UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$438M |
| 2 |
Lockheed Martin
LMT
|
+$402M |
| 3 |
TAL Education Group
TAL
|
+$294M |
| 4 |
Microsoft
MSFT
|
+$269M |
| 5 |
Wells Fargo
WFC
|
+$235M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Mastercard
MA
|
+$384M |
| 2 |
Adobe
ADBE
|
+$372M |
| 3 |
Veeva Systems
VEEV
|
+$342M |
| 4 |
Thermo Fisher Scientific
TMO
|
+$289M |
| 5 |
Global Payments
GPN
|
+$287M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 25.1% |
| 2 | Consumer Discretionary | 13.57% |
| 3 | Healthcare | 12.46% |
| 4 | Financials | 11.55% |
| 5 | Communication Services | 9.78% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
HMSY
1376
DELISTED
HMS Holdings Corp.
HMSY
| $3.65M | ﹤0.01% |
99,211
-29,182
| -23% | -$886K |
|
1377
Meritage Homes
MTH
$4.69B
| $3.63M | ﹤0.01% |
87,718
-6,540
| -7% | -$309K |
|
1378
Penske Automotive Group
PAG
$14.2B
| $3.63M | ﹤0.01% |
61,118
+7,310
| +14% | +$412K |
|
|
MIME
1379
DELISTED
Mimecast Limited
MIME
| $3.63M | ﹤0.01% |
63,794
-1,056
| -2% | -$48.8K |
|
|
AJRD
1380
DELISTED
Aerojet Rocketdyne Holdings
AJRD
| $3.62M | ﹤0.01% |
68,408
-1,744
| -2% | -$70.1K |
|
|
GTY
1381
Getty Realty Corp
GTY
$2.01B
| $3.61M | ﹤0.01% |
131,060
+19,837
| +18% | +$550K |
|
|
CCXI
1382
DELISTED
ChemoCentryx, Inc.
CCXI
| $3.61M | ﹤0.01% |
58,246
+10,224
| +21% | +$585K |
|
|
HI
1383
DELISTED
Hillenbrand
HI
| $3.6M | ﹤0.01% |
90,546
-11,575
| -11% | -$400K |
|
1384
UMB Financial
UMBF
$11.1B
| $3.6M | ﹤0.01% |
52,125
-3,428
| -6% | -$220K |
|
1385
UFP Industries
UFPI
$5.01B
| $3.59M | ﹤0.01% |
64,558
-3,219
| -5% | -$177K |
|
|
PRSP
1386
DELISTED
Perspecta Inc. Common Stock
PRSP
| $3.57M | ﹤0.01% |
148,329
+5,749
| +4% | +$123K |
|
1387
FuelCell Energy
FCEL
$1.59B
| $3.56M | ﹤0.01% |
+10,617
| New | +$1.74M |
|
1388
Insight Enterprises
NSIT
$4.54B
| $3.56M | ﹤0.01% |
46,752
+1,643
| +4% | +$111K |
|
1389
Workiva
WK
$3.66B
| $3.55M | ﹤0.01% |
38,767
+7,378
| +24% | +$518K |
|
1390
Rogers Corp
ROG
$2.29B
| $3.55M | ﹤0.01% |
22,838
+587
| +3% | +$77.8K |
|
1391
Sanmina
SANM
$10.7B
| $3.54M | ﹤0.01% |
111,150
-1,518
| -1% | -$45K |
|
|
SPWR
1392
DELISTED
SunPower Corporation Common Stock
SPWR
| $3.53M | ﹤0.01% |
137,721
+6,054
| +5% | +$122K |
|
|
NXRT
1393
NexPoint Residential Trust
NXRT
$641M
| $3.53M | ﹤0.01% |
83,328
+11,832
| +17% | +$518K |
|
1394
Virgin Galactic
SPCE
$415M
| $3.52M | ﹤0.01% |
7,411
+468
| +7% | +$219K |
|
1395
MACOM Technology Solutions
MTSI
$22.7B
| $3.51M | ﹤0.01% |
63,779
-1,470
| -2% | -$62.7K |
|
|
KYNB
1396
Kyntra Bio
KYNB
$28.2M
| $3.51M | ﹤0.01% |
3,786
+253
| +7% | +$266K |
|
|
SAFM
1397
DELISTED
Sanderson Farms Inc
SAFM
| $3.51M | ﹤0.01% |
26,523
+1,529
| +6% | +$202K |
|
|
PDCO
1398
DELISTED
Patterson Companies, Inc.
PDCO
| $3.5M | ﹤0.01% |
118,069
+8,974
| +8% | +$254K |
|
|
RPT
1399
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $3.43M | ﹤0.01% |
396,698
+67,841
| +21% | +$459K |
|
|
PPBI
1400
DELISTED
Pacific Premier Bancorp
PPBI
| $3.41M | ﹤0.01% |
108,997
+14,312
| +15% | +$397K |
|
Similar funds
UBS AM's Q4 2020 Portfolio in Review
As of Q4 2020, UBS AM held 2,632 positions worth $213B, up 15% from $186B the previous quarter. Its ten largest holdings account for 23% of the portfolio.
UBS AM's Q4 2020 filing shows 139 new, 1,393 increased, 625 reduced and 83 closed positions. Its largest new stake was Maravai LifeSciences: 3,763,012 shares worth $106M. The largest sale was Mastercard, an estimated $384M.
By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q4 2020 buy was Maravai LifeSciences: 3,763,012 shares worth $106M.
- UBS AM added most to Apple in Q4 2020, an estimated $438M increase.
- UBS AM's biggest Q4 2020 reduction was Mastercard, cutting an estimated $384M.
- UBS AM fully exited State Street Technology Select Sector SPDR ETF in Q4 2020, selling an estimated $115M.
- UBS AM's ten largest holdings make up 23% of its $213B portfolio in Q4 2020.
- UBS AM opened 139 new positions and closed 83 in Q4 2020.
- UBS AM's portfolio value rose 15% quarter-over-quarter to $213B.
Based on UBS AM's 13F filing for Q4 2020, filed 17 Feb 2021.