UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Infosys
INFY
|
+$767M |
| 2 |
Amazon
AMZN
|
+$288M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$287M |
| 4 |
NVIDIA
NVDA
|
+$259M |
| 5 |
Alphabet (Google) Class C
GOOG
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$347M |
| 2 |
TWTR
Twitter, Inc.
TWTR
|
+$316M |
| 3 |
Citigroup
C
|
+$269M |
| 4 |
Charter Communications
CHTR
|
+$229M |
| 5 |
NetEase
NTES
|
+$211M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.35% |
| 2 | Consumer Discretionary | 13.14% |
| 3 | Financials | 12.19% |
| 4 | Healthcare | 12.04% |
| 5 | Communication Services | 9.9% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1376
Navient
NAVI
$832M
| $3.99M | ﹤0.01% |
278,751
-103,731
| -27% | -$1.28M |
|
|
RTL
1377
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $3.98M | ﹤0.01% |
404,788
-112,600
| -22% | -$981K |
|
1378
Meritage Homes
MTH
$4.68B
| $3.97M | ﹤0.01% |
86,368
-1,350
| -2% | -$58.5K |
|
1379
Group 1 Automotive
GPI
$3.13B
| $3.97M | ﹤0.01% |
25,156
+3
| +0% | +$458 |
|
|
PRSP
1380
DELISTED
Perspecta Inc. Common Stock
PRSP
| $3.97M | ﹤0.01% |
136,609
-11,720
| -8% | -$330K |
|
1381
Telephone and Data Systems
TDS
$3.75B
| $3.97M | ﹤0.01% |
172,732
-226,356
| -57% | -$4.62M |
|
1382
Insmed
INSM
$29B
| $3.96M | ﹤0.01% |
116,404
+2,501
| +2% | +$95.6K |
|
1383
Viavi Solutions
VIAV
$9.31B
| $3.96M | ﹤0.01% |
252,339
-12,587
| -5% | -$203K |
|
1384
WD-40
WDFC
$3.15B
| $3.96M | ﹤0.01% |
12,936
+166
| +1% | +$50.3K |
|
1385
Dycom Industries
DY
$12.2B
| $3.95M | ﹤0.01% |
42,578
-1,549
| -4% | -$134K |
|
|
SUM
1386
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
| $3.95M | ﹤0.01% |
143,454
-3,567
| -2% | -$89.6K |
|
|
BIG
1387
DELISTED
Big Lots, Inc.
BIG
| $3.95M | ﹤0.01% |
57,812
-1,368
| -2% | -$81.7K |
|
1388
Mercury Insurance
MCY
$5.97B
| $3.93M | ﹤0.01% |
64,625
+1,662
| +3% | +$95.1K |
|
1389
SPS Commerce
SPSC
$2.65B
| $3.92M | ﹤0.01% |
39,517
-1,278
| -3% | -$135K |
|
1390
Unifirst Corp
UNF
$5.25B
| $3.92M | ﹤0.01% |
17,535
-55
| -0.3% | -$12.7K |
|
1391
Cerence
CRNC
$414M
| $3.92M | ﹤0.01% |
43,716
+2,192
| +5% | +$241K |
|
1392
Hecla Mining
HL
$11.6B
| $3.91M | ﹤0.01% |
687,603
-18,354
| -3% | -$112K |
|
|
NXRT
1393
NexPoint Residential Trust
NXRT
$648M
| $3.91M | ﹤0.01% |
84,773
+1,445
| +2% | +$61.9K |
|
1394
Atlantic Union Bankshares
AUB
$5.95B
| $3.91M | ﹤0.01% |
101,816
+342
| +0.3% | +$12.6K |
|
|
SWAV
1395
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
| $3.9M | ﹤0.01% |
29,903
-1,110
| -4% | -$133K |
|
1396
Lazard
LAZ
$4.22B
| $3.89M | ﹤0.01% |
89,511
-12,647
| -12% | -$538K |
|
1397
Twist Bioscience
TWST
$7.73B
| $3.88M | ﹤0.01% |
31,366
-52,373
| -63% | -$7.95M |
|
1398
Texas Capital Bancshares
TCBI
$4.31B
| $3.88M | ﹤0.01% |
54,747
-13,488
| -20% | -$991K |
|
|
CADE
1399
DELISTED
Cadence Bank
CADE
| $3.87M | ﹤0.01% |
119,200
+624
| +0.5% | +$19.2K |
|
1400
Applied Industrial Technologies
AIT
$13.3B
| $3.86M | ﹤0.01% |
42,374
+2,424
| +6% | +$206K |
|
Similar funds
UBS AM's Q1 2021 Portfolio in Review
As of Q1 2021, UBS AM held 2,645 positions worth $226B, up 6% from $213B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Trading was light in Q1 2021: portfolio turnover was 4.9%. UBS AM opened 86 new positions and exited 44, leaving the 2,645-position portfolio largely intact.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS AM's largest Q1 2021 buy was Seagen Inc. Common Stock: 966,114 shares worth $134M.
- UBS AM added most to Infosys in Q1 2021, an estimated $767M increase.
- UBS AM's biggest Q1 2021 reduction was Alibaba, cutting an estimated $347M.
- UBS AM fully exited Lumen in Q1 2021, selling an estimated $45.5M.
- UBS AM's ten largest holdings make up 22% of its $226B portfolio in Q1 2021.
- UBS AM opened 86 new positions and closed 44 in Q1 2021.
- UBS AM's portfolio value rose 6% quarter-over-quarter to $226B.
Based on UBS AM's 13F filing for Q1 2021, filed 14 May 2021.