UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1526
Post Holdings
POST
$4.09B
| $847K | ﹤0.01% |
26,280
+611
| +2% | +$18K |
|
1527
Interactive Brokers
IBKR
$38.8B
| $846K | ﹤0.01% |
139,024
-30,400
| -18% | -$170K |
|
|
SGY
1528
DELISTED
Stone Energy
SGY
| $842K | ﹤0.01% |
429
-1
| -0.2% | -$1.91K |
|
1529
Louisiana-Pacific
LPX
$5.3B
| $835K | ﹤0.01% |
45,095
+100
| +0.2% | +$1.7K |
|
|
THS
1530
DELISTED
Treehouse Foods
THS
| $834K | ﹤0.01% |
12,099
+100
| +0.8% | +$7.03K |
|
|
MW
1531
DELISTED
THE MENS WAREHOUSE INC
MW
| $833K | ﹤0.01% |
16,299
+300
| +2% | +$14K |
|
|
MTOR
1532
DELISTED
MERITOR, Inc.
MTOR
| $822K | ﹤0.01% |
78,796
-2,800
| -3% | -$21.9K |
|
1533
Cheesecake Factory
CAKE
$5.34B
| $821K | ﹤0.01% |
16,999
-4,900
| -22% | -$229K |
|
|
HDS
1534
DELISTED
HD Supply Holdings, Inc.
HDS
| $821K | ﹤0.01% |
+34,200
| New | +$740K |
|
1535
Opko Health
OPK
$985M
| $820K | ﹤0.01% |
97,195
+3,800
| +4% | +$38.4K |
|
1536
Enerpac Tool Group
EPAC
$1.92B
| $819K | ﹤0.01% |
22,356
-88,155
| -80% | -$3.35M |
|
|
DGI
1537
DELISTED
DigitalGlobe Inc.
DGI
| $819K | ﹤0.01% |
19,895
+1,000
| +5% | +$36K |
|
1538
Zillow
ZG
$7.72B
| $817K | ﹤0.01% |
29,997
+5,700
| +23% | +$151K |
|
|
FCS
1539
DELISTED
FAIRCHILD SEMICONDUCTOR INTL INC COMMON
FCS
| $816K | ﹤0.01% |
61,137
-2,500
| -4% | -$32K |
|
1540
Olin
OLN
$2.14B
| $813K | ﹤0.01% |
28,197
-9,900
| -26% | -$246K |
|
|
KS
1541
DELISTED
KapStone Paper and Pack Corp.
KS
| $810K | ﹤0.01% |
28,998
-2,600
| -8% | -$65.7K |
|
1542
Pool Corp
POOL
$7.31B
| $802K | ﹤0.01% |
13,799
-4,200
| -23% | -$232K |
|
1543
The GEO Group
GEO
$4.03B
| $800K | ﹤0.01% |
37,221
-11,066
| -23% | -$248K |
|
|
RFP
1544
DELISTED
Resolute Forest Products Inc.
RFP
| $796K | ﹤0.01% |
49,728
-8,700
| -15% | -$128K |
|
1545
Dolby
DLB
$5.71B
| $795K | ﹤0.01% |
20,609
+1,400
| +7% | +$50.3K |
|
|
SCTY
1546
DELISTED
SolarCity Corporation
SCTY
| $795K | ﹤0.01% |
14,000
-1,600
| -10% | -$82.3K |
|
1547
Black Hills Corp
BKH
$5.54B
| $793K | ﹤0.01% |
15,099
| – | – |
|
|
STAY
1548
DELISTED
Extended Stay America, Inc. Paired Share Unit
STAY
| $793K | ﹤0.01% |
+30,200
| New | +$745K |
|
|
CRR
1549
DELISTED
Carbo Ceramics Inc.
CRR
| $792K | ﹤0.01% |
6,799
| – | – |
|
1550
FNB Corp
FNB
$6.75B
| $788K | ﹤0.01% |
62,395
-10,900
| -15% | -$136K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.