UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Baidu
BIDU
|
+$360M |
| 2 |
Alibaba
BABA
|
+$256M |
| 3 |
Verizon
VZ
|
+$158M |
| 4 |
ATVI
Activision Blizzard
ATVI
|
+$157M |
| 5 |
Fortive
FTV
|
+$142M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Cognizant
CTSH
|
+$196M |
| 2 |
Check Point Software Technologies
CHKP
|
+$191M |
| 3 |
TAL Education Group
TAL
|
+$161M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$151M |
| 5 |
Amgen
AMGN
|
+$117M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 15.26% |
| 2 | Technology | 15.12% |
| 3 | Financials | 13.08% |
| 4 | Consumer Discretionary | 10.57% |
| 5 | Communication Services | 9.73% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PRA
1201
DELISTED
ProAssurance
PRA
| $2.75M | ﹤0.01% |
52,321
| – | – |
|
|
SGI
1202
Somnigroup International
SGI
$13.6B
| $2.74M | ﹤0.01% |
193,480
+4,800
| +3% | +$85.6K |
|
|
CRZO
1203
DELISTED
Carrizo Oil & Gas Inc
CRZO
| $2.71M | ﹤0.01% |
66,670
-126,584
| -66% | -$4.54M |
|
|
CBI
1204
DELISTED
Chicago Bridge & Iron Nv
CBI
| $2.7M | ﹤0.01% |
96,502
+400
| +0.4% | +$13K |
|
|
CRC
1205
DELISTED
California Resources Corporation
CRC
| $2.69M | ﹤0.01% |
215,557
+12,861
| +6% | +$147K |
|
|
BRSL
1206
Brightstar Lottery PLC
BRSL
$2.03B
| $2.68M | ﹤0.01% |
110,051
+63,300
| +135% | +$1.4M |
|
1207
XPO
XPO
$23B
| $2.68M | ﹤0.01% |
211,479
+5,915
| +3% | +$66.9K |
|
1208
AngloGold Ashanti
AU
$44.3B
| $2.67M | ﹤0.01% |
167,892
-6,474
| -4% | -$123K |
|
|
UMPQ
1209
DELISTED
Umpqua Holdings Corp
UMPQ
| $2.67M | ﹤0.01% |
177,189
+4,744
| +3% | +$73.9K |
|
1210
United Natural Foods
UNFI
$2.9B
| $2.66M | ﹤0.01% |
66,394
+27,914
| +73% | +$1.28M |
|
1211
Wipro
WIT
$19.7B
| $2.66M | ﹤0.01% |
1,459,376
+896,533
| +159% | +$1.83M |
|
1212
Opko Health
OPK
$985M
| $2.65M | ﹤0.01% |
249,877
+1,400
| +0.6% | +$13.9K |
|
1213
Federated Hermes
FHI
$4.72B
| $2.65M | ﹤0.01% |
89,262
+700
| +0.8% | +$21.9K |
|
|
CPHD
1214
DELISTED
Cepheid Inc
CPHD
| $2.63M | ﹤0.01% |
49,993
-941,640
| -95% | -$37.5M |
|
|
PEI
1215
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
| $2.63M | ﹤0.01% |
7,609
| – | – |
|
1216
Teledyne Technologies
TDY
$31.9B
| $2.63M | ﹤0.01% |
24,338
| – | – |
|
|
XHR
1217
Xenia Hotels & Resorts
XHR
$1.82B
| $2.62M | ﹤0.01% |
172,383
+425
| +0.2% | +$7.2K |
|
1218
H.B. Fuller
FUL
$3.18B
| $2.61M | ﹤0.01% |
56,115
+1,658
| +3% | +$76.9K |
|
|
AL
1219
DELISTED
Air Lease Corp
AL
| $2.6M | ﹤0.01% |
91,015
+3,630
| +4% | +$103K |
|
1220
Southwest Gas
SWX
$6.69B
| $2.6M | ﹤0.01% |
37,179
| – | – |
|
1221
Sanofi
SNY
$104B
| $2.59M | ﹤0.01% |
67,862
-785
| -1% | -$31.5K |
|
1222
Black Hills Corp
BKH
$5.54B
| $2.59M | ﹤0.01% |
42,234
+856
| +2% | +$52.1K |
|
1223
Exponent
EXPO
$3.21B
| $2.59M | ﹤0.01% |
101,298
-2,216
| -2% | -$57.8K |
|
|
LPNT
1224
DELISTED
LifePoint Health, Inc.
LPNT
| $2.58M | ﹤0.01% |
43,578
| – | – |
|
|
PVTB
1225
DELISTED
PrivateBancorp Inc
PVTB
| $2.57M | ﹤0.01% |
56,040
+2,971
| +6% | +$133K |
|
Similar funds
UBS AM's Q3 2016 Portfolio in Review
As of Q3 2016, UBS AM held 2,661 positions worth $92.9B, up 5% from $88.5B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
Trading was light in Q3 2016: portfolio turnover was 4.7%. UBS AM opened 57 new positions and exited 68, leaving the 2,661-position portfolio largely intact.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, down from 16% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2016 buy was Fortive: 4,426,476 shares worth $142M.
- UBS AM added most to Baidu in Q3 2016, an estimated $360M increase.
- UBS AM's biggest Q3 2016 reduction was Cognizant, cutting an estimated $196M.
- UBS AM fully exited EMC CORPORATION in Q3 2016, selling an estimated $151M.
- UBS AM's ten largest holdings make up 15% of its $92.9B portfolio in Q3 2016.
- UBS AM opened 57 new positions and closed 68 in Q3 2016.
- UBS AM's portfolio value rose 5% quarter-over-quarter to $92.9B.
Based on UBS AM's 13F filing for Q3 2016, filed 4 Nov 2016.