UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1426
Penske Automotive Group
PAG
$14.3B
| $1.71M | ﹤0.01% |
35,932
+1,493
| +4% | +$64.5K |
|
1427
Moog Inc Class A
MOG.A
$12.5B
| $1.7M | ﹤0.01% |
20,430
+788
| +4% | +$59.7K |
|
|
NUVA
1428
DELISTED
NuVasive, Inc.
NUVA
| $1.68M | ﹤0.01% |
30,283
+2,017
| +7% | +$133K |
|
|
MGLN
1429
DELISTED
Magellan Health Services, Inc.
MGLN
| $1.68M | ﹤0.01% |
19,424
+913
| +5% | +$72K |
|
|
CVG
1430
DELISTED
Convergys
CVG
| $1.67M | ﹤0.01% |
64,647
+4,630
| +8% | +$111K |
|
1431
California Water Service
CWT
$3.05B
| $1.67M | ﹤0.01% |
43,803
+2,172
| +5% | +$82K |
|
1432
Pampa Energía
PAM
$4.66B
| $1.67M | ﹤0.01% |
25,600
| – | – |
|
1433
Banner Corp
BANR
$2.4B
| $1.67M | ﹤0.01% |
27,182
-146
| -0.5% | -$8.26K |
|
|
CADE
1434
DELISTED
Cadence Bank
CADE
| $1.66M | ﹤0.01% |
51,856
+1,515
| +3% | +$45.3K |
|
|
SYNH
1435
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $1.66M | ﹤0.01% |
31,775
+2,053
| +7% | +$114K |
|
1436
Criteo S.A. Ordinary Shares
CRTO
$1.07B
| $1.66M | ﹤0.01% |
+40,000
| New | +$1.91M |
|
|
EE
1437
DELISTED
El Paso Electric Company
EE
| $1.66M | ﹤0.01% |
29,994
+4,835
| +19% | +$259K |
|
1438
Marriott Vacations Worldwide
VAC
$3.35B
| $1.65M | ﹤0.01% |
13,277
+134
| +1% | +$15.4K |
|
1439
MGE Energy Inc
MGEE
$3.02B
| $1.64M | ﹤0.01% |
25,399
+490
| +2% | +$31.7K |
|
1440
American Eagle Outfitters
AEO
$2.99B
| $1.64M | ﹤0.01% |
114,586
+8,418
| +8% | +$103K |
|
1441
RBC Bearings
RBC
$18.1B
| $1.64M | ﹤0.01% |
13,074
+144
| +1% | +$15.6K |
|
1442
CVB Financial
CVBF
$4.03B
| $1.64M | ﹤0.01% |
67,654
+2,925
| +5% | +$63.1K |
|
|
ALX
1443
Alexander's
ALX
$1.34B
| $1.63M | ﹤0.01% |
3,855
+52
| +1% | +$21.9K |
|
|
TIER
1444
DELISTED
TIER REIT, Inc.
TIER
| $1.63M | ﹤0.01% |
84,304
+3,146
| +4% | +$57.9K |
|
1445
Opko Health
OPK
$978M
| $1.63M | ﹤0.01% |
236,908
+12,240
| +5% | +$77.2K |
|
1446
Penumbra
PEN
$12.7B
| $1.62M | ﹤0.01% |
17,982
+1,464
| +9% | +$126K |
|
1447
Capitol Federal Financial
CFFN
$1.12B
| $1.62M | ﹤0.01% |
110,282
+19,255
| +21% | +$268K |
|
1448
ACI Worldwide
ACIW
$5.83B
| $1.62M | ﹤0.01% |
71,116
+1,480
| +2% | +$33.5K |
|
|
ACH
1449
Accendra Health
ACH
$261M
| $1.62M | ﹤0.01% |
55,381
+2,525
| +5% | +$74.6K |
|
1450
LCI Industries
LCII
$2.52B
| $1.61M | ﹤0.01% |
13,936
+1,424
| +11% | +$145K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.