UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1501
Plains GP Holdings
PAGP
$4.93B
| $2.01M | ﹤0.01% |
330,744
+2,014
| +0.6% | +$15.4K |
|
1502
Innospec
IOSP
$2.29B
| $2M | ﹤0.01% |
31,659
+4,951
| +19% | +$368K |
|
1503
Asbury Automotive
ABG
$3.8B
| $2M | ﹤0.01% |
20,512
+2,958
| +17% | +$299K |
|
|
FLOW
1504
DELISTED
SPX FLOW, Inc.
FLOW
| $1.98M | ﹤0.01% |
46,223
+7,514
| +19% | +$313K |
|
1505
Axsome Therapeutics
AXSM
$11.2B
| $1.97M | ﹤0.01% |
27,673
+545
| +2% | +$42.5K |
|
|
CIM
1506
Chimera Investment
CIM
$975M
| $1.97M | ﹤0.01% |
79,884
+3,416
| +4% | +$91K |
|
1507
Hilltop Holdings
HTH
$2.22B
| $1.96M | ﹤0.01% |
95,448
+7,115
| +8% | +$138K |
|
1508
Palomar
PLMR
$3.41B
| $1.96M | ﹤0.01% |
18,839
+4,881
| +35% | +$479K |
|
1509
Integer Holdings
ITGR
$4.25B
| $1.96M | ﹤0.01% |
33,246
-836
| -2% | -$55.8K |
|
1510
Artisan Partners
APAM
$3.02B
| $1.95M | ﹤0.01% |
50,122
-380
| -0.8% | -$13.9K |
|
1511
B&G Foods
BGS
$276M
| $1.95M | ﹤0.01% |
70,218
-5,606
| -7% | -$157K |
|
1512
PRA Group
PRAA
$737M
| $1.94M | ﹤0.01% |
48,648
+2,902
| +6% | +$121K |
|
|
ISBC
1513
DELISTED
Investors Bancorp, Inc.
ISBC
| $1.94M | ﹤0.01% |
267,302
-15,057
| -5% | -$120K |
|
1514
World Kinect Corp
WKC
$1.9B
| $1.94M | ﹤0.01% |
91,417
-5,808
| -6% | -$142K |
|
1515
Ameris Bancorp
ABCB
$5.83B
| $1.93M | ﹤0.01% |
84,555
+28,047
| +50% | +$659K |
|
1516
Cathay General Bancorp
CATY
$4.22B
| $1.92M | ﹤0.01% |
88,643
-73
| -0.1% | -$1.78K |
|
1517
Hilton Grand Vacations
HGV
$3.33B
| $1.92M | ﹤0.01% |
91,596
+2,303
| +3% | +$49.1K |
|
1518
Columbia Banking Systems
COLB
$8.81B
| $1.92M | ﹤0.01% |
80,310
-607
| -0.8% | -$16.8K |
|
1519
WaFd
WAFD
$2.74B
| $1.91M | ﹤0.01% |
91,593
+16,671
| +22% | +$393K |
|
|
EPAY
1520
DELISTED
Bottomline Technologies Inc
EPAY
| $1.91M | ﹤0.01% |
45,255
+438
| +1% | +$20.8K |
|
|
PPBI
1521
DELISTED
Pacific Premier Bancorp
PPBI
| $1.91M | ﹤0.01% |
94,685
+22,482
| +31% | +$476K |
|
1522
Comfort Systems
FIX
$59.6B
| $1.91M | ﹤0.01% |
36,996
+7,587
| +26% | +$368K |
|
|
DOOR
1523
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $1.9M | ﹤0.01% |
19,339
-290
| -1% | -$25.7K |
|
1524
Kornit Digital
KRNT
$773M
| $1.9M | ﹤0.01% |
29,317
| – | – |
|
1525
Corcept Therapeutics
CORT
$12.3B
| $1.9M | ﹤0.01% |
109,221
-931
| -0.8% | -$14.8K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.