UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FSP
1401
Franklin Street Properties
FSP
$46.8M
| $2.9M | ﹤0.01% |
342,713
+34,307
| +11% | +$269K |
|
1402
Resideo Technologies
REZI
$3.95B
| $2.9M | ﹤0.01% |
201,829
+8,214
| +4% | +$138K |
|
|
NVRO
1403
DELISTED
NEVRO CORP.
NVRO
| $2.89M | ﹤0.01% |
33,667
+6,867
| +26% | +$520K |
|
|
HTO
1404
H2O America
HTO
$2.62B
| $2.89M | ﹤0.01% |
42,317
+9,892
| +31% | +$650K |
|
1405
TriNet
TNET
$3.14B
| $2.89M | ﹤0.01% |
46,466
+8,927
| +24% | +$609K |
|
|
ENV
1406
DELISTED
ENVESTNET, INC.
ENV
| $2.88M | ﹤0.01% |
50,839
+8,735
| +21% | +$552K |
|
1407
CVB Financial
CVBF
$3.99B
| $2.88M | ﹤0.01% |
137,965
+34,517
| +33% | +$722K |
|
1408
CoreCivic
CXW
$3.19B
| $2.87M | ﹤0.01% |
166,152
-14,338
| -8% | -$252K |
|
1409
Strategic Education
STRA
$1.92B
| $2.87M | ﹤0.01% |
21,087
+3,497
| +20% | +$596K |
|
|
PEGI
1410
DELISTED
Pattern Energy Group Inc. Class A
PEGI
| $2.85M | ﹤0.01% |
105,968
+21,938
| +26% | +$553K |
|
1411
Caesars Entertainment
CZR
$6.14B
| $2.85M | ﹤0.01% |
71,489
+14,678
| +26% | +$623K |
|
|
WPG
1412
DELISTED
Washington Prime Group Inc.
WPG
| $2.85M | ﹤0.01% |
76,487
+7,782
| +11% | +$256K |
|
1413
Yelp
YELP
$1.41B
| $2.85M | ﹤0.01% |
81,874
+11,232
| +16% | +$388K |
|
1414
Dana Inc
DAN
$3.06B
| $2.84M | ﹤0.01% |
196,952
+3,034
| +2% | +$47.1K |
|
|
B
1415
DELISTED
Barnes Group Inc.
B
| $2.84M | ﹤0.01% |
55,010
+9,081
| +20% | +$455K |
|
1416
Cimpress
CMPR
$2.31B
| $2.83M | ﹤0.01% |
21,503
+3,921
| +22% | +$431K |
|
1417
Avient
AVNT
$4.19B
| $2.83M | ﹤0.01% |
86,784
+8,595
| +11% | +$273K |
|
1418
Urban Outfitters
URBN
$6.59B
| $2.82M | ﹤0.01% |
100,313
-2,863
| -3% | -$66.8K |
|
1419
Brady Corp
BRC
$4.57B
| $2.82M | ﹤0.01% |
53,094
+7,054
| +15% | +$357K |
|
|
ARI
1420
Apollo Commercial Real Estate
ARI
$885M
| $2.82M | ﹤0.01% |
146,929
+28,017
| +24% | +$528K |
|
|
MZTI
1421
The Marzetti Company
MZTI
$3.11B
| $2.81M | ﹤0.01% |
20,285
+3,105
| +18% | +$462K |
|
1422
Monro
MNRO
$398M
| $2.8M | ﹤0.01% |
35,451
+4,311
| +14% | +$345K |
|
1423
Wolverine World Wide
WWW
$1.55B
| $2.8M | ﹤0.01% |
99,111
+11,369
| +13% | +$305K |
|
1424
Power Integrations
POWI
$3.61B
| $2.8M | ﹤0.01% |
61,844
+10,866
| +21% | +$471K |
|
|
ARGO
1425
DELISTED
Argo Group International Holdings, Ltd.
ARGO
| $2.78M | ﹤0.01% |
39,639
+5,001
| +14% | +$346K |
|
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UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.