UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1551
Plexus
PLXS
$7.38B
| $1.41M | ﹤0.01% |
23,169
+802
| +4% | +$48.6K |
|
1552
FTI Consulting
FCN
$4.35B
| $1.41M | ﹤0.01% |
32,737
+2,411
| +8% | +$98.4K |
|
1553
Old National Bancorp
ONB
$10.4B
| $1.41M | ﹤0.01% |
80,579
| – | – |
|
|
GWB
1554
DELISTED
Great Western Bancorp, Inc.
GWB
| $1.4M | ﹤0.01% |
35,192
+939
| +3% | +$38K |
|
|
CSR
1555
Centerspace
CSR
$922M
| $1.4M | ﹤0.01% |
24,588
+2,484
| +11% | +$148K |
|
1556
Simmons First National
SFNC
$3.49B
| $1.39M | ﹤0.01% |
48,836
+13,296
| +37% | +$382K |
|
1557
Ormat Technologies
ORA
$6.12B
| $1.39M | ﹤0.01% |
21,787
| – | – |
|
1558
Red Rock Resorts
RRR
$3.83B
| $1.39M | ﹤0.01% |
41,285
+5,451
| +15% | +$152K |
|
1559
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
| $1.39M | ﹤0.01% |
29,057
+29,008
| +59,200% | +$1.4M |
|
|
BID
1560
DELISTED
Sotheby's
BID
| $1.39M | ﹤0.01% |
26,938
+800
| +3% | +$39.9K |
|
|
KS
1561
DELISTED
KapStone Paper and Pack Corp.
KS
| $1.39M | ﹤0.01% |
61,194
+2,617
| +4% | +$57.8K |
|
1562
Community Health Systems
CYH
$412M
| $1.39M | ﹤0.01% |
325,520
+39,125
| +14% | +$197K |
|
|
SPN
1563
DELISTED
Superior Energy Services, Inc.
SPN
| $1.38M | ﹤0.01% |
14,325
+2,014
| +16% | +$187K |
|
|
TRTN
1564
DELISTED
Triton International Limited
TRTN
| $1.38M | ﹤0.01% |
36,808
+7,958
| +28% | +$306K |
|
|
SNR
1565
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
| $1.38M | ﹤0.01% |
182,290
+20,913
| +13% | +$174K |
|
|
FNSR
1566
DELISTED
Finisar Corp
FNSR
| $1.37M | ﹤0.01% |
67,244
+2,209
| +3% | +$45.9K |
|
1567
Opko Health
OPK
$963M
| $1.36M | ﹤0.01% |
277,534
+40,626
| +17% | +$236K |
|
1568
Toyota
TM
$225B
| $1.36M | ﹤0.01% |
10,691
-500
| -4% | -$62.3K |
|
1569
Power Integrations
POWI
$3.53B
| $1.36M | ﹤0.01% |
36,872
+1,920
| +5% | +$73.2K |
|
1570
Trustmark
TRMK
$2.83B
| $1.35M | ﹤0.01% |
42,229
-725
| -2% | -$24K |
|
|
BGC
1571
DELISTED
General Cable Corporation
BGC
| $1.34M | ﹤0.01% |
45,321
+6,371
| +16% | +$151K |
|
1572
Rush Enterprises Class A
RUSHA
$6.45B
| $1.34M | ﹤0.01% |
59,380
+9,716
| +20% | +$211K |
|
|
SRCI
1573
DELISTED
SRC Energy Inc
SRCI
| $1.34M | ﹤0.01% |
156,708
+27,329
| +21% | +$241K |
|
1574
Viavi Solutions
VIAV
$10.1B
| $1.34M | ﹤0.01% |
152,933
| – | – |
|
|
ARI
1575
Apollo Commercial Real Estate
ARI
$893M
| $1.33M | ﹤0.01% |
72,140
+12,332
| +21% | +$227K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.