UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CSR
1401
Centerspace
CSR
$940M
| $1.19M | ﹤0.01% |
13,852
-420
| -3% | -$36.1K |
|
1402
Thor Industries
THO
$4.04B
| $1.17M | ﹤0.01% |
21,206
-300
| -1% | -$16.6K |
|
|
BID
1403
DELISTED
Sotheby's
BID
| $1.17M | ﹤0.01% |
21,898
-4,500
| -17% | -$232K |
|
|
NRF
1404
DELISTED
NorthStar Realty Finance Corp.
NRF
| $1.15M | ﹤0.01% |
43,436
+11,815
| +37% | +$239K |
|
|
CPWR
1405
DELISTED
COMPUWARE CORP
CPWR
| $1.15M | ﹤0.01% |
106,253
+1,666
| +2% | +$17.4K |
|
1406
iShares National Muni Bond ETF
MUB
$45.3B
| – | – |
0
| – | – |
|
1407
Vanguard Total Bond Market
BND
$157B
| $1.14M | ﹤0.01% |
14,230
-2,435
| -15% | -$197K |
|
1408
Thomson Reuters
TRI
$43.7B
| $1.14M | ﹤0.01% |
25,919
| – | – |
|
|
CVSA
1409
Covista Inc
CVSA
$4.23B
| $1.14M | ﹤0.01% |
32,030
-700
| -2% | -$24.2K |
|
|
MDRX
1410
DELISTED
Veradigm Inc. Common Stock
MDRX
| $1.14M | ﹤0.01% |
73,546
-6,200
| -8% | -$91.4K |
|
1411
Jack in the Box
JACK
$331M
| $1.14M | ﹤0.01% |
22,699
+700
| +3% | +$30.9K |
|
1412
West Pharmaceutical
WST
$24.5B
| $1.13M | ﹤0.01% |
23,098
-300
| -1% | -$14K |
|
|
DBD
1413
DELISTED
Diebold Nixdorf Incorporated
DBD
| $1.13M | ﹤0.01% |
34,265
-2,400
| -7% | -$74.8K |
|
1414
Sensient Technologies
SXT
$5.47B
| $1.13M | ﹤0.01% |
23,298
-18,546
| -44% | -$924K |
|
1415
iShares TIPS Bond ETF
TIP
$14.5B
| – | – |
0
| – | – |
|
|
UNT
1416
DELISTED
UNIT Corporation
UNT
| $1.13M | ﹤0.01% |
21,845
-400
| -2% | -$19.9K |
|
1417
Vishay Intertechnology
VSH
$5.03B
| $1.12M | ﹤0.01% |
84,482
+700
| +0.8% | +$8.88K |
|
|
FNGN
1418
DELISTED
Financial Engines, Inc.
FNGN
| $1.12M | ﹤0.01% |
16,099
+2,700
| +20% | +$166K |
|
|
WNR
1419
DELISTED
Western Refining Inc
WNR
| $1.12M | ﹤0.01% |
26,318
-57,909
| -69% | -$2.08M |
|
1420
American Homes 4 Rent
AMH
$12.4B
| $1.11M | ﹤0.01% |
68,703
+32,016
| +87% | +$514K |
|
1421
Valley National Bancorp
VLY
$8B
| $1.11M | ﹤0.01% |
109,559
-4,700
| -4% | -$47.2K |
|
|
MFA
1422
MFA Financial
MFA
$919M
| $1.11M | ﹤0.01% |
39,224
-11,386
| -22% | -$333K |
|
|
PLCM
1423
DELISTED
POLYCOM INC
PLCM
| $1.1M | ﹤0.01% |
98,456
-3,700
| -4% | -$39.9K |
|
|
AEC
1424
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
| $1.1M | ﹤0.01% |
68,775
-5,300
| -7% | -$81.8K |
|
1425
Southwest Gas
SWX
$6.69B
| $1.1M | ﹤0.01% |
19,699
+3,800
| +24% | +$201K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.