UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$188M |
| 2 |
Yelp
YELP
|
+$182M |
| 3 |
General Motors
GM
|
+$141M |
| 4 |
American Express
AXP
|
+$138M |
| 5 |
Comcast
CMCSA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
eBay
EBAY
|
+$331M |
| 2 |
Crown Castle
CCI
|
+$303M |
| 3 |
Cardinal Health
CAH
|
+$204M |
| 4 |
Gilead Sciences
GILD
|
+$157M |
| 5 |
Apple
AAPL
|
+$150M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 14.6% |
| 2 | Healthcare | 13.9% |
| 3 | Technology | 13.4% |
| 4 | Industrials | 10.1% |
| 5 | Consumer Discretionary | 9.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1326
Hawaiian Electric Industries
HE
$2.16B
| $1.45M | ﹤0.01% |
55,505
-8,100
| -13% | -$209K |
|
1327
Carpenter Technology
CRS
$27.7B
| $1.44M | ﹤0.01% |
23,180
+200
| +0.9% | +$12.1K |
|
1328
SAP
SAP
$230B
| $1.44M | ﹤0.01% |
16,525
+778
| +5% | +$61.9K |
|
1329
Mercado Libre
MELI
$92.8B
| $1.43M | ﹤0.01% |
13,299
-300
| -2% | -$35.9K |
|
|
LXK
1330
DELISTED
Lexmark Intl Inc
LXK
| $1.43M | ﹤0.01% |
40,304
-500
| -1% | -$17.6K |
|
1331
Fulton Financial
FULT
$4.67B
| $1.43M | ﹤0.01% |
109,291
-10,400
| -9% | -$130K |
|
1332
Wolverine World Wide
WWW
$1.56B
| $1.42M | ﹤0.01% |
41,696
-83,502
| -67% | -$2.58M |
|
1333
Embotelladora Andina Series B
AKO.B
$4.94B
| $1.42M | ﹤0.01% |
50,100
| – | – |
|
|
HPP
1334
Hudson Pacific Properties
HPP
$729M
| $1.41M | ﹤0.01% |
9,222
+171
| +2% | +$24.7K |
|
1335
Align Technology
ALGN
$12.1B
| $1.41M | ﹤0.01% |
24,698
-1,800
| -7% | -$96.9K |
|
1336
iShares MSCI Canada ETF
EWC
$6.26B
| $1.41M | ﹤0.01% |
+48,172
| New | +$1.39M |
|
1337
WaFd
WAFD
$2.77B
| $1.4M | ﹤0.01% |
60,267
-4,200
| -7% | -$95.4K |
|
|
FCH
1338
DELISTED
Felcor Lodging Trust
FCH
| $1.4M | ﹤0.01% |
171,539
-1,700
| -1% | -$11.8K |
|
|
RP
1339
DELISTED
RealPage, Inc.
RP
| $1.4M | ﹤0.01% |
59,859
+826
| +1% | +$19.6K |
|
|
HIMX
1340
Himax Technologies
HIMX
$2.4B
| $1.4M | ﹤0.01% |
94,800
-787,500
| -89% | -$8.34M |
|
1341
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
| $1.39M | ﹤0.01% |
54,284
| – | – |
|
|
KATE
1342
DELISTED
Kate Spade & Company
KATE
| $1.39M | ﹤0.01% |
43,396
-500
| -1% | -$14.7K |
|
1343
Advanced Micro Devices
AMD
$798B
| $1.39M | ﹤0.01% |
359,237
+37,800
| +12% | +$136K |
|
1344
First American
FAF
$7.67B
| $1.39M | ﹤0.01% |
49,297
+500
| +1% | +$13K |
|
1345
Murphy USA
MUSA
$9.9B
| $1.39M | ﹤0.01% |
33,310
-4,169
| -11% | -$177K |
|
1346
Sumitomo Mitsui Financial
SMFG
$163B
| $1.39M | ﹤0.01% |
132,005
+16,034
| +14% | +$159K |
|
1347
Bank of Hawaii
BOH
$3.12B
| $1.38M | ﹤0.01% |
23,390
-4,600
| -16% | -$265K |
|
1348
Federated Hermes
FHI
$4.72B
| $1.38M | ﹤0.01% |
48,025
-3,600
| -7% | -$98.7K |
|
1349
Curtiss-Wright
CW
$26.4B
| $1.38M | ﹤0.01% |
22,199
+200
| +0.9% | +$10.4K |
|
1350
John Wiley & Sons Class A
WLY
$2.72B
| $1.38M | ﹤0.01% |
25,025
-100
| -0.4% | -$5.06K |
|
Similar funds
UBS AM's Q4 2013 Portfolio in Review
As of Q4 2013, UBS AM held 2,637 positions worth $87.5B, up 8.1% from $80.9B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS AM's Q4 2013 filing shows 130 new, 1,010 increased, 1,128 reduced and 103 closed positions. Its largest new stake was Trip.com Group: 2,309,000 shares worth $57.3M. The largest sale was eBay, an estimated $331M.
By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 14% a quarter earlier, followed by Healthcare and Technology.
- UBS AM's largest Q4 2013 buy was Trip.com Group: 2,309,000 shares worth $57.3M.
- UBS AM added most to Regeneron Pharmaceuticals in Q4 2013, an estimated $188M increase.
- UBS AM's biggest Q4 2013 reduction was eBay, cutting an estimated $331M.
- UBS AM fully exited DELL INC in Q4 2013, selling an estimated $62.9M.
- UBS AM's ten largest holdings make up 14% of its $87.5B portfolio in Q4 2013.
- UBS AM opened 130 new positions and closed 103 in Q4 2013.
- UBS AM's portfolio value rose 8.1% quarter-over-quarter to $87.5B.
Based on UBS AM's 13F filing for Q4 2013, filed 31 Jan 2014.