UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TCF
1351
DELISTED
TCF Financial Corporation
TCF
| $1.38M | ﹤0.01% |
84,915
-5,000
| -6% | -$77.4K |
|
|
ARRS
1352
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $1.38M | ﹤0.01% |
56,496
+9,500
| +20% | +$181K |
|
|
ROIC
1353
DELISTED
Retail Opportunity Investments Corp.
ROIC
| $1.38M | ﹤0.01% |
93,434
-4,300
| -4% | -$62.4K |
|
|
ANR
1354
DELISTED
Alpha Natural Resources Inc
ANR
| $1.37M | ﹤0.01% |
191,842
+15,100
| +9% | +$102K |
|
|
AL
1355
DELISTED
Air Lease Corp
AL
| $1.36M | ﹤0.01% |
43,843
+3,400
| +8% | +$104K |
|
1356
Teledyne Technologies
TDY
$31.9B
| $1.36M | ﹤0.01% |
14,799
+300
| +2% | +$26.7K |
|
|
ASNA
1357
DELISTED
Ascena Retail Group, Inc.
ASNA
| $1.35M | ﹤0.01% |
3,197
-235
| -7% | -$96K |
|
1358
White Mountains Insurance
WTM
$5.3B
| $1.34M | ﹤0.01% |
2,230
| – | – |
|
|
CNL
1359
DELISTED
CLECO CRP (HOLDING CO)
CNL
| $1.34M | ﹤0.01% |
28,798
-200
| -0.7% | -$9.19K |
|
1360
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
| $1.34M | ﹤0.01% |
54,438
+32,792
| +151% | +$824K |
|
|
LPNT
1361
DELISTED
LifePoint Health, Inc.
LPNT
| $1.34M | ﹤0.01% |
25,283
+500
| +2% | +$25.1K |
|
1362
Viavi Solutions
VIAV
$10B
| $1.33M | ﹤0.01% |
180,768
-204,296
| -53% | -$1.55M |
|
|
AXLL
1363
DELISTED
AXIALL CORP COM STK (DE)
AXLL
| $1.33M | ﹤0.01% |
28,135
-48,700
| -63% | -$2.1M |
|
|
FSP
1364
Franklin Street Properties
FSP
$47.1M
| $1.33M | ﹤0.01% |
111,397
-81,246
| -42% | -$1.03M |
|
1365
Brookdale Senior Living
BKD
$3.43B
| $1.33M | ﹤0.01% |
48,906
-3,700
| -7% | -$103K |
|
1366
Zebra Technologies
ZBRA
$17.2B
| $1.33M | ﹤0.01% |
24,531
-500
| -2% | -$25.1K |
|
|
THI
1367
DELISTED
TIM HORTONS INC COM, CANADA
THI
| $1.32M | ﹤0.01% |
22,685
| – | – |
|
|
ANFI
1368
DELISTED
AMIRA NATURE FOODS LTD
ANFI
| $1.32M | ﹤0.01% |
83,915
-2,354
| -3% | -$34.4K |
|
|
SD
1369
DELISTED
SANDRIDGE ENERGY, INC.
SD
| $1.32M | ﹤0.01% |
217,055
-18,200
| -8% | -$109K |
|
1370
Kemper
KMPR
$1.76B
| $1.31M | ﹤0.01% |
31,958
+1,700
| +6% | +$64.6K |
|
|
SIX
1371
DELISTED
Six Flags Entertainment Corp.
SIX
| $1.31M | ﹤0.01% |
35,498
-500
| -1% | -$18K |
|
1372
Fortinet
FTNT
$117B
| $1.3M | ﹤0.01% |
340,225
+37,500
| +12% | +$146K |
|
|
LGF
1373
DELISTED
Lions Gate Entertainment
LGF
| $1.29M | ﹤0.01% |
40,843
-4,100
| -9% | -$135K |
|
1374
Belden
BDC
$5.05B
| $1.29M | ﹤0.01% |
18,299
-600
| -3% | -$40.6K |
|
|
EDR
1375
DELISTED
Education Realty Trust Inc
EDR
| $1.29M | ﹤0.01% |
48,676
-1,833
| -4% | -$49.1K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.