UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
TCF
1226
DELISTED
TCF Financial Corporation Common Stock
TCF
| $2.57M | ﹤0.01% |
58,158
-41,019
| -41% | -$1.75M |
|
|
TRCO
1227
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
| $2.54M | ﹤0.01% |
69,622
-1,100
| -2% | -$41.7K |
|
1228
Flowers Foods
FLO
$1.53B
| $2.54M | ﹤0.01% |
168,071
+9,600
| +6% | +$159K |
|
1229
Madison Square Garden
MSGS
$9.43B
| $2.54M | ﹤0.01% |
21,031
-403
| -2% | -$51.2K |
|
|
SVU
1230
DELISTED
SUPERVALU Inc.
SVU
| $2.54M | ﹤0.01% |
72,707
+2,858
| +4% | +$101K |
|
1231
Clean Harbors
CLH
$16.2B
| $2.54M | ﹤0.01% |
52,880
+888
| +2% | +$44K |
|
1232
Viasat
VSAT
$11.3B
| $2.54M | ﹤0.01% |
33,970
+2,400
| +8% | +$178K |
|
|
UFS
1233
DELISTED
DOMTAR CORPORATION (New)
UFS
| $2.53M | ﹤0.01% |
68,065
+1,700
| +3% | +$62.6K |
|
1234
uniQure
QURE
$3.15B
| $2.51M | ﹤0.01% |
327,809
-4,400
| -1% | -$34.9K |
|
|
LXK
1235
DELISTED
Lexmark Intl Inc
LXK
| $2.51M | ﹤0.01% |
62,731
+654
| +1% | +$23.8K |
|
|
RGC
1236
DELISTED
Regal Entertainment Group
RGC
| $2.5M | ﹤0.01% |
115,180
-262,909
| -70% | -$5.79M |
|
|
SFUN
1237
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
| $2.5M | ﹤0.01% |
11,149
+2,301
| +26% | +$551K |
|
|
STRZA
1238
DELISTED
Starz - Series A
STRZA
| $2.48M | ﹤0.01% |
79,674
+914
| +1% | +$28.2K |
|
|
ALE
1239
DELISTED
Allete
ALE
| $2.48M | ﹤0.01% |
41,646
+1,842
| +5% | +$114K |
|
|
NUVA
1240
DELISTED
NuVasive, Inc.
NUVA
| $2.48M | ﹤0.01% |
37,241
+4,389
| +13% | +$280K |
|
1241
Vanguard FTSE Emerging Markets ETF
VWO
$123B
| $2.48M | ﹤0.01% |
+65,837
| New | +$2.45M |
|
1242
Oceaneering
OII
$4.9B
| $2.47M | ﹤0.01% |
89,894
-7,504
| -8% | -$208K |
|
|
RPT
1243
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
| $2.46M | ﹤0.01% |
131,198
| – | – |
|
|
PKY
1244
DELISTED
Parkway, Inc.
PKY
| $2.46M | ﹤0.01% |
144,315
-1,578
| -1% | -$27.5K |
|
|
MFA
1245
MFA Financial
MFA
$919M
| $2.45M | ﹤0.01% |
81,936
+840
| +1% | +$25.5K |
|
1246
Jack in the Box
JACK
$331M
| $2.45M | ﹤0.01% |
25,534
| – | – |
|
|
VRNT
1247
DELISTED
Verint Systems
VRNT
| $2.44M | ﹤0.01% |
127,418
+9,316
| +8% | +$168K |
|
|
NYRT
1248
DELISTED
New York REIT, Inc.
NYRT
| $2.43M | ﹤0.01% |
26,513
+79
| +0.3% | +$7.55K |
|
1249
AMC Global Media
AMCX
$490M
| $2.41M | ﹤0.01% |
46,471
-7,353
| -14% | -$403K |
|
1250
Integra LifeSciences
IART
$1.33B
| $2.41M | ﹤0.01% |
58,354
-6,974
| -11% | -$292K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.