UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$235M |
| 2 |
Microsoft
MSFT
|
+$176M |
| 3 |
Cognizant
CTSH
|
+$150M |
| 4 |
Chubb
CB
|
+$107M |
| 5 |
Under Armour
UAA
|
+$100M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Thermo Fisher Scientific
TMO
|
+$221M |
| 2 |
Workday
WDAY
|
+$133M |
| 3 |
Pfizer
PFE
|
+$122M |
| 4 |
Apple
AAPL
|
+$122M |
| 5 |
Nike
NKE
|
+$116M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.48% |
| 2 | Technology | 14.7% |
| 3 | Financials | 13.4% |
| 4 | Consumer Discretionary | 10.5% |
| 5 | Communication Services | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1401
Cable One
CABO
$212M
| $1.56M | ﹤0.01% |
3,562
-201
| -5% | -$85.5K |
|
1402
United Bankshares
UBSI
$6.62B
| $1.55M | ﹤0.01% |
42,220
-12,900
| -23% | -$453K |
|
1403
Kennametal
KMT
$2.52B
| $1.55M | ﹤0.01% |
68,845
-5,350
| -7% | -$104K |
|
1404
UMB Financial
UMBF
$11.1B
| $1.55M | ﹤0.01% |
29,952
-2,278
| -7% | -$109K |
|
1405
Golub Capital BDC
GBDC
$3.42B
| $1.52M | ﹤0.01% |
89,880
-3,633
| -4% | -$58.2K |
|
1406
Monro
MNRO
$398M
| $1.52M | ﹤0.01% |
21,320
-1,845
| -8% | -$122K |
|
1407
Mercury Insurance
MCY
$6.07B
| $1.52M | ﹤0.01% |
27,344
-3,649
| -12% | -$182K |
|
1408
Monolithic Power Systems
MPWR
$68.9B
| $1.52M | ﹤0.01% |
23,863
-4,890
| -17% | -$291K |
|
|
CRC
1409
DELISTED
California Resources Corporation
CRC
| $1.5M | ﹤0.01% |
146,156
+80,780
| +124% | +$953K |
|
|
ERF
1410
DELISTED
Enerplus Corporation
ERF
| $1.5M | ﹤0.01% |
381,379
-110,375
| -22% | -$343K |
|
|
CHS
1411
DELISTED
Chicos FAS, Inc.
CHS
| $1.49M | ﹤0.01% |
112,518
-335,619
| -75% | -$3.79M |
|
|
LNCE
1412
DELISTED
Snyders-Lance, Inc.
LNCE
| $1.49M | ﹤0.01% |
47,345
+13,975
| +42% | +$447K |
|
|
FRGI
1413
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
| $1.49M | ﹤0.01% |
45,395
+34,396
| +313% | +$1.21M |
|
1414
ACI Worldwide
ACIW
$5.46B
| $1.48M | ﹤0.01% |
71,316
-16,770
| -19% | -$316K |
|
1415
Chemed
CHE
$7.22B
| $1.48M | ﹤0.01% |
10,931
-1,485
| -12% | -$201K |
|
|
DBD
1416
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.48M | ﹤0.01% |
51,071
+281
| +0.6% | +$7.34K |
|
|
MBFI
1417
DELISTED
MB Financial Corp
MBFI
| $1.48M | ﹤0.01% |
45,436
-10,600
| -19% | -$327K |
|
1418
Home BancShares
HOMB
$6.18B
| $1.47M | ﹤0.01% |
72,002
-20,200
| -22% | -$397K |
|
1419
Cathay General Bancorp
CATY
$4.24B
| $1.47M | ﹤0.01% |
51,926
-10,300
| -17% | -$285K |
|
|
INN
1420
Summit Hotel Properties
INN
$700M
| $1.47M | ﹤0.01% |
122,704
-57,201
| -32% | -$609K |
|
1421
Capitol Federal Financial
CFFN
$1.1B
| $1.47M | ﹤0.01% |
110,458
-237
| -0.2% | -$2.95K |
|
1422
Bright Horizons
BFAM
$3.86B
| $1.46M | ﹤0.01% |
22,463
-3,096
| -12% | -$199K |
|
|
JNS
1423
DELISTED
Janus Capital Group Inc
JNS
| $1.45M | ﹤0.01% |
99,174
-20,205
| -17% | -$263K |
|
1424
Rexford Industrial Realty
REXR
$8.19B
| $1.44M | ﹤0.01% |
79,474
-26,964
| -25% | -$453K |
|
1425
iShares Russell Mid-Cap ETF
IWR
$57.4B
| $1.44M | ﹤0.01% |
35,388
+21,000
| +146% | +$799K |
|
Similar funds
UBS AM's Q1 2016 Portfolio in Review
As of Q1 2016, UBS AM held 2,740 positions worth $86.2B, down 1.7% from $87.7B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q1 2016 filing shows 51 new, 583 increased, 1,774 reduced and 113 closed positions. Its largest new stake was NXP Semiconductors: 1,291,575 shares worth $105M. The largest sale was Thermo Fisher Scientific, an estimated $221M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 17% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q1 2016 buy was NXP Semiconductors: 1,291,575 shares worth $105M.
- UBS AM added most to Alibaba in Q1 2016, an estimated $235M increase.
- UBS AM's biggest Q1 2016 reduction was Thermo Fisher Scientific, cutting an estimated $221M.
- UBS AM fully exited CHUBB CORPORATION in Q1 2016, selling an estimated $97.5M.
- UBS AM's ten largest holdings make up 15% of its $86.2B portfolio in Q1 2016.
- UBS AM opened 51 new positions and closed 113 in Q1 2016.
- UBS AM's portfolio value fell 1.7% quarter-over-quarter to $86.2B.
Based on UBS AM's 13F filing for Q1 2016, filed 12 May 2016.