UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
Fair Isaac
FICO
$22.6B
| $2.66M | ﹤0.01% |
18,900
+784
| +4% | +$110K |
|
1252
Erie Indemnity
ERIE
$12.4B
| $2.65M | ﹤0.01% |
22,016
+7,886
| +56% | +$963K |
|
1253
Wintrust Financial
WTFC
$11.1B
| $2.65M | ﹤0.01% |
33,780
+2,368
| +8% | +$176K |
|
1254
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $2.64M | ﹤0.01% |
25,946
+5,374
| +26% | +$547K |
|
|
SKX
1255
DELISTED
Skechers
SKX
| $2.64M | ﹤0.01% |
105,178
+3,148
| +3% | +$86K |
|
1256
Radian Group
RDN
$5.25B
| $2.62M | ﹤0.01% |
140,106
+2,716
| +2% | +$47.1K |
|
1257
Sprouts Farmers Market
SFM
$8.11B
| $2.61M | ﹤0.01% |
139,139
+12,623
| +10% | +$279K |
|
|
SF
1258
Stifel
SF
$12.8B
| $2.6M | ﹤0.01% |
109,393
+10,269
| +10% | +$222K |
|
|
JUNO
1259
DELISTED
Juno Therapeutics, Inc.
JUNO
| $2.59M | ﹤0.01% |
57,727
+4,288
| +8% | +$146K |
|
1260
Texas Capital Bancshares
TCBI
$4.45B
| $2.59M | ﹤0.01% |
30,174
+524
| +2% | +$40.7K |
|
|
PVG
1261
DELISTED
PRETIUM RESOURCES INC.
PVG
| $2.58M | ﹤0.01% |
279,735
+54,360
| +24% | +$487K |
|
|
ESV
1262
DELISTED
Ensco Rowan plc
ESV
| $2.57M | ﹤0.01% |
107,594
+4,833
| +5% | +$96.4K |
|
1263
ONE Gas
OGS
$4.88B
| $2.57M | ﹤0.01% |
34,835
+2,509
| +8% | +$184K |
|
|
B
1264
Barrick Mining
B
$64.3B
| $2.56M | ﹤0.01% |
158,900
| – | – |
|
1265
Manhattan Associates
MANH
$11.1B
| $2.54M | ﹤0.01% |
61,143
+2,991
| +5% | +$131K |
|
1266
Sally Beauty Holdings
SBH
$1.58B
| $2.54M | ﹤0.01% |
129,760
+5,848
| +5% | +$115K |
|
1267
RLI Corp
RLI
$5.63B
| $2.53M | ﹤0.01% |
88,340
-2,382
| -3% | -$65.5K |
|
1268
Conduent
CNDT
$271M
| $2.53M | ﹤0.01% |
161,490
+15,596
| +11% | +$255K |
|
|
IBKC
1269
DELISTED
IBERIABANK Corp
IBKC
| $2.53M | ﹤0.01% |
30,754
+3,106
| +11% | +$244K |
|
1270
Novartis
NVS
$292B
| $2.52M | ﹤0.01% |
32,785
+1,358
| +4% | +$103K |
|
|
LGF.B
1271
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
| $2.51M | ﹤0.01% |
78,930
+3,303
| +4% | +$92.4K |
|
|
TXNM
1272
TXNM Energy Inc
TXNM
$5.93B
| $2.5M | ﹤0.01% |
62,156
+6,375
| +11% | +$259K |
|
|
LPNT
1273
DELISTED
LifePoint Health, Inc.
LPNT
| $2.49M | ﹤0.01% |
43,014
-187,764
| -81% | -$11.2M |
|
|
AKRX
1274
DELISTED
Akorn Inc
AKRX
| $2.48M | ﹤0.01% |
74,767
+2,271
| +3% | +$75.4K |
|
1275
Interactive Brokers
IBKR
$39.6B
| $2.48M | ﹤0.01% |
220,188
+8,144
| +4% | +$83.1K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.