UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
8x8 Inc
EGHT
$332M
| $2.69M | ﹤0.01% |
82,820
-167,974
| -67% | -$5.81M |
|
1577
O-I Glass
OI
$1.08B
| $2.67M | ﹤0.01% |
181,477
-7,394
| -4% | -$95.3K |
|
1578
Liberty Latin America Class C
LILAK
$1.64B
| $2.66M | ﹤0.01% |
225,805
-3,026
| -1% | -$33.1K |
|
|
FLOW
1579
DELISTED
SPX FLOW, Inc.
FLOW
| $2.66M | ﹤0.01% |
42,046
+944
| +2% | +$57.1K |
|
1580
Ecopetrol
EC
$34.5B
| $2.66M | ﹤0.01% |
207,200
-24,339
| -11% | -$315K |
|
1581
Hope Bancorp
HOPE
$1.79B
| $2.65M | ﹤0.01% |
176,194
-9,301
| -5% | -$124K |
|
|
LGF.B
1582
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $2.65M | ﹤0.01% |
205,314
+1,402
| +0.7% | +$18.5K |
|
|
ODP
1583
DELISTED
ODP
ODP
| $2.63M | ﹤0.01% |
60,792
-260
| -0.4% | -$10.9K |
|
1584
Upbound Group
UPBD
$1.16B
| $2.61M | ﹤0.01% |
45,334
-4,407
| -9% | -$231K |
|
1585
Genworth Financial
GNW
$3.71B
| $2.61M | ﹤0.01% |
786,624
-11,701
| -1% | -$38.5K |
|
|
SFIX
1586
Stitch Fix
SFIX
$560M
| $2.61M | ﹤0.01% |
52,594
+1,491
| +3% | +$105K |
|
1587
AppFolio
APPF
$7.04B
| $2.6M | ﹤0.01% |
18,371
| – | – |
|
|
VNE
1588
DELISTED
Veoneer, Inc.
VNE
| $2.6M | ﹤0.01% |
106,119
-6,052
| -5% | -$158K |
|
1589
Coeur Mining
CDE
$17.9B
| $2.6M | ﹤0.01% |
287,420
-10,371
| -3% | -$96.4K |
|
1590
Northwest Natural Holdings
NWN
$2.12B
| $2.59M | ﹤0.01% |
48,015
| – | – |
|
1591
Strategic Education
STRA
$1.92B
| $2.59M | ﹤0.01% |
28,175
+230
| +0.8% | +$20.6K |
|
1592
PBF Energy
PBF
$7.31B
| $2.58M | ﹤0.01% |
182,565
-14,030
| -7% | -$168K |
|
|
TWO
1593
Two Harbors Investment
TWO
$1.27B
| $2.57M | ﹤0.01% |
87,766
+833
| +1% | +$22.8K |
|
|
MIME
1594
DELISTED
Mimecast Limited
MIME
| $2.57M | ﹤0.01% |
63,794
| – | – |
|
1595
Compass Minerals
CMP
$1.15B
| $2.56M | ﹤0.01% |
40,799
+400
| +1% | +$25.6K |
|
1596
Gentherm
THRM
$1.27B
| $2.56M | ﹤0.01% |
34,522
-1,790
| -5% | -$127K |
|
|
BBBY
1597
Bed Bath & Beyond
BBBY
$442M
| $2.56M | ﹤0.01% |
42,430
-2,013
| -5% | -$136K |
|
1598
Moog Inc Class A
MOG.A
$12.8B
| $2.55M | ﹤0.01% |
30,676
-722
| -2% | -$57.7K |
|
1599
WaFd
WAFD
$2.75B
| $2.54M | ﹤0.01% |
82,474
-2,931
| -3% | -$87.6K |
|
1600
Red Rock Resorts
RRR
$3.62B
| $2.51M | ﹤0.01% |
77,152
+1,933
| +3% | +$56K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.