UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$495M |
| 2 |
Microsoft
MSFT
|
+$480M |
| 3 |
Global Payments
GPN
|
+$400M |
| 4 |
Mastercard
MA
|
+$274M |
| 5 |
Comcast
CMCSA
|
+$254M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TSS
Total System Services, Inc.
TSS
|
+$225M |
| 2 |
WP
Worldpay, Inc.
WP
|
+$190M |
| 3 |
Apple
AAPL
|
+$167M |
| 4 |
RHT
Red Hat Inc
RHT
|
+$166M |
| 5 |
APC
Anadarko Petroleum
APC
|
+$108M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.77% |
| 2 | Financials | 14.07% |
| 3 | Healthcare | 13.13% |
| 4 | Consumer Discretionary | 12.1% |
| 5 | Communication Services | 8.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
NIO
NIO
$11.9B
| $4.61M | ﹤0.01% |
2,958,099
+1,462,259
| +98% | +$4.47M |
|
|
THS
1202
DELISTED
Treehouse Foods
THS
| $4.6M | ﹤0.01% |
82,927
-5,364
| -6% | -$294K |
|
1203
Floor & Decor
FND
$6.68B
| $4.57M | ﹤0.01% |
89,282
+5,649
| +7% | +$254K |
|
1204
Churchill Downs
CHDN
$6.12B
| $4.55M | ﹤0.01% |
73,722
+11,530
| +19% | +$696K |
|
1205
Wintrust Financial
WTFC
$10.7B
| $4.54M | ﹤0.01% |
70,280
+2,509
| +4% | +$166K |
|
1206
First Hawaiian
FHB
$3.35B
| $4.54M | ﹤0.01% |
170,068
+20,394
| +14% | +$529K |
|
|
OPI
1207
DELISTED
Office Properties Income Trust
OPI
| $4.54M | ﹤0.01% |
148,183
+23,450
| +19% | +$655K |
|
1208
Nutanix
NTNX
$16.9B
| $4.54M | ﹤0.01% |
172,801
+26,087
| +18% | +$615K |
|
1209
Blackbaud
BLKB
$2.08B
| $4.53M | ﹤0.01% |
50,107
+10,018
| +25% | +$891K |
|
1210
California Water Service
CWT
$3.12B
| $4.53M | ﹤0.01% |
85,501
+7,638
| +10% | +$409K |
|
1211
Bank OZK
OZK
$5.61B
| $4.52M | ﹤0.01% |
165,590
-8,962
| -5% | -$249K |
|
1212
Brink's
BCO
$4.62B
| $4.5M | ﹤0.01% |
54,300
+8,807
| +19% | +$735K |
|
1213
United Therapeutics
UTHR
$23.1B
| $4.5M | ﹤0.01% |
56,423
-1,564
| -3% | -$126K |
|
|
COHR
1214
DELISTED
Coherent Inc
COHR
| $4.5M | ﹤0.01% |
29,255
+2,088
| +8% | +$302K |
|
1215
HealthEquity
HQY
$8.75B
| $4.49M | ﹤0.01% |
78,557
+21,466
| +38% | +$1.42M |
|
|
SJI
1216
DELISTED
South Jersey Industries, Inc.
SJI
| $4.49M | ﹤0.01% |
136,322
+6,604
| +5% | +$216K |
|
|
OPLN
1217
Openlane
OPLN
$4.54B
| $4.46M | ﹤0.01% |
181,860
+4,988
| +3% | +$128K |
|
|
RTL
1218
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
| $4.46M | ﹤0.01% |
319,258
+267,976
| +523% | +$3.26M |
|
1219
Emergent Biosolutions
EBS
$248M
| $4.46M | ﹤0.01% |
85,237
+6,078
| +8% | +$283K |
|
1220
Alaska Air
ALK
$5.58B
| $4.45M | ﹤0.01% |
68,540
-9,269
| -12% | -$584K |
|
1221
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
| $4.42M | ﹤0.01% |
87,295
+13,298
| +18% | +$675K |
|
1222
Avista
AVA
$3.24B
| $4.39M | ﹤0.01% |
90,713
+6,682
| +8% | +$310K |
|
1223
Selective Insurance
SIGI
$5.73B
| $4.37M | ﹤0.01% |
58,163
+9,328
| +19% | +$720K |
|
|
INN
1224
Summit Hotel Properties
INN
$700M
| $4.37M | ﹤0.01% |
376,994
+87,542
| +30% | +$1M |
|
1225
Choice Hotels
CHH
$4.8B
| $4.37M | ﹤0.01% |
49,145
+2,800
| +6% | +$250K |
|
Similar funds
UBS AM's Q3 2019 Portfolio in Review
As of Q3 2019, UBS AM held 2,935 positions worth $148B, up 5.8% from $140B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
UBS AM deployed $6.46B of net new capital in Q3 2019, opening 79 new positions and adding to 1,853 existing holdings. Its largest new stake was 10x Genomics: 184,683 shares worth $9.31M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 18% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $167M trimmed.
- UBS AM's largest Q3 2019 buy was 10x Genomics: 184,683 shares worth $9.31M.
- UBS AM added most to Alibaba in Q3 2019, an estimated $495M increase.
- UBS AM's biggest Q3 2019 reduction was Apple, cutting an estimated $167M.
- UBS AM fully exited Total System Services, Inc. in Q3 2019, selling an estimated $225M.
- UBS AM's ten largest holdings make up 19% of its $148B portfolio in Q3 2019.
- UBS AM opened 79 new positions and closed 50 in Q3 2019.
- UBS AM's portfolio value rose 5.8% quarter-over-quarter to $148B.
Based on UBS AM's 13F filing for Q3 2019, filed 14 Nov 2019.