UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MDRX
1576
DELISTED
Veradigm Inc. Common Stock
MDRX
| $1.99M | ﹤0.01% |
181,548
+10,576
| +6% | +$109K |
|
|
FOLD
1577
DELISTED
Amicus Therapeutics
FOLD
| $1.99M | ﹤0.01% |
248,121
+40,135
| +19% | +$436K |
|
1578
Cannae Holdings
CNNE
$649M
| $1.98M | ﹤0.01% |
72,241
+9,291
| +15% | +$265K |
|
1579
Simply Good Foods
SMPL
$982M
| $1.98M | ﹤0.01% |
68,337
+19,185
| +39% | +$536K |
|
1580
Compass Minerals
CMP
$1.15B
| $1.98M | ﹤0.01% |
35,038
+2,057
| +6% | +$110K |
|
1581
Otter Tail
OTTR
$3.94B
| $1.98M | ﹤0.01% |
36,782
+6,122
| +20% | +$320K |
|
1582
Constellium
CSTM
$3.99B
| $1.97M | ﹤0.01% |
154,752
-2,353
| -1% | -$27.7K |
|
|
CALY
1583
Callaway Golf Company
CALY
$3.14B
| $1.96M | ﹤0.01% |
101,218
+16,929
| +20% | +$307K |
|
|
LADR
1584
Ladder Capital
LADR
$1.24B
| $1.96M | ﹤0.01% |
113,447
+12,219
| +12% | +$207K |
|
1585
Prestige Consumer Healthcare
PBH
$2.6B
| $1.96M | ﹤0.01% |
56,389
+9,061
| +19% | +$298K |
|
|
PPBI
1586
DELISTED
Pacific Premier Bancorp
PPBI
| $1.95M | ﹤0.01% |
62,676
+11,516
| +23% | +$350K |
|
1587
NETSCOUT
NTCT
$2.79B
| $1.95M | ﹤0.01% |
84,741
+20,243
| +31% | +$483K |
|
1588
BGC Group
BGC
$4.89B
| $1.94M | ﹤0.01% |
353,608
+41,494
| +13% | +$222K |
|
1589
PennyMac Financial
PFSI
$4.02B
| $1.94M | ﹤0.01% |
63,979
+19,934
| +45% | +$538K |
|
|
IBTX
1590
DELISTED
Independent Bank Group, Inc.
IBTX
| $1.94M | ﹤0.01% |
36,907
+4,195
| +13% | +$222K |
|
1591
Knowles
KN
$3.34B
| $1.93M | ﹤0.01% |
95,041
+10,030
| +12% | +$197K |
|
|
PTLA
1592
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
| $1.92M | ﹤0.01% |
71,576
+19,343
| +37% | +$543K |
|
1593
Casella Waste Systems
CWST
$5.69B
| $1.92M | ﹤0.01% |
44,600
+8,097
| +22% | +$351K |
|
1594
Hyatt Hotels
H
$16.7B
| $1.91M | ﹤0.01% |
25,918
-859,928
| -97% | -$65M |
|
1595
Oceaneering
OII
$4.77B
| $1.88M | ﹤0.01% |
138,804
+14,275
| +11% | +$216K |
|
1596
Towne Bank
TOWN
$3.42B
| $1.88M | ﹤0.01% |
67,585
+19,234
| +40% | +$523K |
|
|
TRTN
1597
DELISTED
Triton International Limited
TRTN
| $1.88M | ﹤0.01% |
55,449
+8,642
| +18% | +$282K |
|
1598
Aaon
AAON
$7.77B
| $1.87M | ﹤0.01% |
61,122
+10,878
| +22% | +$351K |
|
1599
Provident Financial Services
PFS
$3.19B
| $1.87M | ﹤0.01% |
76,178
+11,987
| +19% | +$291K |
|
|
IRBT
1600
DELISTED
iRobot
IRBT
| $1.87M | ﹤0.01% |
30,296
+2,994
| +11% | +$214K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.