UBS AM Portfolio holdings
UBS Asset Management (UBS AM), a division of UBS Group AG with origins tied to the bank’s founding in 1862, is headquartered in Zurich, Switzerland, and manages hundreds of billions in assets for institutional, intermediary, and wealth management clients globally. Specializing in a broad range of investment strategies—including equities, fixed income, multi-asset, alternatives, and sustainable investing—UBS AM leverages the firm’s extensive research capabilities and global network to deliver tailored solutions. Known for its focus on risk management and innovation, it offers products like ETFs, index funds, and private market investments, catering to diverse needs from pension funds to high-net-worth individuals. As part of UBS’s broader ecosystem, UBS AM combines Swiss precision with a commitment to ESG principles, solidifying its position as a leader in the asset management industry.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$204M |
| 2 |
WBA
Walgreens Boots Alliance
WBA
|
+$163M |
| 3 |
Visa
V
|
+$141M |
| 4 |
Alibaba
BABA
|
+$137M |
| 5 |
Freeport-McMoran
FCX
|
+$130M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
K
Kellanova
K
|
+$196M |
| 2 |
Infosys
INFY
|
+$163M |
| 3 |
Monster Beverage
MNST
|
+$144M |
| 4 |
Mastercard
MA
|
+$128M |
| 5 |
Procter & Gamble
PG
|
+$119M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 14.83% |
| 2 | Technology | 14.48% |
| 3 | Financials | 14.28% |
| 4 | Consumer Discretionary | 9% |
| 5 | Industrials | 8.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1201
iShares Russell 2000 ETF
IWM
$82.1B
| $2.38M | ﹤0.01% |
21,731
+1,387
| +7% | +$159K |
|
|
OPLN
1202
Openlane
OPLN
$4.62B
| $2.35M | ﹤0.01% |
217,048
+21,136
| +11% | +$242K |
|
1203
Lamar Advertising Co
LAMR
$16.2B
| $2.35M | ﹤0.01% |
47,619
| – | – |
|
|
AWH
1204
DELISTED
Allied World Assurance Co Hld Lt
AWH
| $2.34M | ﹤0.01% |
63,533
-209,700
| -77% | -$7.8M |
|
1205
Madison Square Garden
MSGS
$9.43B
| $2.31M | ﹤0.01% |
49,056
| – | – |
|
1206
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$790M
| $2.31M | ﹤0.01% |
67,254
+19,483
| +41% | +$716K |
|
1207
Lennox International
LII
$15.1B
| $2.31M | ﹤0.01% |
29,996
+400
| +1% | +$33.8K |
|
|
PACW
1208
DELISTED
PacWest Bancorp
PACW
| $2.3M | ﹤0.01% |
55,745
+5,800
| +12% | +$243K |
|
1209
Cboe Global Markets
CBOE
$30.2B
| $2.29M | ﹤0.01% |
42,793
| – | – |
|
|
TUP
1210
DELISTED
Tupperware Brands Corporation
TUP
| $2.28M | ﹤0.01% |
33,017
| – | – |
|
1211
Terex
TEX
$7.47B
| $2.28M | ﹤0.01% |
71,758
+1,300
| +2% | +$47.5K |
|
|
XLS
1212
DELISTED
EXELIS INC COM STK
XLS
| $2.27M | ﹤0.01% |
137,544
-6,553
| -5% | -$106K |
|
|
NAV
1213
DELISTED
Navistar International
NAV
| $2.27M | ﹤0.01% |
69,032
+1,700
| +3% | +$62.9K |
|
1214
Brinker International
EAT
$9.75B
| $2.26M | ﹤0.01% |
44,462
| – | – |
|
1215
Aecom
ACM
$9.63B
| $2.26M | ﹤0.01% |
66,888
+4,600
| +7% | +$163K |
|
1216
Chord Energy
CHRD
$7.46B
| $2.25M | ﹤0.01% |
53,798
-4,349
| -7% | -$216K |
|
|
PAY
1217
DELISTED
Verifone Systems Inc
PAY
| $2.22M | ﹤0.01% |
64,622
| – | – |
|
1218
CNO Financial Group
CNO
$5.14B
| $2.22M | ﹤0.01% |
130,692
+4,800
| +4% | +$82.7K |
|
1219
Cabot Corp
CBT
$4.52B
| $2.21M | ﹤0.01% |
43,623
+1,200
| +3% | +$65.8K |
|
|
NRF
1220
DELISTED
NorthStar Realty Finance Corp.
NRF
| $2.21M | ﹤0.01% |
+62,574
| New | +$2.19M |
|
|
ALR
1221
DELISTED
Alere Inc
ALR
| $2.21M | ﹤0.01% |
56,952
+1,300
| +2% | +$48.7K |
|
|
LOGM
1222
DELISTED
LogMein, Inc.
LOGM
| $2.21M | ﹤0.01% |
47,889
+36,090
| +306% | +$1.56M |
|
|
WOOF
1223
DELISTED
VCA Inc.
WOOF
| $2.21M | ﹤0.01% |
56,115
+1,400
| +3% | +$54K |
|
1224
Compañía de Cervecerías Unidas
CCU
$2.21B
| $2.21M | ﹤0.01% |
100,100
| – | – |
|
|
TGI
1225
DELISTED
Triumph Group
TGI
| $2.2M | ﹤0.01% |
33,761
+800
| +2% | +$53.6K |
|
Similar funds
UBS AM's Q3 2014 Portfolio in Review
As of Q3 2014, UBS AM held 2,623 positions worth $101B, up 1.8% from $99B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS AM's Q3 2014 filing shows 68 new, 1,056 increased, 515 reduced and 65 closed positions. Its largest new stake was Alibaba: 1,521,250 shares worth $135M. The largest sale was Kellanova, an estimated $196M.
By sector, the portfolio is most concentrated in Healthcare at 15% of assets, up from 14% a quarter earlier, followed by Technology and Financials.
- UBS AM's largest Q3 2014 buy was Alibaba: 1,521,250 shares worth $135M.
- UBS AM added most to Apple in Q3 2014, an estimated $204M increase.
- UBS AM's biggest Q3 2014 reduction was Kellanova, cutting an estimated $196M.
- UBS AM fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $80.9M.
- UBS AM's ten largest holdings make up 15% of its $101B portfolio in Q3 2014.
- UBS AM opened 68 new positions and closed 65 in Q3 2014.
- UBS AM's portfolio value rose 1.8% quarter-over-quarter to $101B.
Based on UBS AM's 13F filing for Q3 2014, filed 28 Oct 2014.