UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
Hancock Whitney
HWC
$6.22B
| $2.4M | ﹤0.01% |
74,079
+2,621
| +4% | +$79.2K |
|
1252
New Jersey Resources
NJR
$5.53B
| $2.4M | ﹤0.01% |
72,932
+1,600
| +2% | +$56.6K |
|
1253
Cirrus Logic
CRUS
$6.23B
| $2.39M | ﹤0.01% |
44,949
+5,828
| +15% | +$280K |
|
1254
Spire
SR
$4.78B
| $2.38M | ﹤0.01% |
37,368
+1,284
| +4% | +$85.8K |
|
|
TCF
1255
DELISTED
TCF Financial Corporation
TCF
| $2.38M | ﹤0.01% |
163,902
+5,600
| +4% | +$77.6K |
|
1256
SPDR Gold Trust
GLD
$138B
| $2.38M | ﹤0.01% |
18,915
-2,424
| -11% | -$309K |
|
1257
Lithia Motors
LAD
$8.26B
| $2.38M | ﹤0.01% |
24,868
+13,269
| +114% | +$1.12M |
|
1258
PBF Energy
PBF
$7.26B
| $2.37M | ﹤0.01% |
104,598
+3,716
| +4% | +$83.5K |
|
1259
Saic
SAIC
$5.25B
| $2.34M | ﹤0.01% |
33,743
+1,089
| +3% | +$68.8K |
|
|
DATA
1260
DELISTED
Tableau Software, Inc.
DATA
| $2.34M | ﹤0.01% |
42,353
+1,940
| +5% | +$107K |
|
1261
KBR
KBR
$4.74B
| $2.33M | ﹤0.01% |
154,144
+1,622
| +1% | +$23.9K |
|
|
SFR
1262
DELISTED
Starwood Waypoint Homes
SFR
| $2.33M | ﹤0.01% |
81,051
+2,619
| +3% | +$81.9K |
|
1263
Louisiana-Pacific
LPX
$5.3B
| $2.33M | ﹤0.01% |
123,463
+8,900
| +8% | +$172K |
|
1264
NorthWestern Energy
NWE
$4.32B
| $2.32M | ﹤0.01% |
40,298
+1,456
| +4% | +$86.8K |
|
1265
Yelp
YELP
$1.38B
| $2.31M | ﹤0.01% |
55,520
+2,760
| +5% | +$96.7K |
|
1266
Avista
AVA
$3.22B
| $2.3M | ﹤0.01% |
55,024
+1,600
| +3% | +$68K |
|
1267
Fulton Financial
FULT
$4.67B
| $2.28M | ﹤0.01% |
157,041
| – | – |
|
1268
Wolfspeed
WOLF
$1.43B
| $2.28M | ﹤0.01% |
88,566
| – | – |
|
|
LXFT
1269
DELISTED
Luxoft Holding, Inc.
LXFT
| $2.27M | ﹤0.01% |
42,966
+4,400
| +11% | +$234K |
|
|
CAB
1270
DELISTED
Cabela's Inc
CAB
| $2.27M | ﹤0.01% |
41,272
+510
| +1% | +$26.1K |
|
1271
Central Garden & Pet Co Class A
CENTA
$2.54B
| $2.27M | ﹤0.01% |
114,196
-1,349
| -1% | -$25.6K |
|
1272
Sanmina
SANM
$11B
| $2.26M | ﹤0.01% |
79,516
| – | – |
|
1273
Cable One
CABO
$252M
| $2.26M | ﹤0.01% |
3,875
| – | – |
|
1274
Ziff Davis
ZD
$1.88B
| $2.26M | ﹤0.01% |
38,986
+1,581
| +4% | +$92K |
|
1275
Dana Inc
DAN
$2.94B
| $2.25M | ﹤0.01% |
144,139
-3,814
| -3% | -$52K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.