UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
Cathay General Bancorp
CATY
$4.24B
| $3.48M | ﹤0.01% |
85,288
+3,516
| +4% | +$135K |
|
1452
Kodiak Sciences
KOD
$2.84B
| $3.48M | ﹤0.01% |
30,649
-5,160
| -14% | -$705K |
|
|
TECX
1453
Tectonic Therapeutic
TECX
$606M
| $3.46M | ﹤0.01% |
22,732
+81
| +0.4% | +$13.2K |
|
1454
Casella Waste Systems
CWST
$5.69B
| $3.43M | ﹤0.01% |
53,913
-233,688
| -81% | -$14.1M |
|
1455
EXL Service
EXLS
$5.29B
| $3.42M | ﹤0.01% |
189,515
+155
| +0.1% | +$2.64K |
|
1456
Graham Holdings Company
GHC
$5.02B
| $3.42M | ﹤0.01% |
6,075
| – | – |
|
|
CADE
1457
DELISTED
Cadence Bancorporation
CADE
| $3.41M | ﹤0.01% |
164,730
| – | – |
|
|
VRN
1458
DELISTED
Veren
VRN
| $3.41M | ﹤0.01% |
818,134
-87,450
| -10% | -$309K |
|
1459
ATI
ATI
$31B
| $3.39M | ﹤0.01% |
160,952
-29
| -0% | -$567 |
|
1460
Ambarella
AMBA
$3.81B
| $3.38M | ﹤0.01% |
33,658
-1,058
| -3% | -$115K |
|
1461
Kosmos Energy
KOS
$1.48B
| $3.37M | ﹤0.01% |
1,097,997
-64,049
| -6% | -$187K |
|
|
REGI
1462
DELISTED
Renewable Energy Group, Inc.
REGI
| $3.37M | ﹤0.01% |
50,998
+3,045
| +6% | +$261K |
|
|
CLR
1463
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $3.36M | ﹤0.01% |
129,744
-19,106
| -13% | -$448K |
|
|
HMSY
1464
DELISTED
HMS Holdings Corp.
HMSY
| $3.36M | ﹤0.01% |
90,771
-8,440
| -9% | -$310K |
|
1465
Harmony Gold Mining
HMY
$12.3B
| $3.35M | ﹤0.01% |
768,175
-216,900
| -22% | -$942K |
|
1466
GATX Corp
GATX
$6.27B
| $3.34M | ﹤0.01% |
35,974
-1,860
| -5% | -$173K |
|
1467
Amkor Technology
AMKR
$13.7B
| $3.33M | ﹤0.01% |
140,527
-8,812
| -6% | -$180K |
|
1468
Federated Hermes
FHI
$4.72B
| $3.32M | ﹤0.01% |
106,150
-1,770
| -2% | -$52K |
|
1469
Pacira BioSciences
PCRX
$997M
| $3.31M | ﹤0.01% |
47,211
-421
| -0.9% | -$30.1K |
|
1470
FormFactor
FORM
$9.17B
| $3.31M | ﹤0.01% |
73,277
+156
| +0.2% | +$7.09K |
|
|
PS
1471
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $3.3M | ﹤0.01% |
147,819
-549
| -0.4% | -$11.8K |
|
1472
CVB Financial
CVBF
$3.99B
| $3.3M | ﹤0.01% |
149,333
-2,386
| -2% | -$51.9K |
|
1473
Papa John's
PZZA
$806M
| $3.3M | ﹤0.01% |
37,252
-1,370
| -4% | -$129K |
|
1474
MGE Energy Inc
MGEE
$3.08B
| $3.29M | ﹤0.01% |
46,136
-754
| -2% | -$50.8K |
|
|
KYNB
1475
Kyntra Bio
KYNB
$29.4M
| $3.29M | ﹤0.01% |
3,792
+6
| +0.2% | +$6.39K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.