UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
Crocs
CROX
$6.55B
| $2.16M | ﹤0.01% |
77,638
+11,802
| +18% | +$286K |
|
1552
QuidelOrtho
QDEL
$838M
| $2.15M | ﹤0.01% |
35,036
+9,344
| +36% | +$562K |
|
1553
Sally Beauty Holdings
SBH
$1.58B
| $2.14M | ﹤0.01% |
143,885
-3,009
| -2% | -$39.4K |
|
1554
Lattice Semiconductor
LSCC
$18.5B
| $2.14M | ﹤0.01% |
116,789
+9,564
| +9% | +$175K |
|
1555
Capitol Federal Financial
CFFN
$1.1B
| $2.13M | ﹤0.01% |
154,788
+11,297
| +8% | +$154K |
|
|
INVX
1556
Innovex International
INVX
$1.97B
| $2.13M | ﹤0.01% |
42,377
+4,989
| +13% | +$243K |
|
1557
Hilltop Holdings
HTH
$2.24B
| $2.12M | ﹤0.01% |
88,854
+12,811
| +17% | +$294K |
|
1558
Evertec
EVTC
$1.78B
| $2.11M | ﹤0.01% |
67,522
+9,730
| +17% | +$326K |
|
1559
Canadian Pacific Kansas City
CP
$80.5B
| $2.11M | ﹤0.01% |
47,360
-1,990
| -4% | -$93.6K |
|
1560
Minerals Technologies
MTX
$2.34B
| $2.1M | ﹤0.01% |
39,485
+4,954
| +14% | +$254K |
|
|
CBM
1561
DELISTED
Cambrex Corporation
CBM
| $2.1M | ﹤0.01% |
35,214
+13,693
| +64% | +$733K |
|
1562
Terex
TEX
$7.74B
| $2.09M | ﹤0.01% |
80,646
-14,448
| -15% | -$397K |
|
1563
Commault Systems
CVLT
$5.61B
| $2.09M | ﹤0.01% |
46,793
+8,748
| +23% | +$401K |
|
|
ALX
1564
Alexander's
ALX
$1.41B
| $2.08M | ﹤0.01% |
5,978
+404
| +7% | +$148K |
|
|
TECX
1565
Tectonic Therapeutic
TECX
$606M
| $2.08M | ﹤0.01% |
12,273
| – | – |
|
1566
Kontoor Brands
KTB
$4.26B
| $2.07M | ﹤0.01% |
59,020
+10,275
| +21% | +$333K |
|
1567
Mercury Insurance
MCY
$6.07B
| $2.06M | ﹤0.01% |
36,881
+823
| +2% | +$47.1K |
|
1568
National Vision
EYE
$1.81B
| $2.06M | ﹤0.01% |
85,572
+25,983
| +44% | +$757K |
|
1569
Fabrinet
FN
$20.1B
| $2.06M | ﹤0.01% |
39,365
+7,220
| +22% | +$378K |
|
1570
Liberty Latin America Class C
LILAK
$1.64B
| $2.06M | ﹤0.01% |
140,517
+20,264
| +17% | +$292K |
|
|
CUB
1571
DELISTED
Cubic Corporation
CUB
| $2.04M | ﹤0.01% |
28,934
+4,307
| +17% | +$295K |
|
|
EB
1572
DELISTED
Eventbrite
EB
| $2.04M | ﹤0.01% |
114,947
+20,855
| +22% | +$366K |
|
1573
Bloomin' Brands
BLMN
$938M
| $2.01M | ﹤0.01% |
106,112
+13,092
| +14% | +$233K |
|
|
HT
1574
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
| $2M | ﹤0.01% |
134,546
+41,844
| +45% | +$639K |
|
1575
Plexus
PLXS
$7.23B
| $2M | ﹤0.01% |
31,982
+662
| +2% | +$39.3K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.