-5,012
| -10% | -$103K |
|
|
CATM
1620
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
| $901K | ﹤0.01% |
25,020
+5,621
| +29% | +$184K |
|
1621
Smith & Wesson
SWBI
$637M
| $900K | ﹤0.01% |
43,971
-13,916
| -24% | -$259K |
|
1622
Adeia
ADEA
$3.11B
| $899K | ﹤0.01% |
109,605
-4,921
| -4% | -$37.5K |
|
1623
Credit Acceptance
CACC
$6.08B
| $898K | ﹤0.01% |
4,951
-1,924
| -28% | -$367K |
|
1624
CEMIG Preferred Shares
CIG
$6.01B
| $895K | ﹤0.01% |
777,101
-404,562
| -34% | -$330K |
|
1625
TFS Financial
TFSL
$4.93B
| $895K | ﹤0.01% |
51,500
-6,976
| -12% | -$119K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.