UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
Applied Industrial Technologies
AIT
$13.1B
| $1.47M | ﹤0.01% |
21,616
+1,090
| +5% | +$69.3K |
|
|
SEND
1527
DELISTED
SendGrid, Inc.
SEND
| $1.47M | ﹤0.01% |
+61,300
| New | +$1.27M |
|
|
GES
1528
DELISTED
Guess Inc
GES
| $1.46M | ﹤0.01% |
86,733
+15,434
| +22% | +$256K |
|
1529
Mercury Systems
MRCY
$6.69B
| $1.46M | ﹤0.01% |
28,509
+1,696
| +6% | +$87K |
|
1530
Groupon
GRPN
$1.07B
| $1.45M | ﹤0.01% |
14,262
+921
| +7% | +$96.9K |
|
1531
J&J Snack Foods
JJSF
$1.48B
| $1.45M | ﹤0.01% |
9,561
+458
| +5% | +$64.3K |
|
1532
Capitol Federal Financial
CFFN
$1.13B
| $1.45M | ﹤0.01% |
108,105
-2,177
| -2% | -$30.5K |
|
|
UBA
1533
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
| $1.45M | ﹤0.01% |
66,606
+4,314
| +7% | +$96.5K |
|
1534
LiveRamp
RAMP
$2.3B
| $1.45M | ﹤0.01% |
52,498
+4,500
| +9% | +$118K |
|
|
RDC
1535
DELISTED
Rowan Companies Plc
RDC
| $1.44M | ﹤0.01% |
92,237
+20,322
| +28% | +$286K |
|
|
MZTI
1536
The Marzetti Company
MZTI
$3.04B
| $1.44M | ﹤0.01% |
11,173
+491
| +5% | +$62K |
|
1537
New York Times
NYT
$12.1B
| $1.44M | ﹤0.01% |
78,004
| – | – |
|
1538
Protolabs
PRLB
$2.11B
| $1.44M | ﹤0.01% |
13,977
+901
| +7% | +$80.9K |
|
1539
Insmed
INSM
$21.4B
| $1.43M | ﹤0.01% |
45,939
+20,344
| +79% | +$601K |
|
1540
OneMain Financial
OMF
$7.53B
| $1.43M | ﹤0.01% |
55,065
+6,636
| +14% | +$183K |
|
|
ESL
1541
DELISTED
Esterline Technologies
ESL
| $1.43M | ﹤0.01% |
19,130
-216
| -1% | -$17.7K |
|
|
BCPC
1542
Balchem Corp
BCPC
$5.66B
| $1.43M | ﹤0.01% |
17,718
| – | – |
|
1543
Commault Systems
CVLT
$5.53B
| $1.43M | ﹤0.01% |
27,182
+1,470
| +6% | +$81.3K |
|
1544
Central Garden & Pet Co Class A
CENTA
$2.42B
| $1.43M | ﹤0.01% |
47,280
+7,457
| +19% | +$221K |
|
1545
UFP Industries
UFPI
$5.28B
| $1.42M | ﹤0.01% |
37,871
+2,453
| +7% | +$90.2K |
|
1546
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
| $1.42M | ﹤0.01% |
17,684
+11,283
| +176% | +$907K |
|
1547
BOK Financial
BOKF
$8.82B
| $1.42M | ﹤0.01% |
15,367
+603
| +4% | +$53.2K |
|
|
ENV
1548
DELISTED
ENVESTNET, INC.
ENV
| $1.41M | ﹤0.01% |
28,311
+3,092
| +12% | +$160K |
|
|
PCH
1549
DELISTED
PotlatchDeltic
PCH
| $1.41M | ﹤0.01% |
28,263
+878
| +3% | +$45.3K |
|
|
DOOR
1550
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $1.41M | ﹤0.01% |
18,994
+1,186
| +7% | +$82.8K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.