UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
WSFS Financial
WSFS
$4.13B
| $1.7M | ﹤0.01% |
63,109
+11,522
| +22% | +$325K |
|
1577
JFrog
FROG
$10.6B
| $1.7M | ﹤0.01% |
+20,096
| New | +$1.5M |
|
|
ALLK
1578
DELISTED
Allakos
ALLK
| $1.69M | ﹤0.01% |
20,787
+45
| +0.2% | +$3.65K |
|
1579
Antero Resources
AR
$11.2B
| $1.68M | ﹤0.01% |
612,382
+19,021
| +3% | +$60.3K |
|
|
MDRX
1580
DELISTED
Veradigm Inc. Common Stock
MDRX
| $1.68M | ﹤0.01% |
206,618
+9,807
| +5% | +$80.1K |
|
1581
Simply Good Foods
SMPL
$976M
| $1.68M | ﹤0.01% |
76,233
-18,448
| -19% | -$429K |
|
1582
Trustmark
TRMK
$2.73B
| $1.68M | ﹤0.01% |
78,314
+2,001
| +3% | +$46K |
|
|
CMCM
1583
Cheetah Mobile
CMCM
$98.1M
| $1.67M | ﹤0.01% |
162,204
| – | – |
|
1584
Amkor Technology
AMKR
$13.4B
| $1.67M | ﹤0.01% |
149,017
-918
| -0.6% | -$11.4K |
|
1585
CarGurus
CARG
$3.3B
| $1.66M | ﹤0.01% |
76,880
+1,382
| +2% | +$35.4K |
|
|
CVSA
1586
Covista Inc
CVSA
$4.64B
| $1.66M | ﹤0.01% |
67,739
+2,613
| +4% | +$84.3K |
|
1587
Cimpress
CMPR
$2.28B
| $1.66M | ﹤0.01% |
22,106
+3,105
| +16% | +$266K |
|
1588
Healthcare Services Group
HCSG
$1.51B
| $1.66M | ﹤0.01% |
77,149
-11,456
| -13% | -$267K |
|
|
AVYA
1589
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
| $1.66M | ﹤0.01% |
108,968
+13,470
| +14% | +$190K |
|
1590
CBIZ
CBZ
$2.96B
| $1.65M | ﹤0.01% |
72,118
+4,376
| +6% | +$104K |
|
|
SPWR
1591
DELISTED
SunPower Corporation Common Stock
SPWR
| $1.65M | ﹤0.01% |
131,667
-73,070
| -36% | -$615K |
|
1592
Resideo Technologies
REZI
$3.75B
| $1.64M | ﹤0.01% |
149,201
-10,200
| -6% | -$129K |
|
|
INOV
1593
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
| $1.64M | ﹤0.01% |
61,850
+4,677
| +8% | +$109K |
|
1594
Ambarella
AMBA
$3.68B
| $1.63M | ﹤0.01% |
31,287
+848
| +3% | +$41K |
|
1595
Simmons First National
SFNC
$3.4B
| $1.63M | ﹤0.01% |
102,860
-5,731
| -5% | -$95.9K |
|
1596
McGrath RentCorp
MGRC
$2.92B
| $1.61M | ﹤0.01% |
27,091
+6,043
| +29% | +$364K |
|
|
TWO
1597
Two Harbors Investment
TWO
$1.27B
| $1.61M | ﹤0.01% |
79,231
+2,424
| +3% | +$51.5K |
|
1598
Opko Health
OPK
$1.04B
| $1.6M | ﹤0.01% |
433,795
+49,921
| +13% | +$211K |
|
1599
Editas Medicine
EDIT
$442M
| $1.6M | ﹤0.01% |
57,029
+9,323
| +20% | +$304K |
|
1600
Albany International
AIN
$1.74B
| $1.6M | ﹤0.01% |
32,230
-361
| -1% | -$18.7K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.