UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
BGC Group
BGC
$4.89B
| $1.28M | ﹤0.01% |
226,935
+12,712
| +6% | +$72.6K |
|
1527
Ubiquiti
UI
$34.3B
| $1.27M | ﹤0.01% |
23,674
+3,874
| +20% | +$186K |
|
|
FIT
1528
DELISTED
Fitbit, Inc. Class A common stock
FIT
| $1.26M | ﹤0.01% |
84,814
+31,723
| +60% | +$463K |
|
1529
Carpenter Technology
CRS
$28.4B
| $1.26M | ﹤0.01% |
30,445
+681
| +2% | +$25.7K |
|
|
MDP
1530
DELISTED
Meredith Corporation
MDP
| $1.25M | ﹤0.01% |
24,095
| – | – |
|
|
HAPN
1531
Happen Inc
HAPN
$2.24B
| $1.25M | ﹤0.01% |
40,458
+7,426
| +22% | +$193K |
|
1532
3D Systems Corp
DDD
$613M
| $1.25M | ﹤0.01% |
69,528
+5,200
| +8% | +$78K |
|
|
EFOR
1533
Everforth Inc
EFOR
$1.32B
| $1.24M | ﹤0.01% |
34,287
+4,000
| +13% | +$149K |
|
1534
LCI Industries
LCII
$2.65B
| $1.24M | ﹤0.01% |
12,631
| – | – |
|
1535
Pampa Energía
PAM
$4.41B
| $1.24M | ﹤0.01% |
38,200
+5,200
| +16% | +$145K |
|
1536
RBC Bearings
RBC
$18B
| $1.24M | ﹤0.01% |
16,177
+3,692
| +30% | +$282K |
|
1537
LiveRamp
RAMP
$2.3B
| $1.23M | ﹤0.01% |
46,300
| – | – |
|
1538
Interparfums
IPAR
$3.94B
| $1.23M | ﹤0.01% |
38,000
+7,208
| +23% | +$231K |
|
|
KS
1539
DELISTED
KapStone Paper and Pack Corp.
KS
| $1.23M | ﹤0.01% |
64,831
+1,370
| +2% | +$22K |
|
1540
Plexus
PLXS
$7.23B
| $1.22M | ﹤0.01% |
26,154
| – | – |
|
1541
Penumbra
PEN
$12.8B
| $1.22M | ﹤0.01% |
16,100
+3,057
| +23% | +$211K |
|
|
RDUS
1542
DELISTED
Radius Health, Inc.
RDUS
| $1.22M | ﹤0.01% |
22,571
+2,543
| +13% | +$129K |
|
1543
Coeur Mining
CDE
$17.9B
| $1.22M | ﹤0.01% |
102,929
+4,900
| +5% | +$67K |
|
|
SAFM
1544
DELISTED
Sanderson Farms Inc
SAFM
| $1.22M | ﹤0.01% |
12,641
+270
| +2% | +$24.7K |
|
1545
Nexstar Media Group
NXST
$5.92B
| $1.22M | ﹤0.01% |
21,085
+1,572
| +8% | +$82.8K |
|
|
HMHC
1546
DELISTED
Houghton Mifflin Harcourt Company
HMHC
| $1.22M | ﹤0.01% |
90,621
| – | – |
|
1547
Ironwood Pharmaceuticals
IRWD
$711M
| $1.2M | ﹤0.01% |
90,487
+1,671
| +2% | +$19.5K |
|
1548
Hilltop Holdings
HTH
$2.24B
| $1.2M | ﹤0.01% |
53,393
| – | – |
|
1549
Halozyme
HALO
$12.2B
| $1.2M | ﹤0.01% |
99,172
+2,145
| +2% | +$21.9K |
|
|
KNGT
1550
DELISTED
KNIGHT TRANSPORTATION INC
KNGT
| $1.19M | ﹤0.01% |
41,514
+8,037
| +24% | +$231K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.