UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$948M |
| 2 |
Snowflake
SNOW
|
+$542M |
| 3 |
Sea Limited
SE
|
+$501M |
| 4 |
Procter & Gamble
PG
|
+$491M |
| 5 |
Snap
SNAP
|
+$403M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$434M |
| 2 |
Vanguard Short-Term Treasury ETF
VGSH
|
+$350M |
| 3 |
Lowe's Companies
LOW
|
+$215M |
| 4 |
Applied Materials
AMAT
|
+$186M |
| 5 |
MXIM
Maxim Integrated Products
MXIM
|
+$183M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 26.21% |
| 2 | Healthcare | 13.25% |
| 3 | Financials | 13.07% |
| 4 | Consumer Discretionary | 12.28% |
| 5 | Communication Services | 10.68% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
Ovintiv
OVV
$17.4B
| $3.97M | ﹤0.01% |
120,635
+22,924
| +23% | +$633K |
|
1427
TG Therapeutics
TGTX
$7.5B
| $3.96M | ﹤0.01% |
119,078
+6,735
| +6% | +$208K |
|
|
ESGR
1428
DELISTED
Enstar Group
ESGR
| $3.95M | ﹤0.01% |
16,840
+1,703
| +11% | +$415K |
|
|
ALE
1429
DELISTED
Allete
ALE
| $3.95M | ﹤0.01% |
66,407
-4,671
| -7% | -$316K |
|
1430
Hyatt Hotels
H
$16.1B
| $3.93M | ﹤0.01% |
51,022
-189
| -0.4% | -$14.2K |
|
1431
Appian
APPN
$2.51B
| $3.91M | ﹤0.01% |
42,313
-701
| -2% | -$77.7K |
|
1432
Brink's
BCO
$4.57B
| $3.89M | ﹤0.01% |
61,519
-8,610
| -12% | -$647K |
|
|
PPBI
1433
DELISTED
Pacific Premier Bancorp
PPBI
| $3.89M | ﹤0.01% |
93,947
+4,675
| +5% | +$183K |
|
1434
TriNet
TNET
$3.13B
| $3.89M | ﹤0.01% |
41,122
+5,678
| +16% | +$486K |
|
|
CADE
1435
DELISTED
Cadence Bancorporation
CADE
| $3.88M | ﹤0.01% |
176,620
-12,505
| -7% | -$255K |
|
|
COOP
1436
DELISTED
Mr. Cooper
COOP
| $3.87M | ﹤0.01% |
94,037
+11,088
| +13% | +$418K |
|
1437
Quaker Houghton
KWR
$2.9B
| $3.85M | ﹤0.01% |
16,188
| – | – |
|
1438
Comfort Systems
FIX
$59.6B
| $3.83M | ﹤0.01% |
53,741
+1,608
| +3% | +$120K |
|
1439
Cogent Communications
CCOI
$526M
| $3.82M | ﹤0.01% |
53,958
+2,812
| +5% | +$209K |
|
1440
United Parks & Resorts
PRKS
$2.07B
| $3.81M | ﹤0.01% |
68,962
-2,185
| -3% | -$110K |
|
|
RDFN
1441
DELISTED
Redfin
RDFN
| $3.81M | ﹤0.01% |
76,005
-18,485
| -20% | -$999K |
|
1442
MillerKnoll
MLKN
$1.63B
| $3.79M | ﹤0.01% |
100,657
+31,558
| +46% | +$1.35M |
|
|
WBT
1443
DELISTED
Welbilt, Inc.
WBT
| $3.77M | ﹤0.01% |
162,314
-24,333
| -13% | -$572K |
|
|
CSOD
1444
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $3.77M | ﹤0.01% |
65,833
-1,540,736
| -96% | -$83.6M |
|
|
BBBY
1445
Bed Bath & Beyond
BBBY
$433M
| $3.77M | ﹤0.01% |
53,188
+6,856
| +15% | +$475K |
|
1446
Yelp
YELP
$1.34B
| $3.77M | ﹤0.01% |
101,112
-414,846
| -80% | -$15.7M |
|
1447
ABM Industries
ABM
$2.82B
| $3.76M | ﹤0.01% |
83,461
+8,310
| +11% | +$385K |
|
1448
EnerSys
ENS
$6.82B
| $3.76M | ﹤0.01% |
50,448
-374
| -0.7% | -$33.2K |
|
|
ODP
1449
DELISTED
ODP
ODP
| $3.75M | ﹤0.01% |
93,313
+35,843
| +62% | +$1.61M |
|
1450
Cabot Corp
CBT
$4.47B
| $3.73M | ﹤0.01% |
74,486
+145
| +0.2% | +$7.75K |
|
Similar funds
UBS AM's Q3 2021 Portfolio in Review
As of Q3 2021, UBS AM held 2,809 positions worth $241B, up 3.2% from $234B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
UBS AM deployed $8.13B of net new capital in Q3 2021, opening 56 new positions and adding to 1,358 existing holdings. Its largest new stake was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
By sector, the portfolio is most concentrated in Technology at 26% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was Infosys, an estimated $434M trimmed.
- UBS AM's largest Q3 2021 buy was State Street SPDR Portfolio Intermediate Term Treasury ETF: 6,053,315 shares worth $196M.
- UBS AM added most to Microsoft in Q3 2021, an estimated $948M increase.
- UBS AM's biggest Q3 2021 reduction was Infosys, cutting an estimated $434M.
- UBS AM fully exited Vanguard Short-Term Treasury ETF in Q3 2021, selling an estimated $350M.
- UBS AM's ten largest holdings make up 22% of its $241B portfolio in Q3 2021.
- UBS AM opened 56 new positions and closed 62 in Q3 2021.
- UBS AM's portfolio value rose 3.2% quarter-over-quarter to $241B.
Based on UBS AM's 13F filing for Q3 2021, filed 15 Nov 2021.