UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
Saia
SAIA
$9.52B
| $3.19M | ﹤0.01% |
25,262
-251
| -1% | -$32K |
|
1302
Associated Banc-Corp
ASB
$5.91B
| $3.18M | ﹤0.01% |
252,364
+3,147
| +1% | +$41.7K |
|
1303
Advanced Energy
AEIS
$12.8B
| $3.18M | ﹤0.01% |
50,534
+6,305
| +14% | +$440K |
|
|
NGHC
1304
DELISTED
National General Holdings Corp
NGHC
| $3.18M | ﹤0.01% |
94,104
+17,966
| +24% | +$595K |
|
|
NXRT
1305
NexPoint Residential Trust
NXRT
$642M
| $3.17M | ﹤0.01% |
71,496
+52,310
| +273% | +$2.07M |
|
|
TPH
1306
DELISTED
Tri Pointe Homes
TPH
| $3.17M | ﹤0.01% |
174,567
-3,281
| -2% | -$55.5K |
|
1307
Houlihan Lokey
HLI
$8.61B
| $3.16M | ﹤0.01% |
53,560
+849
| +2% | +$48.7K |
|
1308
Power Integrations
POWI
$3.49B
| $3.15M | ﹤0.01% |
56,877
-455
| -0.8% | -$26.2K |
|
1309
GSK
GSK
$104B
| $3.14M | ﹤0.01% |
66,640
-896,744
| -93% | -$44.9M |
|
1310
American Eagle Outfitters
AEO
$3.08B
| $3.12M | ﹤0.01% |
210,446
+238
| +0.1% | +$2.84K |
|
1311
Home BancShares
HOMB
$6.16B
| $3.1M | ﹤0.01% |
204,219
+10,001
| +5% | +$161K |
|
1312
AMN Healthcare
AMN
$1.41B
| $3.09M | ﹤0.01% |
52,941
-1,153
| -2% | -$60.7K |
|
1313
CNO Financial Group
CNO
$5.12B
| $3.09M | ﹤0.01% |
192,771
-15,990
| -8% | -$256K |
|
|
STL
1314
DELISTED
Sterling Bancorp
STL
| $3.09M | ﹤0.01% |
293,605
+16,068
| +6% | +$182K |
|
|
VISN
1315
Vistance Networks Inc
VISN
$2.64B
| $3.08M | ﹤0.01% |
342,546
+12,531
| +4% | +$118K |
|
|
HMSY
1316
DELISTED
HMS Holdings Corp.
HMSY
| $3.08M | ﹤0.01% |
128,393
-76,281
| -37% | -$2.24M |
|
1317
H.B. Fuller
FUL
$3.26B
| $3.06M | ﹤0.01% |
66,801
+3,614
| +6% | +$171K |
|
1318
Box
BOX
$4.67B
| $3.06M | ﹤0.01% |
175,999
+2,982
| +2% | +$55K |
|
1319
Sanmina
SANM
$11B
| $3.05M | ﹤0.01% |
112,668
+939
| +0.8% | +$25.6K |
|
1320
Bank of Hawaii
BOH
$3.09B
| $3.04M | ﹤0.01% |
60,232
-1,851
| -3% | -$103K |
|
|
MIME
1321
DELISTED
Mimecast Limited
MIME
| $3.04M | ﹤0.01% |
64,850
-1,441
| -2% | -$65.4K |
|
1322
Vanguard Real Estate ETF
VNQ
$38.5B
| $3.04M | ﹤0.01% |
38,458
-182
| -0.5% | -$14.6K |
|
1323
Viavi Solutions
VIAV
$9.3B
| $3.02M | ﹤0.01% |
257,079
+2,724
| +1% | +$35.4K |
|
1324
LCI Industries
LCII
$2.51B
| $3.02M | ﹤0.01% |
28,367
+1,307
| +5% | +$152K |
|
1325
RBC Bearings
RBC
$17.6B
| $3.01M | ﹤0.01% |
24,812
+440
| +2% | +$56.4K |
|
Similar funds
UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.