UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$190M |
| 2 |
Honeywell
HON
|
+$189M |
| 3 |
Oracle
ORCL
|
+$149M |
| 4 |
JPMorgan Chase
JPM
|
+$125M |
| 5 |
Alibaba
BABA
|
+$116M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DD
Du Pont De Nemours E I
DD
|
+$193M |
| 2 |
RAI
Reynolds American Inc
RAI
|
+$158M |
| 3 |
Allstate
ALL
|
+$122M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$108M |
| 5 |
General Dynamics
GD
|
+$101M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.94% |
| 2 | Financials | 15.35% |
| 3 | Healthcare | 13.71% |
| 4 | Consumer Discretionary | 10.59% |
| 5 | Communication Services | 9.46% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
Madison Square Garden
MSGS
$9.45B
| $3.16M | ﹤0.01% |
20,685
+1,192
| +6% | +$180K |
|
1202
CNO Financial Group
CNO
$5.15B
| $3.14M | ﹤0.01% |
134,493
+8,356
| +7% | +$187K |
|
|
VWR
1203
DELISTED
VWR Corporation
VWR
| $3.14M | ﹤0.01% |
94,741
+19,019
| +25% | +$628K |
|
1204
Spire
SR
$4.71B
| $3.13M | ﹤0.01% |
41,934
+2,798
| +7% | +$208K |
|
1205
Fabrinet
FN
$18.7B
| $3.12M | ﹤0.01% |
84,229
| – | – |
|
1206
Telephone and Data Systems
TDS
$4.08B
| $3.12M | ﹤0.01% |
111,841
+11,551
| +12% | +$326K |
|
|
TGNA
1207
DELISTED
TEGNA Inc
TGNA
| $3.09M | ﹤0.01% |
232,178
-58,525
| -20% | -$785K |
|
|
DCM
1208
DELISTED
NTT DOCOMO, Inc.
DCM
| $3.09M | ﹤0.01% |
135,471
+16,096
| +13% | +$374K |
|
|
MDR
1209
DELISTED
McDermott International
MDR
| $3.08M | ﹤0.01% |
141,126
+6,572
| +5% | +$132K |
|
|
ALE
1210
DELISTED
Allete
ALE
| $3.07M | ﹤0.01% |
39,732
+1,544
| +4% | +$116K |
|
1211
AMC Global Media
AMCX
$488M
| $3.06M | ﹤0.01% |
52,361
+692
| +1% | +$41.2K |
|
1212
Federated Hermes
FHI
$4.75B
| $3.05M | ﹤0.01% |
102,852
+16,230
| +19% | +$456K |
|
|
SGI
1213
Somnigroup International
SGI
$14.4B
| $3.04M | ﹤0.01% |
188,236
+2,184
| +1% | +$32.3K |
|
|
SWN
1214
DELISTED
Southwestern Energy Company
SWN
| $3.04M | ﹤0.01% |
496,862
+29,569
| +6% | +$168K |
|
1215
B2Gold
BTG
$5.21B
| $3.03M | ﹤0.01% |
1,102,645
+123,471
| +13% | +$327K |
|
1216
Idacorp
IDA
$8.32B
| $3.01M | ﹤0.01% |
34,211
+1,648
| +5% | +$144K |
|
|
THS
1217
DELISTED
Treehouse Foods
THS
| $3M | ﹤0.01% |
44,296
-4,659
| -10% | -$343K |
|
1218
MGIC Investment
MTG
$6.33B
| $2.95M | ﹤0.01% |
235,366
+30,671
| +15% | +$357K |
|
1219
Nabors Industries
NBR
$1.25B
| $2.93M | ﹤0.01% |
7,254
+257
| +4% | +$94K |
|
1220
Clean Harbors
CLH
$16.3B
| $2.92M | ﹤0.01% |
51,499
+1,789
| +4% | +$97.4K |
|
1221
InterDigital
IDCC
$8.24B
| $2.91M | ﹤0.01% |
39,517
-14,166
| -26% | -$1.04M |
|
1222
Nu Skin
NUS
$252M
| $2.87M | ﹤0.01% |
46,735
-263,248
| -85% | -$16.2M |
|
1223
Lazard
LAZ
$4.29B
| $2.87M | ﹤0.01% |
63,518
+44,493
| +234% | +$1.97M |
|
1224
Pitney Bowes
PBI
$2.51B
| $2.86M | ﹤0.01% |
204,039
+10,705
| +6% | +$147K |
|
1225
Global Net Lease
GNL
$1.82B
| $2.85M | ﹤0.01% |
130,223
+14,340
| +12% | +$311K |
|
Similar funds
UBS AM's Q3 2017 Portfolio in Review
As of Q3 2017, UBS AM held 2,601 positions worth $110B, up 6.2% from $103B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS AM's Q3 2017 filing shows 79 new, 1,541 increased, 476 reduced and 68 closed positions. Its largest new stake was Ingersoll Rand: 2,780,577 shares worth $76.5M. The largest sale was Du Pont De Nemours E I, an estimated $193M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- UBS AM's largest Q3 2017 buy was Ingersoll Rand: 2,780,577 shares worth $76.5M.
- UBS AM added most to DuPont de Nemours in Q3 2017, an estimated $190M increase.
- UBS AM's biggest Q3 2017 reduction was Allstate, cutting an estimated $122M.
- UBS AM fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $193M.
- UBS AM's ten largest holdings make up 16% of its $110B portfolio in Q3 2017.
- UBS AM opened 79 new positions and closed 68 in Q3 2017.
- UBS AM's portfolio value rose 6.2% quarter-over-quarter to $110B.
Based on UBS AM's 13F filing for Q3 2017, filed 13 Nov 2017.