UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$2.79B |
| 2 |
Meta Platforms (Facebook)
META
|
+$412M |
| 3 |
TAL Education Group
TAL
|
+$200M |
| 4 |
PPD
PPD, Inc. Common Stock
PPD
|
+$184M |
| 5 |
Intuit
INTU
|
+$182M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$1.43B |
| 2 |
NetEase
NTES
|
+$245M |
| 3 |
Goldman Sachs
GS
|
+$161M |
| 4 |
PPLI
People Inc
PPLI
|
+$114M |
| 5 |
Baidu
BIDU
|
+$110M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 24.43% |
| 2 | Consumer Discretionary | 14.2% |
| 3 | Healthcare | 13.11% |
| 4 | Financials | 11.12% |
| 5 | Communication Services | 9.64% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
FNB Corp
FNB
$6.7B
| $3.6M | ﹤0.01% |
531,314
+9,334
| +2% | +$68.5K |
|
1252
Selective Insurance
SIGI
$5.64B
| $3.59M | ﹤0.01% |
69,696
+6,045
| +9% | +$333K |
|
1253
Protolabs
PRLB
$2.14B
| $3.58M | ﹤0.01% |
27,671
+300
| +1% | +$39.4K |
|
1254
Qualys
QLYS
$6.54B
| $3.58M | ﹤0.01% |
36,508
-12,612
| -26% | -$1.35M |
|
1255
Energizer
ENR
$1.5B
| $3.55M | ﹤0.01% |
90,816
-483
| -0.5% | -$22.1K |
|
|
DHC
1256
Diversified Healthcare Trust
DHC
$2.03B
| $3.55M | ﹤0.01% |
1,007,525
+78,939
| +9% | +$308K |
|
|
COHR
1257
DELISTED
Coherent Inc
COHR
| $3.54M | ﹤0.01% |
31,903
+1,560
| +5% | +$189K |
|
|
GRA
1258
DELISTED
W.R. Grace & Co.
GRA
| $3.54M | ﹤0.01% |
87,811
+13,490
| +18% | +$615K |
|
|
AZEK
1259
DELISTED
The AZEK Co
AZEK
| $3.54M | ﹤0.01% |
101,584
+1,584
| +2% | +$55.2K |
|
1260
Avista
AVA
$3.2B
| $3.52M | ﹤0.01% |
103,278
+3,757
| +4% | +$136K |
|
1261
Synaptics
SYNA
$4.15B
| $3.52M | ﹤0.01% |
43,783
-1,396
| -3% | -$110K |
|
1262
Alaska Air
ALK
$5.31B
| $3.52M | ﹤0.01% |
95,986
-5,399
| -5% | -$202K |
|
1263
Radian Group
RDN
$4.83B
| $3.51M | ﹤0.01% |
240,172
+6,709
| +3% | +$99.9K |
|
1264
Pinnacle Financial Partners Inc
PNFP
$15.7B
| $3.51M | ﹤0.01% |
98,493
+2,694
| +3% | +$107K |
|
1265
Enovis
ENOV
$1.44B
| $3.5M | ﹤0.01% |
64,792
-6,500
| -9% | -$357K |
|
1266
Capri Holdings
CPRI
$1.72B
| $3.47M | ﹤0.01% |
192,838
-53,440
| -22% | -$906K |
|
|
BCPC
1267
Balchem Corp
BCPC
$5.68B
| $3.47M | ﹤0.01% |
35,498
-700
| -2% | -$68.6K |
|
1268
Omnicell
OMCL
$1.69B
| $3.46M | ﹤0.01% |
46,305
+1,929
| +4% | +$134K |
|
1269
Cleveland-Cliffs
CLF
$7.19B
| $3.44M | ﹤0.01% |
536,542
+34,924
| +7% | +$210K |
|
1270
Goodyear
GT
$1.75B
| $3.44M | ﹤0.01% |
449,051
+13,017
| +3% | +$121K |
|
1271
Cannae Holdings
CNNE
$638M
| $3.43M | ﹤0.01% |
92,114
+651
| +0.7% | +$24.7K |
|
1272
Valley National Bancorp
VLY
$8.05B
| $3.43M | ﹤0.01% |
500,022
+16,581
| +3% | +$123K |
|
1273
NorthWestern Energy
NWE
$4.38B
| $3.42M | ﹤0.01% |
70,357
+3,636
| +5% | +$193K |
|
1274
Plug Power
PLUG
$2.93B
| $3.4M | ﹤0.01% |
253,441
+18,329
| +8% | +$202K |
|
|
XIFR
1275
XPLR Infrastructure LP
XIFR
$1.07B
| $3.38M | ﹤0.01% |
56,438
+5,853
| +12% | +$346K |
|
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UBS AM's Q3 2020 Portfolio in Review
As of Q3 2020, UBS AM held 2,541 positions worth $186B, up 14% from $164B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
UBS AM's Q3 2020 filing shows 79 new, 1,449 increased, 718 reduced and 56 closed positions. Its largest new stake was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M. The largest sale was Alibaba, an estimated $1.43B.
By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 23% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- UBS AM's largest Q3 2020 buy was State Street Technology Select Sector SPDR ETF: 1,973,762 shares worth $115M.
- UBS AM added most to Microsoft in Q3 2020, an estimated $2.79B increase.
- UBS AM's biggest Q3 2020 reduction was Alibaba, cutting an estimated $1.43B.
- UBS AM fully exited LogMein, Inc. in Q3 2020, selling an estimated $27.8M.
- UBS AM's ten largest holdings make up 26% of its $186B portfolio in Q3 2020.
- UBS AM opened 79 new positions and closed 56 in Q3 2020.
- UBS AM's portfolio value rose 14% quarter-over-quarter to $186B.
Based on UBS AM's 13F filing for Q3 2020, filed 13 Nov 2020.