UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TIS
1501
DELISTED
Orchids Paper Products, Inc.
TIS
| $1.23M | ﹤0.01% |
44,634
-35,927
| -45% | -$1.01M |
|
|
CUDA
1502
DELISTED
Barracuda Networks, Inc.
CUDA
| $1.23M | ﹤0.01% |
79,744
+40,758
| +105% | +$519K |
|
1503
Sinclair Inc
SBGI
$1.03B
| $1.23M | ﹤0.01% |
39,894
-10,807
| -21% | -$332K |
|
1504
Lithia Motors
LAD
$8.26B
| $1.23M | ﹤0.01% |
14,033
-4,400
| -24% | -$378K |
|
1505
OneMain Financial
OMF
$7.47B
| $1.23M | ﹤0.01% |
44,719
+3,604
| +9% | +$97.5K |
|
|
COR
1506
DELISTED
Coresite Realty Corporation
COR
| $1.23M | ﹤0.01% |
17,511
+1,021
| +6% | +$64K |
|
|
CEB
1507
DELISTED
CEB Inc.
CEB
| $1.23M | ﹤0.01% |
18,935
-4,600
| -20% | -$263K |
|
1508
InterDigital
IDCC
$8.89B
| $1.22M | ﹤0.01% |
21,887
-83,898
| -79% | -$4.05M |
|
1509
Stantec
STN
$8.39B
| $1.21M | ﹤0.01% |
47,432
-87,173
| -65% | -$2M |
|
|
VGR
1510
DELISTED
Vector Group Ltd.
VGR
| $1.21M | ﹤0.01% |
90,638
+4,549
| +5% | +$60.6K |
|
1511
CVB Financial
CVBF
$3.99B
| $1.2M | ﹤0.01% |
68,664
-13,870
| -17% | -$219K |
|
|
SFLY
1512
DELISTED
Shutterfly, Inc.
SFLY
| $1.2M | ﹤0.01% |
25,818
-6,000
| -19% | -$256K |
|
1513
First Citizens BancShares
FCNCA
$25.3B
| $1.2M | ﹤0.01% |
4,768
-200
| -4% | -$48K |
|
1514
MBIA
MBI
$260M
| $1.19M | ﹤0.01% |
134,480
-10,200
| -7% | -$74.3K |
|
|
MASI
1515
DELISTED
Masimo
MASI
| $1.19M | ﹤0.01% |
28,388
-4,010
| -12% | -$151K |
|
|
QUNR
1516
DELISTED
Qunar Cayman Islands Limited
QUNR
| $1.19M | ﹤0.01% |
29,900
-2,600
| -8% | -$100K |
|
1517
Petrobras
PBR
$116B
| $1.18M | ﹤0.01% |
201,645
| – | – |
|
1518
Liberty Broadband Class A
LBRDA
$5.16B
| $1.16M | ﹤0.01% |
19,992
-2,075
| -9% | -$105K |
|
1519
HUB Group
HUBG
$2.92B
| $1.16M | ﹤0.01% |
56,762
+25,564
| +82% | +$443K |
|
1520
Worthington Enterprises
WOR
$2.86B
| $1.16M | ﹤0.01% |
52,632
-15,085
| -22% | -$288K |
|
|
EE
1521
DELISTED
El Paso Electric Company
EE
| $1.16M | ﹤0.01% |
25,228
-8,065
| -24% | -$332K |
|
|
DMC
1522
Del Monte Corp
DMC
$1.45B
| $1.15M | ﹤0.01% |
27,415
-7,600
| -22% | -$308K |
|
1523
Neogen
NEOG
$2.5B
| $1.15M | ﹤0.01% |
60,696
-15,803
| -21% | -$301K |
|
|
UHT
1524
Universal Health Realty Income Trust
UHT
$594M
| $1.15M | ﹤0.01% |
20,361
-10,666
| -34% | -$547K |
|
|
B
1525
DELISTED
Barnes Group Inc.
B
| $1.14M | ﹤0.01% |
32,659
-8,600
| -21% | -$285K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.