UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
Glaukos
GKOS
$10.6B
| $2.48M | ﹤0.01% |
39,654
+9,097
| +30% | +$641K |
|
|
PRA
1477
DELISTED
ProAssurance
PRA
| $2.47M | ﹤0.01% |
61,423
+1,819
| +3% | +$70.4K |
|
|
VRAY
1478
DELISTED
ViewRay, Inc.
VRAY
| $2.46M | ﹤0.01% |
849,446
+713,787
| +526% | +$4.23M |
|
|
ARNA
1479
DELISTED
Arena Pharmaceuticals Inc
ARNA
| $2.45M | ﹤0.01% |
53,597
+13,070
| +32% | +$735K |
|
|
BECN
1480
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $2.45M | ﹤0.01% |
73,098
-684
| -0.9% | -$23.1K |
|
1481
WD-40
WDFC
$3.15B
| $2.45M | ﹤0.01% |
13,338
+2,990
| +29% | +$538K |
|
1482
WSFS Financial
WSFS
$4.15B
| $2.45M | ﹤0.01% |
55,447
+4,703
| +9% | +$198K |
|
|
IPHI
1483
DELISTED
INPHI CORPORATION
IPHI
| $2.44M | ﹤0.01% |
39,907
+1,584
| +4% | +$96.5K |
|
|
UCB
1484
United Community Banks
UCB
$4.28B
| $2.44M | ﹤0.01% |
85,919
+13,452
| +19% | +$369K |
|
1485
Wingstop
WING
$3.18B
| $2.43M | ﹤0.01% |
27,889
+4,448
| +19% | +$423K |
|
1486
Harmony Gold Mining
HMY
$12.3B
| $2.43M | ﹤0.01% |
855,843
+84,626
| +11% | +$248K |
|
|
ESGR
1487
DELISTED
Enstar Group
ESGR
| $2.4M | ﹤0.01% |
12,640
+3,148
| +33% | +$565K |
|
|
AVP
1488
DELISTED
Avon Products, Inc.
AVP
| $2.4M | ﹤0.01% |
544,916
-46,266
| -8% | -$195K |
|
|
CLDR
1489
DELISTED
Cloudera, Inc.
CLDR
| $2.4M | ﹤0.01% |
270,325
+65,662
| +32% | +$456K |
|
|
LKFT
1490
Lakefront Biotherapeutics American Depositary Shares
LKFT
$1.77B
| $2.39M | ﹤0.01% |
15,685
+1,145
| +8% | +$188K |
|
1491
Antero Midstream
AM
$10.1B
| $2.39M | ﹤0.01% |
322,759
+88,916
| +38% | +$768K |
|
1492
Independent Bank
INDB
$3.97B
| $2.39M | ﹤0.01% |
31,983
+3,575
| +13% | +$259K |
|
1493
WesBanco
WSBC
$4B
| $2.38M | ﹤0.01% |
63,803
+13,187
| +26% | +$478K |
|
|
CHK
1494
DELISTED
Chesapeake Energy Corporation
CHK
| $2.38M | ﹤0.01% |
8,448
-207
| -2% | -$67.3K |
|
1495
Federal Signal
FSS
$7.83B
| $2.36M | ﹤0.01% |
72,199
+11,423
| +19% | +$339K |
|
1496
Medpace
MEDP
$16.5B
| $2.36M | ﹤0.01% |
28,075
+7,237
| +35% | +$547K |
|
1497
Brinker International
EAT
$9.66B
| $2.35M | ﹤0.01% |
55,136
-3,802
| -6% | -$152K |
|
1498
Simmons First National
SFNC
$3.39B
| $2.35M | ﹤0.01% |
94,403
+9,023
| +11% | +$221K |
|
1499
Carpenter Technology
CRS
$28.4B
| $2.34M | ﹤0.01% |
45,328
+4,208
| +10% | +$203K |
|
1500
Cogent Communications
CCOI
$508M
| $2.34M | ﹤0.01% |
42,466
+7,477
| +21% | +$446K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.