UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Compass Minerals
CMP
$1.08B
| $2.24M | ﹤0.01% |
30,361
-2
| -0% | -$145 |
|
|
FNSR
1277
DELISTED
Finisar Corp
FNSR
| $2.22M | ﹤0.01% |
74,530
-880
| -1% | -$19.2K |
|
1278
Merit Medical Systems
MMSI
$5.24B
| $2.22M | ﹤0.01% |
91,322
+13,202
| +17% | +$305K |
|
|
SF
1279
Stifel
SF
$12.6B
| $2.21M | ﹤0.01% |
129,566
+7,056
| +6% | +$113K |
|
1280
Blackbaud
BLKB
$2.1B
| $2.21M | ﹤0.01% |
33,348
+1,373
| +4% | +$92.9K |
|
|
TXNM
1281
TXNM Energy Inc
TXNM
$5.92B
| $2.21M | ﹤0.01% |
67,621
+1,800
| +3% | +$60.2K |
|
1282
Monolithic Power Systems
MPWR
$66.8B
| $2.21M | ﹤0.01% |
27,460
+3,597
| +15% | +$266K |
|
1283
ATI
ATI
$30.5B
| $2.2M | ﹤0.01% |
121,718
+3,900
| +3% | +$64.6K |
|
1284
Avient
AVNT
$3.91B
| $2.2M | ﹤0.01% |
65,006
+648
| +1% | +$22.4K |
|
|
CHSP
1285
DELISTED
Chesapeake Lodging Trust
CHSP
| $2.2M | ﹤0.01% |
95,978
+85
| +0.1% | +$2.1K |
|
1286
LPL Financial
LPLA
$28.3B
| $2.19M | ﹤0.01% |
73,171
+3,843
| +6% | +$104K |
|
|
TARO
1287
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $2.18M | ﹤0.01% |
19,719
+5,445
| +38% | +$721K |
|
1288
Belden
BDC
$5.05B
| $2.17M | ﹤0.01% |
31,388
+3,274
| +12% | +$228K |
|
1289
CACI
CACI
$13.9B
| $2.17M | ﹤0.01% |
21,465
| – | – |
|
1290
Ecopetrol
EC
$35.8B
| $2.16M | ﹤0.01% |
246,964
| – | – |
|
1291
Valley National Bancorp
VLY
$8B
| $2.16M | ﹤0.01% |
222,269
+7,867
| +4% | +$73.5K |
|
|
MDSO
1292
DELISTED
Medidata Solutions, Inc.
MDSO
| $2.16M | ﹤0.01% |
38,685
+3,754
| +11% | +$199K |
|
|
NATI
1293
DELISTED
National Instruments Corp
NATI
| $2.15M | ﹤0.01% |
75,635
+600
| +0.8% | +$16.8K |
|
|
VSTO
1294
DELISTED
Vista Outdoor Inc.
VSTO
| $2.14M | ﹤0.01% |
53,777
+5,128
| +11% | +$226K |
|
1295
Darling Ingredients
DAR
$9.62B
| $2.13M | ﹤0.01% |
158,046
+6,905
| +5% | +$99.6K |
|
1296
DNOW Inc
DNOW
$2.81B
| $2.13M | ﹤0.01% |
99,555
| – | – |
|
|
ERF
1297
DELISTED
Enerplus Corporation
ERF
| $2.13M | ﹤0.01% |
332,108
-14,098
| -4% | -$92.3K |
|
1298
Community Health Systems
CYH
$416M
| $2.12M | ﹤0.01% |
183,456
+5,100
| +3% | +$58.8K |
|
1299
VEON
VEON
$3.87B
| $2.11M | ﹤0.01% |
+24,272
| New | +$2.44M |
|
1300
WaFd
WAFD
$2.77B
| $2.11M | ﹤0.01% |
78,963
+990
| +1% | +$25.4K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.