UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
Pitney Bowes
PBI
$2.53B
| $2.47M | ﹤0.01% |
221,310
+17,271
| +8% | +$204K |
|
1302
TD Synnex
SNX
$21.5B
| $2.47M | ﹤0.01% |
36,398
+806
| +2% | +$53.4K |
|
|
AHL
1303
DELISTED
ASPEN Insurance Holding Limited
AHL
| $2.47M | ﹤0.01% |
60,839
-8,704
| -13% | -$360K |
|
1304
Unifirst Corp
UNF
$5.29B
| $2.47M | ﹤0.01% |
14,971
-47
| -0.3% | -$7.49K |
|
|
CBL
1305
DELISTED
CBL& Associates Properties, Inc.
CBL
| $2.47M | ﹤0.01% |
436,128
+42,807
| +11% | +$286K |
|
|
RPT
1306
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $2.45M | ﹤0.01% |
166,626
+25,455
| +18% | +$352K |
|
1307
Black Hills Corp
BKH
$5.48B
| $2.45M | ﹤0.01% |
40,828
+2,209
| +6% | +$137K |
|
|
MBFI
1308
DELISTED
MB Financial Corp
MBFI
| $2.45M | ﹤0.01% |
55,125
+4,120
| +8% | +$186K |
|
1309
Kemper
KMPR
$1.7B
| $2.45M | ﹤0.01% |
35,561
+1,843
| +5% | +$119K |
|
1310
Darling Ingredients
DAR
$9.56B
| $2.44M | ﹤0.01% |
134,677
+9,227
| +7% | +$159K |
|
1311
Littelfuse
LFUS
$11.7B
| $2.43M | ﹤0.01% |
12,290
+962
| +8% | +$193K |
|
|
FSP
1312
Franklin Street Properties
FSP
$48.4M
| $2.42M | ﹤0.01% |
225,159
+25,907
| +13% | +$272K |
|
|
LNCE
1313
DELISTED
Snyders-Lance, Inc.
LNCE
| $2.41M | ﹤0.01% |
48,215
+2,066
| +4% | +$82K |
|
1314
State Street Utilities Select Sector SPDR ETF
XLU
$22.8B
| $2.4M | ﹤0.01% |
91,294
+4,538
| +5% | +$124K |
|
1315
CACI
CACI
$11.5B
| $2.4M | ﹤0.01% |
18,141
+1,896
| +12% | +$256K |
|
|
MDSO
1316
DELISTED
Medidata Solutions, Inc.
MDSO
| $2.4M | ﹤0.01% |
37,821
+1,639
| +5% | +$117K |
|
1317
Entegris
ENTG
$21.7B
| $2.39M | ﹤0.01% |
78,419
+3,393
| +5% | +$104K |
|
|
WDR
1318
DELISTED
Waddell & Reed Financial, Inc.
WDR
| $2.39M | ﹤0.01% |
106,854
+7,586
| +8% | +$154K |
|
|
SJI
1319
DELISTED
South Jersey Industries, Inc.
SJI
| $2.38M | ﹤0.01% |
76,352
+4,989
| +7% | +$165K |
|
|
ZNGA
1320
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $2.38M | ﹤0.01% |
595,231
+7,764
| +1% | +$30.3K |
|
|
QEP
1321
DELISTED
QEP RESOURCES, INC.
QEP
| $2.35M | ﹤0.01% |
245,783
-174,527
| -42% | -$1.58M |
|
1322
Hilton Grand Vacations
HGV
$3.59B
| $2.35M | ﹤0.01% |
56,053
+4,918
| +10% | +$200K |
|
1323
VEON
VEON
$3.75B
| $2.35M | ﹤0.01% |
24,448
+812
| +3% | +$79.4K |
|
|
CMD
1324
DELISTED
Cantel Medical Corporation
CMD
| $2.35M | ﹤0.01% |
22,812
+809
| +4% | +$80.6K |
|
1325
iShares Russell 2000 Growth ETF
IWO
$14.9B
| $2.34M | ﹤0.01% |
12,560
-3,260
| -21% | -$595K |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.