UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1301
Radian Group
RDN
$4.82B
| $2.1M | ﹤0.01% |
155,148
+2,059
| +1% | +$26.6K |
|
1302
Sprouts Farmers Market
SFM
$8.13B
| $2.1M | ﹤0.01% |
101,434
+2,600
| +3% | +$57.7K |
|
1303
Kirby Corp
KEX
$7.11B
| $2.09M | ﹤0.01% |
33,567
+3,526
| +12% | +$202K |
|
1304
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$596M
| – | – |
0
| – | – |
|
1305
Nektar Therapeutics
NKTR
$2.48B
| $2.08M | ﹤0.01% |
8,074
+332
| +4% | +$85.5K |
|
1306
FNB Corp
FNB
$6.75B
| $2.07M | ﹤0.01% |
168,435
+5,400
| +3% | +$66.7K |
|
|
CTB
1307
DELISTED
Cooper Tire & Rubber Co.
CTB
| $2.07M | ﹤0.01% |
54,399
+2,715
| +5% | +$90.9K |
|
1308
EPAM Systems
EPAM
$4.86B
| $2.06M | ﹤0.01% |
29,728
+300
| +1% | +$20.4K |
|
1309
Rollins
ROL
$17.7B
| $2.06M | ﹤0.01% |
158,330
+11,025
| +7% | +$140K |
|
|
CAA
1310
DELISTED
CalAtlantic Group, Inc.
CAA
| $2.04M | ﹤0.01% |
60,966
+10,698
| +21% | +$392K |
|
1311
Blackstone Mortgage Trust
BXMT
$2.33B
| $2.04M | ﹤0.01% |
69,094
+5,583
| +9% | +$162K |
|
1312
Silgan Holdings
SLGN
$4.39B
| $2.03M | ﹤0.01% |
80,188
| – | – |
|
|
ODP
1313
DELISTED
ODP
ODP
| $2.03M | ﹤0.01% |
56,815
+1,535
| +3% | +$54.4K |
|
|
CMD
1314
DELISTED
Cantel Medical Corporation
CMD
| $2.02M | ﹤0.01% |
25,936
+2,837
| +12% | +$206K |
|
1315
Evercore
EVR
$12B
| $2.01M | ﹤0.01% |
39,085
+241
| +0.6% | +$12.1K |
|
1316
Rexford Industrial Realty
REXR
$8.14B
| $2.01M | ﹤0.01% |
87,774
+2,800
| +3% | +$62K |
|
|
SKX
1317
DELISTED
Skechers
SKX
| $2.01M | ﹤0.01% |
87,606
-8,599
| -9% | -$219K |
|
1318
Minerals Technologies
MTX
$2.34B
| $2M | ﹤0.01% |
28,328
+3,067
| +12% | +$205K |
|
1319
Dr. Reddy's Laboratories
RDY
$10.1B
| $2M | ﹤0.01% |
214,850
+142,850
| +198% | +$1.36M |
|
1320
Kennametal
KMT
$2.58B
| $1.99M | ﹤0.01% |
68,611
+12,099
| +21% | +$320K |
|
|
WNR
1321
DELISTED
Western Refining Inc
WNR
| $1.98M | ﹤0.01% |
74,890
+1,000
| +1% | +$23.6K |
|
|
MRC
1322
DELISTED
MRC Global
MRC
| $1.98M | ﹤0.01% |
120,404
+7,244
| +6% | +$104K |
|
1323
John Wiley & Sons Class A
WLY
$2.72B
| $1.97M | ﹤0.01% |
38,251
+1,038
| +3% | +$56.8K |
|
1324
DigitalBridge
DBRG
$2.95B
| $1.97M | ﹤0.01% |
38,101
| – | – |
|
|
CHMT
1325
DELISTED
Chemtura Corporation
CHMT
| $1.97M | ﹤0.01% |
60,033
| – | – |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.