UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1476
Boyd Gaming
BYD
$6.08B
| $1.37M | ﹤0.01% |
69,258
+9,786
| +16% | +$188K |
|
1477
UFP Industries
UFPI
$5.21B
| $1.37M | ﹤0.01% |
41,709
+4,752
| +13% | +$165K |
|
1478
Group 1 Automotive
GPI
$3.23B
| $1.37M | ﹤0.01% |
21,394
| – | – |
|
1479
Commault Systems
CVLT
$5.64B
| $1.36M | ﹤0.01% |
25,682
| – | – |
|
|
FLOW
1480
DELISTED
SPX FLOW, Inc.
FLOW
| $1.36M | ﹤0.01% |
44,071
+700
| +2% | +$19.5K |
|
|
AVX
1481
DELISTED
AVX Corporation
AVX
| $1.36M | ﹤0.01% |
98,838
-157
| -0.2% | -$2.14K |
|
|
MGLN
1482
DELISTED
Magellan Health Services, Inc.
MGLN
| $1.36M | ﹤0.01% |
25,317
| – | – |
|
|
TIME
1483
DELISTED
Time Inc.
TIME
| $1.35M | ﹤0.01% |
93,564
-79,575
| -46% | -$1.2M |
|
|
B
1484
DELISTED
Barnes Group Inc.
B
| $1.35M | ﹤0.01% |
33,335
+676
| +2% | +$26.3K |
|
1485
Petrobras Class A
PBR.A
$105B
| $1.35M | ﹤0.01% |
162,381
| – | – |
|
1486
Old National Bancorp
ONB
$10.2B
| $1.34M | ﹤0.01% |
95,567
| – | – |
|
1487
Matthews International
MATW
$754M
| $1.34M | ﹤0.01% |
22,086
+422
| +2% | +$25.4K |
|
1488
Neogen
NEOG
$2.48B
| $1.34M | ﹤0.01% |
63,965
| – | – |
|
|
SYNH
1489
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $1.34M | ﹤0.01% |
30,081
+8,560
| +40% | +$371K |
|
|
CUDA
1490
DELISTED
Barracuda Networks, Inc.
CUDA
| $1.34M | ﹤0.01% |
52,495
+5,777
| +12% | +$127K |
|
1491
Designer Brands
DBI
$334M
| $1.33M | ﹤0.01% |
65,106
-1,700
| -3% | -$39.9K |
|
|
EFII
1492
DELISTED
Electronics for Imaging
EFII
| $1.33M | ﹤0.01% |
27,208
| – | – |
|
1493
Brady Corp
BRC
$4.62B
| $1.32M | ﹤0.01% |
38,175
+4,000
| +12% | +$132K |
|
1494
Advanced Energy
AEIS
$13B
| $1.32M | ﹤0.01% |
27,926
| – | – |
|
|
TGI
1495
DELISTED
Triumph Group
TGI
| $1.32M | ﹤0.01% |
47,390
+2,884
| +6% | +$93.1K |
|
|
VGR
1496
DELISTED
Vector Group Ltd.
VGR
| $1.32M | ﹤0.01% |
100,155
+7,881
| +9% | +$103K |
|
|
EVER
1497
DELISTED
Everbank Financial Corp
EVER
| $1.32M | ﹤0.01% |
68,274
+8,298
| +14% | +$150K |
|
|
ZEN
1498
DELISTED
ZENDESK INC
ZEN
| $1.32M | ﹤0.01% |
42,951
+8,799
| +26% | +$261K |
|
|
FCH
1499
DELISTED
Felcor Lodging Trust
FCH
| $1.32M | ﹤0.01% |
205,018
| – | – |
|
1500
Agios Pharmaceuticals
AGIO
$1.92B
| $1.31M | ﹤0.01% |
24,899
-174,703
| -88% | -$7.61M |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.