UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1226
Fortinet
FTNT
$117B
| $2.19M | ﹤0.01% |
433,225
+500
| +0.1% | +$2.52K |
|
|
DFT
1227
DELISTED
DuPont Fabros Technology Inc.
DFT
| $2.19M | ﹤0.01% |
80,884
-4,900
| -6% | -$135K |
|
1228
Acadia Realty Trust
AKR
$2.84B
| $2.18M | ﹤0.01% |
79,088
-1,900
| -2% | -$53.9K |
|
1229
Oil States International
OIS
$501M
| $2.17M | ﹤0.01% |
35,004
| – | – |
|
|
TIBX
1230
DELISTED
TIBCO SOFTWARE INC
TIBX
| $2.16M | ﹤0.01% |
91,472
| – | – |
|
|
KITE
1231
DELISTED
Kite Pharma, Inc.
KITE
| $2.15M | ﹤0.01% |
+75,600
| New | +$1.87M |
|
|
PNNT
1232
Pennant Park Investment Corp
PNNT
$236M
| $2.14M | ﹤0.01% |
196,105
-1,419
| -0.7% | -$16.3K |
|
1233
Associated Banc-Corp
ASB
$5.88B
| $2.11M | ﹤0.01% |
121,189
| – | – |
|
1234
Zillow
ZG
$7.72B
| $2.1M | ﹤0.01% |
54,297
| – | – |
|
|
ARRS
1235
DELISTED
ARRIS International plc Ordinary Shares
ARRS
| $2.1M | ﹤0.01% |
73,896
| – | – |
|
|
SNV
1236
DELISTED
Synovus
SNV
| $2.09M | ﹤0.01% |
88,409
+4,300
| +5% | +$103K |
|
|
BECN
1237
DELISTED
Beacon Roofing Supply, Inc.
BECN
| $2.09M | ﹤0.01% |
81,870
+99
| +0.1% | +$2.8K |
|
1238
Interparfums
IPAR
$3.81B
| $2.08M | ﹤0.01% |
75,777
+68,378
| +924% | +$1.93M |
|
|
TWO
1239
Two Harbors Investment
TWO
$1.26B
| $2.08M | ﹤0.01% |
26,909
| – | – |
|
|
INFA
1240
DELISTED
INFORMATICA CORP
INFA
| $2.07M | ﹤0.01% |
60,351
+1,600
| +3% | +$53.2K |
|
1241
iShares Russell 1000 Growth ETF
IWF
$127B
| $2.05M | ﹤0.01% |
89,568
-830,772
| -90% | -$19M |
|
1242
Vanguard Morningstar Large-Cap ETF
VV
$54B
| $2.05M | ﹤0.01% |
22,674
+813
| +4% | +$73.9K |
|
1243
Crocs
CROX
$6.43B
| $2.05M | ﹤0.01% |
162,840
-1,559
| -0.9% | -$23.4K |
|
1244
Flowers Foods
FLO
$1.53B
| $2.04M | ﹤0.01% |
111,374
+1,800
| +2% | +$35.1K |
|
|
LPNT
1245
DELISTED
LifePoint Health, Inc.
LPNT
| $2.04M | ﹤0.01% |
29,534
+500
| +2% | +$35.2K |
|
1246
National Health Investors
NHI
$3.65B
| $2.04M | ﹤0.01% |
35,718
-1,600
| -4% | -$99.2K |
|
|
INVX
1247
Innovex International
INVX
$2.15B
| $2.04M | ﹤0.01% |
22,809
+400
| +2% | +$39.9K |
|
|
FNFG
1248
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
| $2.04M | ﹤0.01% |
244,372
+6,100
| +3% | +$52.8K |
|
1249
Golub Capital BDC
GBDC
$3.39B
| $2.03M | ﹤0.01% |
130,172
+17,686
| +16% | +$294K |
|
1250
Toro Company
TTC
$9.35B
| $2.03M | ﹤0.01% |
68,672
+1,200
| +2% | +$36.6K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.