UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Wolverine World Wide
WWW
$1.56B
| $1.62M | ﹤0.01% |
70,349
+2,800
| +4% | +$65.1K |
|
|
AXE
1402
DELISTED
Anixter International Inc
AXE
| $1.61M | ﹤0.01% |
24,993
+1,000
| +4% | +$60.2K |
|
1403
Entegris
ENTG
$21.8B
| $1.61M | ﹤0.01% |
92,358
+2,585
| +3% | +$42.4K |
|
1404
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$782M
| $1.6M | ﹤0.01% |
+62,060
| New | +$1.57M |
|
1405
Prestige Consumer Healthcare
PBH
$2.58B
| $1.6M | ﹤0.01% |
33,171
-2,270
| -6% | -$115K |
|
1406
Deckers Outdoor
DECK
$13.3B
| $1.6M | ﹤0.01% |
161,088
+31,656
| +24% | +$332K |
|
|
ALX
1407
Alexander's
ALX
$1.39B
| $1.6M | ﹤0.01% |
3,804
+52
| +1% | +$22.3K |
|
1408
Cimpress
CMPR
$2.34B
| $1.59M | ﹤0.01% |
15,679
| – | – |
|
|
STL
1409
DELISTED
Sterling Bancorp
STL
| $1.58M | ﹤0.01% |
90,529
+5,000
| +6% | +$85K |
|
1410
Home BancShares
HOMB
$6.18B
| $1.58M | ﹤0.01% |
76,037
+2,900
| +4% | +$62.3K |
|
1411
Agree Realty
ADC
$9.5B
| $1.58M | ﹤0.01% |
31,938
| – | – |
|
|
SEM
1412
DELISTED
Select Medical
SEM
| $1.57M | ﹤0.01% |
216,426
| – | – |
|
1413
Selective Insurance
SIGI
$5.77B
| $1.57M | ﹤0.01% |
39,494
+1,500
| +4% | +$59K |
|
1414
Univest Financial
UVSP
$1.21B
| $1.57M | ﹤0.01% |
67,335
+10,331
| +18% | +$230K |
|
|
MIK
1415
DELISTED
Michaels Stores, Inc
MIK
| $1.57M | ﹤0.01% |
65,074
+7,879
| +14% | +$202K |
|
|
DO
1416
DELISTED
Diamond Offshore Drilling
DO
| $1.57M | ﹤0.01% |
89,141
+2,300
| +3% | +$46.1K |
|
|
WDR
1417
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $1.56M | ﹤0.01% |
86,156
+1,100
| +1% | +$20K |
|
1418
Moog Inc Class A
MOG.A
$13B
| $1.56M | ﹤0.01% |
26,181
+3,686
| +16% | +$210K |
|
1419
Banner Corp
BANR
$2.4B
| $1.55M | ﹤0.01% |
35,488
-504
| -1% | -$21.7K |
|
1420
Ingevity
NGVT
$2.66B
| $1.55M | ﹤0.01% |
33,667
+6,213
| +23% | +$262K |
|
1421
Glacier Bancorp
GBCI
$6.32B
| $1.55M | ﹤0.01% |
54,341
| – | – |
|
1422
Helen of Troy
HELE
$671M
| $1.55M | ﹤0.01% |
17,989
-2,242
| -11% | -$210K |
|
1423
Texas Roadhouse
TXRH
$13.7B
| $1.55M | ﹤0.01% |
39,684
-2,886
| -7% | -$129K |
|
1424
Brink's
BCO
$4.65B
| $1.55M | ﹤0.01% |
41,724
-841
| -2% | -$28.9K |
|
|
ININ
1425
DELISTED
Interactive Intelligence Group, inc.
ININ
| $1.54M | ﹤0.01% |
25,659
-6,894
| -21% | -$372K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.