UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
First Bancorp
FBP
$4.41B
| $3.43M | ﹤0.01% |
261,000
-13,434
| -5% | -$165K |
|
1502
Kennametal
KMT
$2.43B
| $3.43M | ﹤0.01% |
100,078
-65
| -0.1% | -$2.33K |
|
1503
CVB Financial
CVBF
$3.97B
| $3.41M | ﹤0.01% |
167,620
-1,998
| -1% | -$39.5K |
|
1504
Simmons First National
SFNC
$3.38B
| $3.41M | ﹤0.01% |
115,436
+7,066
| +7% | +$200K |
|
1505
Gold Fields
GFI
$36.7B
| $3.41M | ﹤0.01% |
419,879
-7,700
| -2% | -$68.9K |
|
1506
WSFS Financial
WSFS
$4.11B
| $3.4M | ﹤0.01% |
66,342
| – | – |
|
1507
3D Systems Corp
DDD
$615M
| $3.39M | ﹤0.01% |
123,005
-876
| -0.7% | -$25.9K |
|
1508
World Kinect Corp
WKC
$1.91B
| $3.39M | ﹤0.01% |
100,784
+8,832
| +10% | +$283K |
|
|
JP
1509
DELISTED
Jupai Holdings Limited American depositary shares, each representing six ordinary shares
JP
| $3.38M | ﹤0.01% |
3,223,401
-84,345
| -3% | -$113K |
|
1510
Independent Bank
INDB
$3.95B
| $3.38M | ﹤0.01% |
44,383
+128
| +0.3% | +$9.38K |
|
1511
Kirby Corp
KEX
$7B
| $3.38M | ﹤0.01% |
70,415
-7,061
| -9% | -$392K |
|
1512
Cathay General Bancorp
CATY
$4.22B
| $3.36M | ﹤0.01% |
81,280
+2,786
| +4% | +$109K |
|
1513
APi Group
APG
$18.3B
| $3.35M | ﹤0.01% |
246,969
+17,130
| +7% | +$248K |
|
|
AEL
1514
DELISTED
American Equity Investment Life Holding Company
AEL
| $3.35M | ﹤0.01% |
113,307
-5,875
| -5% | -$183K |
|
|
AGNT
1515
AGNT Inc
AGNT
$697M
| $3.35M | ﹤0.01% |
84,195
+10,866
| +15% | +$465K |
|
|
ACH
1516
Accendra Health
ACH
$112M
| $3.35M | ﹤0.01% |
106,935
+12,036
| +13% | +$474K |
|
1517
Sanmina
SANM
$11B
| $3.35M | ﹤0.01% |
86,799
-26,813
| -24% | -$1.03M |
|
1518
Vicor
VICR
$9.88B
| $3.34M | ﹤0.01% |
24,890
+352
| +1% | +$42.1K |
|
1519
John Wiley & Sons Class A
WLY
$2.63B
| $3.34M | ﹤0.01% |
63,922
+7,418
| +13% | +$425K |
|
1520
Champion Homes
SKY
$5.06B
| $3.33M | ﹤0.01% |
55,376
-1,975
| -3% | -$117K |
|
|
MDP
1521
DELISTED
Meredith Corporation
MDP
| $3.33M | ﹤0.01% |
59,709
+6,581
| +12% | +$287K |
|
1522
InMode
INMD
$873M
| $3.32M | ﹤0.01% |
41,586
+10,986
| +36% | +$670K |
|
1523
BridgeBio Pharma
BBIO
$16.6B
| $3.31M | ﹤0.01% |
70,696
+1,513
| +2% | +$81.1K |
|
1524
PROG Holdings
PRG
$1.7B
| $3.31M | ﹤0.01% |
78,864
+13,051
| +20% | +$586K |
|
|
UCB
1525
United Community Banks
UCB
$4.25B
| $3.31M | ﹤0.01% |
100,887
+977
| +1% | +$29.3K |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.