UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AAT
1376
American Assets Trust
AAT
$1.38B
| $1.28M | ﹤0.01% |
40,626
+400
| +1% | +$12.8K |
|
1377
Commault Systems
CVLT
$5.53B
| $1.27M | ﹤0.01% |
16,999
-300
| -2% | -$23.5K |
|
1378
Encompass Health
EHC
$12.4B
| $1.27M | ﹤0.01% |
47,762
-4,274
| -8% | -$119K |
|
1379
Targa Resources
TRGP
$57.6B
| $1.26M | ﹤0.01% |
14,299
-200
| -1% | -$15.8K |
|
|
CHMT
1380
DELISTED
Chemtura Corporation
CHMT
| $1.26M | ﹤0.01% |
45,163
-1,100
| -2% | -$27.5K |
|
1381
Cognex
CGNX
$11.2B
| $1.26M | ﹤0.01% |
65,996
+2,000
| +3% | +$32.5K |
|
1382
Empire State Realty Trust
ESRT
$843M
| $1.25M | ﹤0.01% |
+82,038
| New | +$1.16M |
|
|
IRC
1383
DELISTED
INLAND REAL ESTATE CORP
IRC
| $1.25M | ﹤0.01% |
118,896
-6,900
| -5% | -$72.5K |
|
1384
GATX Corp
GATX
$6.31B
| $1.25M | ﹤0.01% |
23,942
-21,248
| -47% | -$1.07M |
|
1385
SunCoke Energy
SXC
$815M
| $1.25M | ﹤0.01% |
54,722
-600
| -1% | -$12.4K |
|
|
DWA
1386
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
| $1.25M | ﹤0.01% |
35,071
-4,500
| -11% | -$142K |
|
|
IRG
1387
DELISTED
Ignite Restaurant Group, Inc.
IRG
| $1.24M | ﹤0.01% |
99,306
-2,864
| -3% | -$39.5K |
|
|
CVG
1388
DELISTED
Convergys
CVG
| $1.23M | ﹤0.01% |
58,596
-23,322
| -28% | -$465K |
|
|
PRA
1389
DELISTED
ProAssurance
PRA
| $1.23M | ﹤0.01% |
25,410
-1,800
| -7% | -$83.9K |
|
|
RPT
1390
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $1.23M | ﹤0.01% |
77,978
-5,400
| -6% | -$85K |
|
|
MDSO
1391
DELISTED
Medidata Solutions, Inc.
MDSO
| $1.22M | ﹤0.01% |
20,198
+3,600
| +22% | +$199K |
|
1392
Wendy's
WEN
$1.41B
| $1.22M | ﹤0.01% |
140,004
+5,300
| +4% | +$45.5K |
|
|
PKY
1393
DELISTED
Parkway, Inc.
PKY
| $1.22M | ﹤0.01% |
63,027
+12,300
| +24% | +$221K |
|
1394
Charles River Laboratories
CRL
$12.8B
| $1.21M | ﹤0.01% |
22,744
-1,900
| -8% | -$95.4K |
|
1395
Enviri
NVRI
$630M
| $1.21M | ﹤0.01% |
43,026
-4,800
| -10% | -$129K |
|
1396
Curis
CRIS
$8.59M
| $1.21M | ﹤0.01% |
214
| – | – |
|
|
PNY
1397
DELISTED
PIEDMONT NATURAL GAS CO INC(NC
PNY
| $1.2M | ﹤0.01% |
36,298
+300
| +0.8% | +$9.91K |
|
|
AXE
1398
DELISTED
Anixter International Inc
AXE
| $1.2M | ﹤0.01% |
13,399
+600
| +5% | +$52.2K |
|
|
SDRL
1399
DELISTED
Seadrill Limited Common Stock
SDRL
| $1.2M | ﹤0.01% |
109
-17
| -13% | -$200K |
|
|
ROSE
1400
DELISTED
ROSETTA RESOURCES INC
ROSE
| $1.2M | ﹤0.01% |
24,875
-1,068
| -4% | -$57.5K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.