UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
LendingTree
TREE
$451M
| $3.68M | ﹤0.01% |
17,288
+866
| +5% | +$246K |
|
1427
LCI Industries
LCII
$2.65B
| $3.67M | ﹤0.01% |
27,740
-723
| -3% | -$101K |
|
1428
Icon
ICLR
$12.7B
| $3.67M | ﹤0.01% |
18,665
-5,712
| -23% | -$1.13M |
|
|
AEL
1429
DELISTED
American Equity Investment Life Holding Company
AEL
| $3.66M | ﹤0.01% |
115,987
-2,645
| -2% | -$78.8K |
|
|
TPH
1430
DELISTED
Tri Pointe Homes
TPH
| $3.64M | ﹤0.01% |
178,603
-11,784
| -6% | -$232K |
|
|
GTM
1431
ZoomInfo Technologies
GTM
$1.22B
| $3.63M | ﹤0.01% |
74,247
+11,214
| +18% | +$563K |
|
1432
CNX Resources
CNX
$5.2B
| $3.63M | ﹤0.01% |
246,925
-22,522
| -8% | -$303K |
|
1433
Vroom Inc
VRM
$48.2M
| $3.63M | ﹤0.01% |
1,164
+662
| +132% | +$2.14M |
|
1434
Virtu Financial
VIRT
$4.93B
| $3.62M | ﹤0.01% |
116,626
-2,576
| -2% | -$71K |
|
1435
Urban Outfitters
URBN
$6.59B
| $3.61M | ﹤0.01% |
96,938
-3,843
| -4% | -$124K |
|
1436
Workiva
WK
$3.54B
| $3.59M | ﹤0.01% |
40,657
+1,890
| +5% | +$187K |
|
|
TWOU
1437
DELISTED
2U Inc
TWOU
| $3.58M | ﹤0.01% |
3,119
-80
| -3% | -$101K |
|
1438
Fabrinet
FN
$20.1B
| $3.58M | ﹤0.01% |
39,566
-552
| -1% | -$47.8K |
|
1439
Old National Bancorp
ONB
$10.2B
| $3.57M | ﹤0.01% |
184,821
-14,278
| -7% | -$265K |
|
1440
Cardlytics
CDLX
$21.5M
| $3.57M | ﹤0.01% |
3,251
+301
| +10% | +$397K |
|
1441
Comfort Systems
FIX
$59.6B
| $3.56M | ﹤0.01% |
47,643
+539
| +1% | +$34.4K |
|
|
BHVN
1442
DELISTED
Biohaven Pharmaceutical Holding Company Ltd.
BHVN
| $3.56M | ﹤0.01% |
52,103
+2,518
| +5% | +$204K |
|
1443
MACOM Technology Solutions
MTSI
$23.7B
| $3.54M | ﹤0.01% |
60,990
-2,789
| -4% | -$173K |
|
1444
Vanguard Real Estate ETF
VNQ
$39.1B
| $3.53M | ﹤0.01% |
38,458
| – | – |
|
|
CLDR
1445
DELISTED
Cloudera, Inc.
CLDR
| $3.53M | ﹤0.01% |
290,049
+10,859
| +4% | +$162K |
|
|
ESGR
1446
DELISTED
Enstar Group
ESGR
| $3.53M | ﹤0.01% |
14,288
-556
| -4% | -$126K |
|
1447
Arcosa
ACA
$7.11B
| $3.52M | ﹤0.01% |
54,135
-1,218
| -2% | -$74.8K |
|
|
VRNT
1448
DELISTED
Verint Systems
VRNT
| $3.52M | ﹤0.01% |
77,448
-78,222
| -50% | -$3.5M |
|
1449
Ingevity
NGVT
$2.68B
| $3.52M | ﹤0.01% |
46,584
-117,363
| -72% | -$8.54M |
|
1450
Antero Resources
AR
$10.7B
| $3.51M | ﹤0.01% |
343,896
-212,535
| -38% | -$1.8M |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.