UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$438M |
| 2 |
Lockheed Martin
LMT
|
+$402M |
| 3 |
TAL Education Group
TAL
|
+$294M |
| 4 |
Microsoft
MSFT
|
+$269M |
| 5 |
Wells Fargo
WFC
|
+$235M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mastercard
MA
|
+$384M |
| 2 |
Adobe
ADBE
|
+$372M |
| 3 |
Veeva Systems
VEEV
|
+$342M |
| 4 |
Thermo Fisher Scientific
TMO
|
+$289M |
| 5 |
Global Payments
GPN
|
+$287M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.1% |
| 2 | Consumer Discretionary | 13.57% |
| 3 | Healthcare | 12.46% |
| 4 | Financials | 11.55% |
| 5 | Communication Services | 9.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
Fabrinet
FN
$18.9B
| $3.11M | ﹤0.01% |
40,118
+430
| +1% | +$29.2K |
|
|
PS
1452
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $3.11M | ﹤0.01% |
148,368
+19,953
| +16% | +$357K |
|
|
ALLK
1453
DELISTED
Allakos
ALLK
| $3.11M | ﹤0.01% |
22,187
+1,400
| +7% | +$146K |
|
1454
Brady Corp
BRC
$4.54B
| $3.1M | ﹤0.01% |
58,737
+274
| +0.5% | +$12.1K |
|
|
MNTV
1455
DELISTED
Momentive Global Inc. Common Stock
MNTV
| $3.1M | ﹤0.01% |
121,160
+6,888
| +6% | +$155K |
|
1456
Artisan Partners
APAM
$3B
| $3.09M | ﹤0.01% |
61,413
+11,291
| +23% | +$513K |
|
1457
Coeur Mining
CDE
$18.7B
| $3.08M | ﹤0.01% |
297,791
+42,191
| +17% | +$346K |
|
1458
Green Dot
GDOT
$752M
| $3.08M | ﹤0.01% |
55,167
+9,772
| +22% | +$555K |
|
1459
Wolverine World Wide
WWW
$1.55B
| $3.08M | ﹤0.01% |
98,448
-2,037
| -2% | -$59.3K |
|
|
DOO
1460
Bombardier Recreational Products
DOO
$4.7B
| $3.06M | ﹤0.01% |
46,322
+2,600
| +6% | +$151K |
|
1461
TriNet
TNET
$3.09B
| $3.04M | ﹤0.01% |
37,760
-2,868
| -7% | -$212K |
|
|
CVET
1462
DELISTED
Covetrus, Inc. Common Stock
CVET
| $3.04M | ﹤0.01% |
105,854
+5,860
| +6% | +$158K |
|
|
ESGR
1463
DELISTED
Enstar Group
ESGR
| $3.04M | ﹤0.01% |
14,844
-458
| -3% | -$86.4K |
|
1464
Arcosa
ACA
$7.11B
| $3.04M | ﹤0.01% |
55,353
-821
| -1% | -$41.9K |
|
|
GTM
1465
ZoomInfo Technologies
GTM
$1.23B
| $3.04M | ﹤0.01% |
63,033
+47,569
| +308% | +$2.05M |
|
1466
Antero Resources
AR
$11.4B
| $3.03M | ﹤0.01% |
556,431
-55,951
| -9% | -$230K |
|
1467
Merit Medical Systems
MMSI
$5.36B
| $3.03M | ﹤0.01% |
54,554
-6,603
| -11% | -$341K |
|
|
MDRX
1468
DELISTED
Veradigm Inc. Common Stock
MDRX
| $3.02M | ﹤0.01% |
209,384
+2,766
| +1% | +$33.5K |
|
|
RCM
1469
DELISTED
R1 RCM Inc. Common Stock
RCM
| $3.02M | ﹤0.01% |
125,769
+26,001
| +26% | +$517K |
|
1470
Genworth Financial
GNW
$3.7B
| $3.02M | ﹤0.01% |
798,325
-44,780
| -5% | -$184K |
|
1471
Schwab US REIT ETF
SCHH
$11.2B
| $3.01M | ﹤0.01% |
158,700
| – | – |
|
1472
Shake Shack
SHAK
$2.89B
| $3.01M | ﹤0.01% |
35,538
-393
| -1% | -$30.5K |
|
1473
Independent Bank
INDB
$3.97B
| $3.01M | ﹤0.01% |
41,189
+1,256
| +3% | +$81.5K |
|
|
UHT
1474
Universal Health Realty Income Trust
UHT
$576M
| $3M | ﹤0.01% |
46,736
+5,700
| +14% | +$346K |
|
|
SFIX
1475
Stitch Fix
SFIX
$530M
| $3M | ﹤0.01% |
51,103
+13,090
| +34% | +$560K |
|
Similar funds
UBS AM's Q4 2020 Portfolio in Review
As of Q4 2020, UBS AM held 2,632 positions worth $213B, up 15% from $186B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM's Q4 2020 filing shows 139 new, 1,393 increased, 625 reduced and 83 closed positions. Its largest new stake was Maravai LifeSciences: 3,763,012 shares worth $106M. The largest sale was Mastercard, an estimated $384M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q4 2020 buy was Maravai LifeSciences: 3,763,012 shares worth $106M.
- UBS AM added most to Apple in Q4 2020, an estimated $438M increase.
- UBS AM's biggest Q4 2020 reduction was Mastercard, cutting an estimated $384M.
- UBS AM fully exited State Street Technology Select Sector SPDR ETF in Q4 2020, selling an estimated $115M.
- UBS AM's ten largest holdings make up 23% of its $213B portfolio in Q4 2020.
- UBS AM opened 139 new positions and closed 83 in Q4 2020.
- UBS AM's portfolio value rose 15% quarter-over-quarter to $213B.
Based on UBS AM's 13F filing for Q4 2020, filed 17 Feb 2021.