UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
ACI Worldwide
ACIW
$5.8B
| $1.67M | ﹤0.01% |
73,870
+2,754
| +4% | +$63.9K |
|
1477
Rogers Corp
ROG
$2.36B
| $1.67M | ﹤0.01% |
10,320
+1,416
| +16% | +$213K |
|
|
FLOW
1478
DELISTED
SPX FLOW, Inc.
FLOW
| $1.67M | ﹤0.01% |
35,039
+591
| +2% | +$25.4K |
|
1479
Westlake Corp
WLK
$10.1B
| $1.66M | ﹤0.01% |
15,615
| – | – |
|
1480
LendingTree
TREE
$470M
| $1.66M | ﹤0.01% |
4,862
+290
| +6% | +$82.4K |
|
1481
Invesco Mortgage Capital
IVR
$760M
| $1.65M | ﹤0.01% |
9,272
+684
| +8% | +$121K |
|
1482
MGE Energy Inc
MGEE
$3.01B
| $1.65M | ﹤0.01% |
26,189
+790
| +3% | +$51.4K |
|
|
MTOR
1483
DELISTED
MERITOR, Inc.
MTOR
| $1.65M | ﹤0.01% |
70,233
+4,125
| +6% | +$104K |
|
|
AVNS
1484
DELISTED
Avanos Medical
AVNS
| $1.63M | ﹤0.01% |
35,374
+1,400
| +4% | +$64.3K |
|
1485
CVB Financial
CVBF
$4.09B
| $1.63M | ﹤0.01% |
69,303
+1,649
| +2% | +$39.2K |
|
|
MDP
1486
DELISTED
Meredith Corporation
MDP
| $1.63M | ﹤0.01% |
24,720
+43
| +0.2% | +$2.59K |
|
1487
Granite Construction
GVA
$5.38B
| $1.63M | ﹤0.01% |
25,727
+1,800
| +8% | +$112K |
|
1488
GATX Corp
GATX
$6.39B
| $1.63M | ﹤0.01% |
26,234
+733
| +3% | +$44.5K |
|
1489
Builders FirstSource
BLDR
$8.06B
| $1.63M | ﹤0.01% |
74,763
+12,461
| +20% | +$236K |
|
|
BWLD
1490
DELISTED
Buffalo Wild Wings, Inc.
BWLD
| $1.63M | ﹤0.01% |
10,403
+537
| +5% | +$70.7K |
|
1491
AMN Healthcare
AMN
$1.29B
| $1.62M | ﹤0.01% |
32,825
+2,078
| +7% | +$94.7K |
|
|
HRG
1492
DELISTED
HRG Group, Inc.
HRG
| $1.62M | ﹤0.01% |
95,373
+1,351
| +1% | +$21.8K |
|
1493
Sinclair Inc
SBGI
$1.01B
| $1.61M | ﹤0.01% |
42,644
+1,096
| +3% | +$36.3K |
|
|
VRNT
1494
DELISTED
Verint Systems
VRNT
| $1.61M | ﹤0.01% |
75,583
+1,264
| +2% | +$27.2K |
|
|
CVG
1495
DELISTED
Convergys
CVG
| $1.61M | ﹤0.01% |
68,372
+3,725
| +6% | +$92K |
|
|
SC
1496
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $1.59M | ﹤0.01% |
85,321
+15,844
| +23% | +$265K |
|
|
FMBI
1497
DELISTED
First Midwest Bancorp Inc/IL
FMBI
| $1.59M | ﹤0.01% |
66,136
+7,721
| +13% | +$183K |
|
|
HT
1498
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
| $1.58M | ﹤0.01% |
90,697
+18,998
| +26% | +$340K |
|
1499
Green Dot
GDOT
$750M
| $1.58M | ﹤0.01% |
26,183
+650
| +3% | +$38.1K |
|
|
MRC
1500
DELISTED
MRC Global
MRC
| $1.57M | ﹤0.01% |
93,012
+10,778
| +13% | +$178K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.