UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1451
Worthington Enterprises
WOR
$2.81B
| $2.32M | ﹤0.01% |
92,349
+12,827
| +16% | +$313K |
|
1452
eHealth
EHTH
$41.6M
| $2.32M | ﹤0.01% |
29,358
+5,647
| +24% | +$458K |
|
1453
Shake Shack
SHAK
$2.84B
| $2.32M | ﹤0.01% |
35,931
+1,518
| +4% | +$88K |
|
|
SUM
1454
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $2.31M | ﹤0.01% |
142,325
+9,227
| +7% | +$148K |
|
|
DOO
1455
Bombardier Recreational Products
DOO
$4.71B
| $2.3M | ﹤0.01% |
43,722
+3,700
| +9% | +$177K |
|
1456
Green Dot
GDOT
$744M
| $2.3M | ﹤0.01% |
45,395
+204
| +0.5% | +$10.5K |
|
|
B
1457
DELISTED
Barnes Group Inc.
B
| $2.29M | ﹤0.01% |
64,081
+8,286
| +15% | +$314K |
|
|
BEST
1458
DELISTED
BEST Inc. American Depositary Shares, each representing twenty (20) Class A Ordinary Shares
BEST
| $2.28M | ﹤0.01% |
37,981
-3,971
| -9% | -$326K |
|
1459
Compass Minerals
CMP
$1.13B
| $2.28M | ﹤0.01% |
38,346
-112
| -0.3% | -$6.17K |
|
1460
Hancock Whitney
HWC
$6.21B
| $2.27M | ﹤0.01% |
120,507
+20,544
| +21% | +$402K |
|
|
UFS
1461
DELISTED
DOMTAR CORPORATION (New)
UFS
| $2.25M | ﹤0.01% |
85,827
| – | – |
|
1462
Equinox Gold
EQX
$13.5B
| $2.25M | ﹤0.01% |
193,677
+58,400
| +43% | +$703K |
|
1463
Kratos Defense & Security Solutions
KTOS
$11.8B
| $2.25M | ﹤0.01% |
116,591
+10,052
| +9% | +$186K |
|
1464
Applied Industrial Technologies
AIT
$13.3B
| $2.23M | ﹤0.01% |
40,554
+686
| +2% | +$41.9K |
|
1465
WillScot Mobile Mini Holdings
WSC
$4.29B
| $2.23M | ﹤0.01% |
133,700
+111,009
| +489% | +$1.77M |
|
1466
ePlus
PLUS
$2.38B
| $2.22M | ﹤0.01% |
60,642
+7,328
| +14% | +$272K |
|
1467
MACOM Technology Solutions
MTSI
$23.2B
| $2.22M | ﹤0.01% |
65,249
+9,824
| +18% | +$357K |
|
1468
Inovio Pharmaceuticals
INO
$72.6M
| $2.22M | ﹤0.01% |
15,916
+3,768
| +31% | +$786K |
|
1469
Enbridge
ENB
$112B
| $2.21M | ﹤0.01% |
75,770
-961
| -1% | -$30.2K |
|
1470
Antero Midstream
AM
$10.4B
| $2.21M | ﹤0.01% |
411,962
-1,614
| -0.4% | -$9.84K |
|
1471
Plexus
PLXS
$7.23B
| $2.2M | ﹤0.01% |
31,197
+2,216
| +8% | +$163K |
|
|
PS
1472
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
| $2.2M | ﹤0.01% |
128,415
-345
| -0.3% | -$6.6K |
|
1473
Atlantic Union Bankshares
AUB
$5.92B
| $2.2M | ﹤0.01% |
102,924
+13,961
| +16% | +$318K |
|
1474
Strategic Education
STRA
$1.87B
| $2.2M | ﹤0.01% |
24,020
+177
| +0.7% | +$21.5K |
|
1475
Shenandoah Telecom
SHEN
$745M
| $2.19M | ﹤0.01% |
49,371
+3,189
| +7% | +$163K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.