UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1576
Papa John's
PZZA
$1.02B
| $1.22M | ﹤0.01% |
16,706
+1,608
| +11% | +$121K |
|
1577
Stantec
STN
$8.17B
| $1.22M | ﹤0.01% |
43,998
+1,800
| +4% | +$47.8K |
|
1578
Vanguard Materials ETF
VAW
$2.99B
| $1.22M | ﹤0.01% |
9,469
+3,638
| +62% | +$452K |
|
|
GES
1579
DELISTED
Guess Inc
GES
| $1.21M | ﹤0.01% |
71,299
+1,251
| +2% | +$17.7K |
|
1580
Morningstar
MORN
$7.46B
| $1.21M | ﹤0.01% |
14,277
+2,298
| +19% | +$187K |
|
|
ALEX
1581
DELISTED
Alexander & Baldwin
ALEX
| $1.21M | ﹤0.01% |
26,145
+3,756
| +17% | +$162K |
|
|
BID
1582
DELISTED
Sotheby's
BID
| $1.21M | ﹤0.01% |
26,138
+61
| +0.2% | +$3.01K |
|
|
GCP
1583
DELISTED
GCP Applied Technologies Inc.
GCP
| $1.2M | ﹤0.01% |
39,201
+464
| +1% | +$13.9K |
|
1584
Planet Fitness
PLNT
$4.45B
| $1.2M | ﹤0.01% |
44,417
+3,328
| +8% | +$80.9K |
|
1585
Korn Ferry
KFY
$4.21B
| $1.2M | ﹤0.01% |
30,371
+2,111
| +7% | +$72.8K |
|
1586
J&J Snack Foods
JJSF
$1.48B
| $1.2M | ﹤0.01% |
9,103
+878
| +11% | +$113K |
|
|
PINC
1587
DELISTED
Premier
PINC
| $1.19M | ﹤0.01% |
36,472
+2,483
| +7% | +$84.3K |
|
1588
Rogers Corp
ROG
$2.24B
| $1.19M | ﹤0.01% |
8,904
+727
| +9% | +$86.2K |
|
1589
Central Garden & Pet Co Class A
CENTA
$2.39B
| $1.18M | ﹤0.01% |
39,823
+4,169
| +12% | +$111K |
|
1590
LiveRamp
RAMP
$2.3B
| $1.18M | ﹤0.01% |
47,998
+3,912
| +9% | +$96.1K |
|
|
HZNP
1591
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
| $1.18M | ﹤0.01% |
93,244
+5,104
| +6% | +$64.9K |
|
1592
Hecla Mining
HL
$9.68B
| $1.18M | ﹤0.01% |
234,849
+8,229
| +4% | +$42.2K |
|
|
DBD
1593
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.18M | ﹤0.01% |
51,544
+388
| +0.8% | +$8.27K |
|
|
ESGR
1594
DELISTED
Enstar Group
ESGR
| $1.17M | ﹤0.01% |
5,273
+203
| +4% | +$41.5K |
|
1595
DNOW Inc
DNOW
$2.6B
| $1.17M | ﹤0.01% |
84,440
+7,943
| +10% | +$108K |
|
1596
Designer Brands
DBI
$331M
| $1.16M | ﹤0.01% |
54,072
+5,107
| +10% | +$94K |
|
1597
International Bancshares
IBOC
$4.74B
| $1.16M | ﹤0.01% |
28,903
+361
| +1% | +$13.1K |
|
1598
UFP Industries
UFPI
$5.18B
| $1.16M | ﹤0.01% |
35,418
+11,259
| +47% | +$325K |
|
1599
Azenta
AZTA
$1.38B
| $1.16M | ﹤0.01% |
38,053
+2,186
| +6% | +$56.2K |
|
1600
Group 1 Automotive
GPI
$3.48B
| $1.15M | ﹤0.01% |
15,832
+832
| +6% | +$51.1K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.