UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LNCE
1376
DELISTED
Snyders-Lance, Inc.
LNCE
| $1.74M | ﹤0.01% |
51,879
+1,234
| +2% | +$42.8K |
|
1377
Cathay General Bancorp
CATY
$4.25B
| $1.74M | ﹤0.01% |
56,444
+3,732
| +7% | +$113K |
|
1378
Hecla Mining
HL
$11B
| $1.73M | ﹤0.01% |
303,169
+8
| +0% | +$49 |
|
|
NVO
1379
Novo Nordisk
NVO
$209B
| $1.73M | ﹤0.01% |
82,950
-54
| -0.1% | -$1.34K |
|
1380
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
| $1.71M | ﹤0.01% |
45,514
+21,926
| +93% | +$827K |
|
1381
CoreCivic
CXW
$3.21B
| $1.71M | ﹤0.01% |
123,300
+3,125
| +3% | +$74.6K |
|
|
AMWD
1382
DELISTED
American Woodmark
AMWD
| $1.71M | ﹤0.01% |
21,185
-1,343
| -6% | -$105K |
|
|
COR
1383
DELISTED
Coresite Realty Corporation
COR
| $1.71M | ﹤0.01% |
23,059
-1,432
| -6% | -$116K |
|
1384
Terreno Realty
TRNO
$7.46B
| $1.7M | ﹤0.01% |
61,847
-171
| -0.3% | -$4.58K |
|
1385
United Bankshares
UBSI
$6.63B
| $1.7M | ﹤0.01% |
45,066
+2,258
| +5% | +$86.4K |
|
1386
Bruker
BRKR
$7.97B
| $1.7M | ﹤0.01% |
74,918
-325
| -0.4% | -$7.45K |
|
1387
Commercial Metals
CMC
$8.2B
| $1.69M | ﹤0.01% |
104,626
-797
| -0.8% | -$13K |
|
|
MNDT
1388
DELISTED
Mandiant, Inc. Common Stock
MNDT
| $1.69M | ﹤0.01% |
114,632
+1,522
| +1% | +$23.4K |
|
1389
Invesco Mortgage Capital
IVR
$809M
| $1.68M | ﹤0.01% |
11,040
| – | – |
|
|
ZNGA
1390
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $1.68M | ﹤0.01% |
576,526
| – | – |
|
|
QUNR
1391
DELISTED
Qunar Cayman Islands Limited
QUNR
| $1.68M | ﹤0.01% |
57,846
+1,346
| +2% | +$39.7K |
|
1392
Capitol Federal Financial
CFFN
$1.1B
| $1.67M | ﹤0.01% |
118,835
+8,000
| +7% | +$113K |
|
1393
MasTec
MTZ
$20.7B
| $1.66M | ﹤0.01% |
55,912
+2,225
| +4% | +$61K |
|
|
PAY
1394
DELISTED
Verifone Systems Inc
PAY
| $1.66M | ﹤0.01% |
105,409
+11,800
| +13% | +$214K |
|
1395
Erie Indemnity
ERIE
$13.5B
| $1.65M | ﹤0.01% |
16,151
+700
| +5% | +$69.5K |
|
1396
Seres Therapeutics
MCRB
$49.3M
| $1.64M | ﹤0.01% |
6,686
-530
| -7% | -$186K |
|
|
AVNS
1397
DELISTED
Avanos Medical
AVNS
| $1.63M | ﹤0.01% |
47,071
| – | – |
|
1398
Interactive Brokers
IBKR
$38.8B
| $1.63M | ﹤0.01% |
184,764
+3,392
| +2% | +$30K |
|
|
LGF
1399
DELISTED
Lions Gate Entertainment
LGF
| $1.63M | ﹤0.01% |
81,345
+1,621
| +2% | +$33.2K |
|
1400
FirstCash
FCFS
$8.84B
| $1.63M | ﹤0.01% |
34,512
+15,449
| +81% | +$777K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.