UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RDC
1351
DELISTED
Rowan Companies Plc
RDC
| $1.86M | ﹤0.01% |
122,585
+19,780
| +19% | +$290K |
|
|
ECHO
1352
EchoStar
ECHO
$25.3B
| $1.85M | ﹤0.01% |
52,214
+3,480
| +7% | +$110K |
|
1353
Texas Capital Bancshares
TCBI
$4.32B
| $1.84M | ﹤0.01% |
33,584
+5,596
| +20% | +$282K |
|
|
IBKC
1354
DELISTED
IBERIABANK Corp
IBKC
| $1.83M | ﹤0.01% |
27,335
+1,817
| +7% | +$118K |
|
|
KATE
1355
DELISTED
Kate Spade & Company
KATE
| $1.83M | ﹤0.01% |
107,133
+4,244
| +4% | +$82.3K |
|
|
INN
1356
Summit Hotel Properties
INN
$724M
| $1.83M | ﹤0.01% |
139,104
+8,000
| +6% | +$111K |
|
1357
Kemper
KMPR
$1.76B
| $1.82M | ﹤0.01% |
46,319
+1,900
| +4% | +$68.4K |
|
1358
Healthcare Services Group
HCSG
$1.51B
| $1.81M | ﹤0.01% |
45,840
| – | – |
|
1359
NETSCOUT
NTCT
$2.92B
| $1.81M | ﹤0.01% |
61,934
| – | – |
|
|
GRP.U
1360
DELISTED
Granite Real Estate Investment Trust
GRP.U
| $1.8M | ﹤0.01% |
59,198
| – | – |
|
1361
Groupon
GRPN
$955M
| $1.8M | ﹤0.01% |
17,499
-247
| -1% | -$24.1K |
|
|
MBFI
1362
DELISTED
MB Financial Corp
MBFI
| $1.8M | ﹤0.01% |
47,301
+645
| +1% | +$24.7K |
|
1363
Armstrong World Industries
AWI
$7.78B
| $1.8M | ﹤0.01% |
43,514
| – | – |
|
1364
Cracker Barrel
CBRL
$1.3B
| $1.79M | ﹤0.01% |
13,565
-489
| -3% | -$75.1K |
|
1365
TransUnion
TRU
$15.2B
| $1.79M | ﹤0.01% |
51,790
+10,631
| +26% | +$356K |
|
|
CVA
1366
DELISTED
Covanta Holding Corporation
CVA
| $1.78M | ﹤0.01% |
115,482
| – | – |
|
|
DMC
1367
Del Monte Corp
DMC
$1.41B
| $1.78M | ﹤0.01% |
29,649
+1,800
| +6% | +$104K |
|
|
HRG
1368
DELISTED
HRG Group, Inc.
HRG
| $1.78M | ﹤0.01% |
113,185
+7,896
| +7% | +$120K |
|
|
AKRX
1369
DELISTED
Akorn Inc
AKRX
| $1.77M | ﹤0.01% |
64,952
+794
| +1% | +$23.5K |
|
1370
Bloomin' Brands
BLMN
$931M
| $1.77M | ﹤0.01% |
102,691
+8,269
| +9% | +$153K |
|
|
FSP
1371
Franklin Street Properties
FSP
$47.1M
| $1.77M | ﹤0.01% |
140,400
+5,400
| +4% | +$68K |
|
|
ARIA
1372
DELISTED
Ariad Pharmaceuticals Inc
ARIA
| $1.77M | ﹤0.01% |
128,964
-1,732
| -1% | -$17.4K |
|
1373
Papa John's
PZZA
$811M
| $1.76M | ﹤0.01% |
22,284
+2,242
| +11% | +$167K |
|
1374
Four Corners Property Trust
FCPT
$2.75B
| $1.76M | ﹤0.01% |
82,345
+15,665
| +23% | +$330K |
|
|
TIVO
1375
DELISTED
Tivo Inc
TIVO
| $1.75M | ﹤0.01% |
90,088
+33,264
| +59% | +$657K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.