UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
NGD
1501
DELISTED
New Gold Inc
NGD
| $1.31M | ﹤0.01% |
303,271
| – | – |
|
1502
Northwest Natural Holdings
NWN
$2.12B
| $1.31M | ﹤0.01% |
21,770
| – | – |
|
1503
Stantec
STN
$8.36B
| $1.31M | ﹤0.01% |
55,768
+966
| +2% | +$23.2K |
|
1504
Viavi Solutions
VIAV
$9.71B
| $1.31M | ﹤0.01% |
177,018
| – | – |
|
|
BECN
1505
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $1.31M | ﹤0.01% |
31,064
+1,300
| +4% | +$59.1K |
|
|
GCP
1506
DELISTED
GCP Applied Technologies Inc.
GCP
| $1.3M | ﹤0.01% |
46,045
-4,792
| -9% | -$133K |
|
1507
Cleveland-Cliffs
CLF
$6.97B
| $1.3M | ﹤0.01% |
222,736
+34,261
| +18% | +$224K |
|
|
UHT
1508
Universal Health Realty Income Trust
UHT
$594M
| $1.3M | ﹤0.01% |
20,678
+317
| +2% | +$19.1K |
|
1509
Steven Madden
SHOO
$3.56B
| $1.3M | ﹤0.01% |
56,477
| – | – |
|
|
GK
1510
DELISTED
G&K Services Inc
GK
| $1.3M | ﹤0.01% |
13,613
+267
| +2% | +$23.6K |
|
|
OA
1511
DELISTED
Orbital ATK, Inc.
OA
| $1.3M | ﹤0.01% |
17,039
-45,910
| -73% | -$3.66M |
|
1512
Community Bank
CBU
$3.43B
| $1.3M | ﹤0.01% |
26,939
+1,971
| +8% | +$89K |
|
1513
Harmony Gold Mining
HMY
$12.3B
| $1.3M | ﹤0.01% |
371,242
+8,493
| +2% | +$34.7K |
|
|
ARGO
1514
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $1.29M | ﹤0.01% |
26,396
+551
| +2% | +$26.2K |
|
|
TYPE
1515
DELISTED
Monotype Imaging Holdings Inc.
TYPE
| $1.29M | ﹤0.01% |
58,567
+7,432
| +15% | +$162K |
|
1516
Monro
MNRO
$396M
| $1.29M | ﹤0.01% |
21,092
| – | – |
|
1517
Granite Construction
GVA
$5.54B
| $1.29M | ﹤0.01% |
25,931
-535
| -2% | -$26K |
|
|
WIN
1518
DELISTED
Windstream Holdings Inc
WIN
| $1.29M | ﹤0.01% |
25,642
-719
| -3% | -$32.9K |
|
|
AAN.A
1519
DELISTED
The Aaron's Company Inc Class A
AAN.A
| $1.29M | ﹤0.01% |
50,670
+2,600
| +5% | +$66.1K |
|
|
EE
1520
DELISTED
El Paso Electric Company
EE
| $1.29M | ﹤0.01% |
27,521
+1,300
| +5% | +$60.7K |
|
1521
Sinclair Inc
SBGI
$1.07B
| $1.28M | ﹤0.01% |
44,444
+631
| +1% | +$18.3K |
|
1522
Adeia
ADEA
$3.12B
| $1.28M | ﹤0.01% |
125,859
| – | – |
|
|
KW
1523
DELISTED
Kennedy-Wilson Holdings
KW
| $1.28M | ﹤0.01% |
56,732
+1,175
| +2% | +$25K |
|
|
PCH
1524
DELISTED
PotlatchDeltic
PCH
| $1.28M | ﹤0.01% |
32,890
+675
| +2% | +$25.3K |
|
1525
Haemonetics
HAE
$3.91B
| $1.28M | ﹤0.01% |
35,261
| – | – |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.