UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NetEase
NTES
|
+$383M |
| 2 |
DXC Technology
DXC
|
+$191M |
| 3 |
American Express
AXP
|
+$187M |
| 4 |
Johnson & Johnson
JNJ
|
+$185M |
| 5 |
TAL Education Group
TAL
|
+$183M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
CELG
Celgene Corp
CELG
|
+$228M |
| 2 |
Trane Technologies
TT
|
+$133M |
| 3 |
Booking.com
BKNG
|
+$131M |
| 4 |
MON
Monsanto Co
MON
|
+$113M |
| 5 |
EOG Resources
EOG
|
+$105M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.35% |
| 2 | Financials | 15.6% |
| 3 | Healthcare | 12.81% |
| 4 | Consumer Discretionary | 10.96% |
| 5 | Communication Services | 9.59% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
LKQ Corp
LKQ
$6.72B
| $255M | 0.22% |
6,259,733
+21,067
| +0.3% | +$806K |
|
102
Lowe's Companies
LOW
$121B
| $252M | 0.21% |
2,712,603
-6,865
| -0.3% | -$568K |
|
|
TWX
103
DELISTED
Time Warner Inc
TWX
| $250M | 0.21% |
2,728,524
+6,681
| +0.2% | +$631K |
|
104
PayPal
PYPL
$49.9B
| $249M | 0.21% |
3,387,433
+33,686
| +1% | +$2.44M |
|
105
Amphenol
APH
$185B
| $248M | 0.21% |
11,294,308
+95,576
| +0.9% | +$2.1M |
|
106
ConocoPhillips
COP
$144B
| $244M | 0.21% |
4,448,980
-23,114
| -0.5% | -$1.19M |
|
107
Western Digital
WDC
$159B
| $244M | 0.21% |
4,061,675
+696,879
| +21% | +$44.9M |
|
108
PNC Financial Services
PNC
$99.1B
| $240M | 0.2% |
1,662,742
-22,391
| -1% | -$3.09M |
|
|
ATVI
109
DELISTED
Activision Blizzard
ATVI
| $239M | 0.2% |
3,771,431
-608,360
| -14% | -$38.5M |
|
110
Kroger
KR
$36.7B
| $234M | 0.2% |
8,532,598
+958,722
| +13% | +$22.3M |
|
111
Chubb
CB
$140B
| $232M | 0.2% |
1,590,844
-578,612
| -27% | -$86.4M |
|
112
Southern Company
SO
$108B
| $224M | 0.19% |
4,656,909
+106,252
| +2% | +$5.41M |
|
|
ALXN
113
DELISTED
Alexion Pharmaceuticals
ALXN
| $224M | 0.19% |
1,871,548
+174,606
| +10% | +$21.3M |
|
|
WBA
114
DELISTED
Walgreens Boots Alliance
WBA
| $223M | 0.19% |
3,074,682
-942,900
| -23% | -$66.4M |
|
115
Automatic Data Processing
ADP
$109B
| $217M | 0.18% |
1,855,165
-94,286
| -5% | -$10.8M |
|
116
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
| $215M | 0.18% |
3,773,821
+112,238
| +3% | +$6.27M |
|
117
Dominion Energy
D
$62.1B
| $211M | 0.18% |
2,607,375
+7,228
| +0.3% | +$586K |
|
118
Applied Materials
AMAT
$347B
| $210M | 0.18% |
4,111,365
-398,462
| -9% | -$21.6M |
|
119
Cummins
CMI
$83.6B
| $210M | 0.18% |
1,186,164
+613,102
| +107% | +$105M |
|
120
Morgan Stanley
MS
$319B
| $209M | 0.18% |
3,988,402
-32,820
| -0.8% | -$1.66M |
|
121
Scotiabank
BNS
$105B
| $209M | 0.18% |
3,226,339
-9,823
| -0.3% | -$636K |
|
122
Illinois Tool Works
ITW
$84.1B
| $208M | 0.18% |
1,247,440
+329,115
| +36% | +$52.5M |
|
123
Regeneron Pharmaceuticals
REGN
$72.9B
| $208M | 0.18% |
553,501
+267,442
| +93% | +$108M |
|
|
ESRX
124
DELISTED
Express Scripts Holding Company
ESRX
| $206M | 0.17% |
2,756,335
-45,876
| -2% | -$2.93M |
|
125
T-Mobile US
TMUS
$195B
| $206M | 0.17% |
3,236,327
-457,040
| -12% | -$27.9M |
|
Similar funds
UBS AM's Q4 2017 Portfolio in Review
As of Q4 2017, UBS AM held 2,665 positions worth $118B, up 7.5% from $110B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q4 2017 filing shows 135 new, 1,412 increased, 606 reduced and 93 closed positions. Its largest new stake was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M. The largest sale was Celgene Corp, an estimated $228M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q4 2017 buy was Sogou Inc. American Depositary Shares, each representing one Class A Ordinary Share: 2,522,917 shares worth $29.2M.
- UBS AM added most to NetEase in Q4 2017, an estimated $383M increase.
- UBS AM's biggest Q4 2017 reduction was Celgene Corp, cutting an estimated $228M.
- UBS AM fully exited CR Bard Inc. in Q4 2017, selling an estimated $67.9M.
- UBS AM's ten largest holdings make up 16% of its $118B portfolio in Q4 2017.
- UBS AM opened 135 new positions and closed 93 in Q4 2017.
- UBS AM's portfolio value rose 7.5% quarter-over-quarter to $118B.
Based on UBS AM's 13F filing for Q4 2017, filed 9 Feb 2018.